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HomeMy WebLinkAboutStaff Report 4.C 3/3/2014 A gentact, Itewvv#1&C. An. `' 285e' • DATE: March 3, 2014 TO: Honorable.Mayor and Members of the City"Courici! through City Manager FROM: Dan St. John, F.ASCE— Director, Public Works-8c Utilities Joe Rye—Transit Manager SUBJECT: Resolution,Approving Transit Signal.Priority Project CIP Budget and Awarding Contract for Pilot'Corridor Design Services to DKS Engineering RECOMMENDATION It is recommendedthat the City Council adopt the attached resolution approving the transit signal priority project CIP budget and awarding a contract for the pilot corridor design & construction support services to DKS Engineering in the amount of$38,370. BACKGROUND In the last three decades,,trafficsignal,control technology has evolved to allow vehicles equipped with compatible transmitting equipment to "pre-empt" or get"priority" treatment at signalized intersections and thus reduce delays to those vehicles caused.by,traffic:signals. The technology has been widely adopted nationally by first responder agencies including Petaluma Fire Department and is now becoming common in transit operations. The technology exists in modern signal control equipment to provide two levels of preferential treatment to vehicles with;tl e'properly coded emitter equipment: high-priority pre-emption appropriate for Petaluma Fire and other first-responders, and a low-level "priority" system, termed as Transit Signal Priority (TSP) system suitable for transit operators. Petaluma Transit (PT) has obtained funding to implement a"LSP system which will include upgrade and replacement of traffictsignal,controllers and vehicle sensing equipmentat all intersections along the proposed pilotcorridor of McDowell Blvd. from Caulfield to Old Redwood Highway. In anticipation of implementing the proposed TSP pilot program, staff solicited proposals for Professional services,froh qualified engineering firms withexperience and expertise in TSP and traffic operations. The high-priority"pre=emption" works as follows: an:approaching fire vehicle's infrared TSP emitter communicates with a signal detector at an intersectionas it grows near. The detector at the.mast head,of the traffic signal detects the emergency vehicle, and signals its controller card to immediately provide.a green light to the approaching vehicle, even if it means truncating the Agenda Review: City Attorney Finance Director City Manager • green light for the side street As the emergency vehicle passes through, the controller then returns to normal cycle withjn the next phase, and operates normally thereafter. A low-priority TSP does not immediately "truncate" a green light that may be on for the side streets. Instead, the detector identifies the approaching infrared signal as that of a lower-priority transit bus anddoes one of two things. If the green phase is ON for the approaching bus, the controller card will add 10 seconds,of green phase time if neededto allow the bus to pass through the intersection before,the,light.turns yellow/red..Alternatively, if the bus's emitter is detected during a red light phase; the bus will have to stop, but the:controller will automatically reduce the length of the red light phase by 10 seconds thus shortening the bus' wait time. These TSP signal timing adjustments are:subtle and the general public rarely notices the changes. Increasingly, public transit agencies implement TSP to help their routes stay on-time and avoid costly elongation of.-route running times. PT operating funds are limited because much of Petaluma's Transit Development,Act (TDA) funding is a"pass-through" to fund Golden Gate Transit and Sonoma County Transit regional services. Inthe.Bay Area, several of the planned and active Bus Rapid Transit projects, along with entire local fixed route services like the Emery-Go-Round (Emeryville) utilize low-level TSP. Case studies show that TSP can reduce bus travel time by 5-10% which would save PT 1-3 minutes per half hour loop. While the time savings may appear minor, itis the difference between comfortable and reliable operations with adequate recovery time and successful passenger transfers, and system failure and passenger delay. DISCUSSION Staff has developed the proposed TSP pilot project with sensitivity towards potential traffic impacts. The "pilot corridor along North McDowell will allow staff to assess the effectiveness of the technology using three primary criteria: • Reduced transit bus travel time • Minimal impacts on traffic • No impacts on the "pre-emption" function utilized by Petaluma Fire The pilotTSRproject will involve.replacing the City's aging TSP detection equipment in the pilot corridor and,upgrading all signal,controller equipment at each intersection. Because many of the controllers and detectors around the community are reaching their useful lives, the project will provide great benefit by upgradingkey equipment. Emitters will be purchased for Petaluma Transit fixed route buses,,and-a.central managerial monitoring and reporting software package will be obtained to evaluate'theisystem's performance. Staff seeks to utilize a professional engineering consultant with TSP and traffic engineering expertise to provide design and construction support activities. Proposals were sought from engineering firms with appropriate experience and expertise and a familiarity with Petaluma traffic patterns. Three firms expressed interest and two ultimately provided the City with proposals to perf5rm the design and construction support for the "pilot corridor": 2 • DKS Associates of Oakland • Kimley Horn and Associates, Inc. of Oakland DKS submitted the preferred proposal, as evaluated by Public Works and Utilities staff DKS offers recent Petaluma experience,including Sonoma Mtn. Parkway, Lakeville Hwy, and North McDowell Signal Timing projects, the lowest costs, and the most recent and successful TSP project experience. DKS is working with East Bay municipalities and AC Transit in the rollout of the AC Transit Bus Rapid Transit corridors through Berkeley, Oakland, and San Leandro, and VTA's light rail efficiency project. Subject to Council approval, DKS will begin design work on all 13 intersections in the pilot corridor this spring, and prepare the procurement and construction•documentation. The project will be bid and the equipment be installed in the summer.months. Once completed,the pilot corridor project will be evaluated over a six month period to ensure the project meets its goals as noted above. Should the project prove successful and funding is available, staff will solicit proposals for design and construction support for additional intersections in the latter half of FY 14-15. The pilot TSP project costs are summarized below: Planning/Design $42,000 Construction $155,000 Pilot Corridor Total $197,000 The Transit Advisory Committeeconsidered this item at their February 6, 2014 meeting and recommends that City Council approve,the project CIP budget, including the use of the traffic impact fees, and awards the contract for design and construction support for the pilot corridor to DKS Associates. The proposed action meets Council Goal: "Plan for and implement priority capital projects as funding permits". • FINANCIAL IMPACTS The TSP projectwill be fundedwith a'mix of Traffic Impact Fees, Metropolitan Transportation Commission (MTC) Transit Performance Incentive (TPI) Funds, and transit's TDA capital funding. Petaluma will be applyingfor its:earned..share of MTC TPI funding for FY 12-13 and 13-14 in the amount of$152,222 to design and construct.the'pilot corridor. The proposed project budget also includes $38,000 in City of Petaluma Traffic Impact Fees. This amounts to 19% of the overall project total. Transit TDA capital funds will provide an additional $6,778. Funding Source TDA Transit Capital Funds $6,778 MTC Transit Performance Incentive Funds $152,222 City Traffic Impact Fees $38,000 Total Funding $197,000 3 ATTACHMENTS 1. Resolution 2. DKS Professional.Services Agreement 4 Attachment 1 RESOLUTION APPROVING THE TRANSIT SIGNAL PRIORITY PROJECT CIP BUDGET AND AWARDING A CONTRACT FOR DESIGN AND CONSTRUCTION SUPPORT FOR THE PILOT CORRIDOR TO DKS ENGINEERING WHEREAS, the Metropolitan Transportation Commission (MTC), the Bay Area's Metropolitan Planning Organization, has established a regional funding emphasis on projects that optimize the efficiency of existing infrastructure, such as freeway and arterial signal coordination projects, and projects that maximize limited transit operating funding; and WHEREAS, Petaluma's Transit Signal Priority Project is a project that meets MTC's emphasis on maximizing the effectiveness of existing transportation infrastructure, and, has the dual-benefit of the establishment of low-priority signal preference for Petaluma Transit fixed route buses, while upgrading and replacing vital TSP signal hardware utilized by the Petaluma Fire Department and`the'City's Traffic Engineering Division; and WHEREAS, the Petaluma Transit TSP Projectwill utilize a variety of funding sources, including City Traffic,Impact Fees (deemed eligible and included in the list of eligible projects), MTC's Transit Performance Incentive.,funds, and TDA (transit funds) Capital funding to deliver first the 13 intersections of McDowell Boulevard (Caulfield to Old Redwood Highway) as a Pilot Corridor, then, if the project performs as expected and meets its goals, a future Phase II will expand the TSP'to other intersections within Petaluma; and WHEREAS, City of Petaluma solicited proposals from engineering firms with successful experience deploying TSP projects and received two proposals, with the proposals evaluated by both transit and traffic staff, and the unanimous choice being DKS Associates with their proposal for design and:construction support for a not-to-exceed amount of$38,370. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Petaluma hereby approves the overall proj'ectbudget, including the use of$38,000 in Traffic Impact Fees and awards the contract for the Petaluma Transit Signal Priority Pilot Corridor project to DKS Associates.fordesign and construction support activities in a not-to-exceed amount of$38,370 and authorizes and directs the City Manager to execute the project contract on behalf of the City of Petaluma. 5 Attachment 2 • PROFESSIONAL SERVICES AGREEMENT Petaluma Transit Signal Project (Tide of Project) FY 13/14 Fund!?6500 Cost Center 65200,Object Code 62210 Project#.Cti5101402 Amount S38 370.00 For multi-year contracts or contracts with multiple accounts: FY Fund# Cost Center _ Object Code Project# Amount S FY Fund# Con Center Object Code ..Project# Amount$ FY Fund# Cost Center Object Code .Project# Amount$ FY Fund# Cost Center Object Code Project# Amount S FY Fund# Cost Center Object Code Project# Amount S_ THIS PROFESSIONAL SERVICES AGREEMENT ("Agreement")is entered into and effective as of , 20 ("Effective Date"), by and between the City of Petaluma, a municipal corporation and a charter city ("City") and DKS Associates, a Traffic Engineering ("Consultant')(collectively, the"Parties"). WHEREAS, the Parties enter into this Agreement for the purpose of Consultant providing professional services to.City under the terms and conditions set forth herein. THEREFORE, in consideration of the mutual covenants contained in this Agreement,the Parties agree as follows: 1. Services. Consultant,shall provide the services as described in and in accordance with the schedule set forth in Exhibit "A" attached hereto and incorporated herein • ("Services"). 2. Compensation; Business Tax Certificate. A. For the full performance of the Services asdescribed herein, City shall compensate Consultant in accordance with the ratesspecified in Exhibit A. B. Consultant ;shall submit detailed monthly invoices reflecting all services performed during the preceding month, and including a revised schedule for performance and'ladditional documentation requested by City,as applicable. C. Consultant shall,be compensated for services in.addition to those described in Exhibit A, ,only if Consultant and City execute a"written amendment to this Agreement describing. the additional services, to be performed and the compensation to be paid for such services. In no case shall the total compensation under this Agreement exceed $38;370:00 without prior written authorization of the City Manager. Further, no compensation for a section or work program component attached with a specificbudget shall be exceeded without prior written authorization of the City Manager. D. Notwithstanding any provision herein, Consultant shall not be paid any compensation until such time as Consultant has on file with the City Finance Department a current W-9 form available from the IRS website (www.irs.Rov) and has obtained a currently valid Petalumabusiness tax certificate. PROFESSIONAL SERVICES AGREEMENT (Manage n5093211 March 2013 6 E. City's obligation to pay compensation to' Consultant as provided herein is contingent:upon Consultant's performance of:the Services pursuant to the terms and conditiohs'of this Agreement and any amendments thereto. 3. Term. Theterm of this Agreement:commences on the Effective Date, and terminates on June 30,2014, unless sooner terminated in accordance with Section 4. Upon termination, any and all of City'.s documents or materials provided to Consultant and any and all of the documents or ;materials prepared for City or relating to the performance of the Services, shall be delivered to the City as soon as possible, but not later than fourteen (14) days after termination of the Agreement. 4. Termination. City may terminate this Agreement without cause upon ten (10) days' written notice. City may immediately terminate or suspend this Agreement for cause. Cause for immediate termination or suspension shall include, but not be limited to, any breach of.this Agreement by Consultant or Consultant's bankruptcy or insolvency. Upon receipt of notice of termination or suspension for cause, Consultant shall immediately stop all work•inprogress under this Agreement. In the event of early termination of this Agreement by City, Consultant shall be entitled to payment for all Services performed to the date of termination to the extent such Services were performed to the satisfaction of City in accordance with the terms and conditions of this Agreement. If City terminates this Agreement for cause; Consultant shall be liable to City for any excess cost City incurs for completion of the Services. 5. Consultant's :Representation; Independent Contractor. Consultant represents that Consultant possesses distinct professional skills in performing the Services. City has relied upon said representation as a material inducement to enter into this Agreement. Consultant shall, therefore, provide properly skilled professional and technical personnel to perform all Services under this Agreement. It is expressly understood that Consultant and•its agents and employees, shall act in an independent capacity and as an independent coritractorand not;as.officets, employees or agents of City. This Agreement shall not be construed as an agreement for employment. 6. Facilities.and Equipment. Consultant shall, at its sole cost and expense, furnish all facilities and equipment that may be required for furnishing Services pursuant to this Agreement. City"shall furnish to Consultant no facilities or equipment, unless,the City otherwise•agrees in writing to provide the same. 7. Licenses; Permits,.Etc. Consultant shall, at.Consultant's sole cost and expense, keep in effect at:all times during the term of this Agreement any licenses, permits or other such approvals which are legally required for performing the Services. 8. Time. Consultant shall devote such time to the performance of the Services as may be reasonably necessary for satisfactory performance of Consultant's obligations pursuant to this Agreement. 9. Inspection. Consultant shall provide the City every reasonable opportunity to ascertain that the Services are being performed in accordance with the requirements and intentions of this Agreement All work done and materials furnished; if any, shall be subject to 2 PROFESSIONAL SERVICES AGREEMENT (Manage P60932I)March 2013 7 inspection and approval by the City. The inspection of such work shall not relieve Consultant of any'of its obligations pursuant to this Agreement. 10. Progress Reports. Upon the City's request, Consultant shall provide, in a form acceptable to City, written progress:reports of all oral and written observations, opinions, recommendations, analyses, progress and conclusions related to Consultant's performance of the-Services. 11. Confidentiality. In the course.of.Consultant's employment, Consultant may have access to trade secrets and,confidential`information, disclosure<of which is protected or limited by law. Consultant shall not directly or indirectly disclose or use any such confidential information, except as required for the performance of the Services. 12. Conflict Of Interest. Consultant represents. that it presently has no interest, and covenants thatit shall not acquire any interest, director indirect, financial or otherwise, which wouldconflict in any manner or degree with The performance of the Services hereunder. Consultant further covenants that, in the performance of this Agreement, it shall not employ any subcontractor or person having such a conflict of interest. • Consultantrepresents-that no one who has or will have any financial interest under the Agreement is an officer or employee of City. If such conflict of interest arises during this Agreement or any extension, Consultant will immediately advise City and City may, at its sole discretion, immediately terminate this Agreement. Certain Consultants are subject to the requirements, including the disclosure and,reporting requirements, of the City's Conflict of.Interest Code adopted pursuant to the Political Reform Act. Such Consultants subject to the City's Conflict of Interest Code include those whose work may involve: making government decisions regarding approval or adoption of rates, rules, or regulations,action on permits or,other applications, authorization to enter into or modify contracts, or approvaliof plans, designs, reports, or studies: Consultant agrees to comply fully with all such requirements to the extent they apply to Consultant's performance of the Services. 13. Consultant No'Agent. Except as City may specify in writing, Consultant shall have no authority, express or implied, to act on behalf of'City in any capacity whatsoever as an agent. Consultant shallhave no authority, express or implied, pursuant to this Agreement to bind City to any obligation whatsoever. 14 Standard of Performance. Consultant shall perform all the Services in a manner consistentwith the standards of Consultant's profession. All instrumentsof service of whatsoever nature; which Consultant delivers to City pursuant to this Agreement, shall be prepared in a 'substantial, workmanlike manner and conform to the standards of Consultant's profession. All such instruments of service shall become the sole and exclusive property of City upon delivery of the same. 15. Assignment/Transfer. No assignment or transfer in whole or in of this Agreement shallbe made without the prior written consent of City. 16. Subcontractors. Consultant shall directly perform all Services, and shall not subcontract any portion of performance of the Services without the prior written consent of City. Any such subcontractors shall be required to comply, to the full extent applicable, with 3 PROFESSIONA I.SERVICES ACREEM ENT (iManage i60932 I)March 2013 8 the terms and conditions':of this Agreement, including but not limited to, procuring and :maintaining: insurance 'coverageas requiredherein and which shall name City as an additional:insured. 17. Compliance With All Laws. Consultant shall fully comply with all applicable local, state andfederal rules„laivs,,regulations and ordinances pertaining to the performance of the Services required hereunder, including but not limited to, the California Building Standards Code as in,effect in the City, the Americans with Disabilities Act, and any laws and regulations related to;anycopyright, patent, trademark or other intellectual property right involved in performance of the Services. Consultant's failure to comply with any law(s) or regulation(s) applicable to the performance of the Services hereunder shall constitute a material breach of this Agreement. To the extent that any other government agency or entity-provides compensation for any Services, Consultant shall comply with all rules and.regulations applicable to such fiscal assistance: 18. Living Wage Ordih'ance. Without limiting the foregoing Section 1-7, Consultant shall comply fully with all`.'applicablerequirements of Petaluma Municipal Code, Chapter 8.36, Living Wage (the "Living Wage Ordinance"), as the samemaybe amended from time to time: Upon the City's'request Consultant shall promptly provide to the City documents and information verifying Consultant's compliance with the'requirements of the Living Wage Ordinance, and;shall within fifteen (15) calendar days of the Effective Date of this Agreement, notify'each of its affected employees as to theamount of Wages and time off that are required to be provided to thempursuant to the Living Wage Ordinance. The Acknowledgement 'and. Certification Pursuant to City of Petaluma Living Wage Ordinance, attached'to this.Agreement•as Exhibit C,..shall be,a part of this Agreement for all purposes, and Consultants,that are:subject to Living Wage Ordinance requirements, as determined by the City,;must provide a properly completed Exhibit C in,accordance with the requirements of the Living Wage Ordinance. Consultant's noncompliance with the applicable requirements of the Living Wage Ordinance shall'constitute cause for City's termination of this Agreement-pursuant to Section 4.hereof. 19. Discrimination. During the performance of this Agreement, Consultant shall not discriminate against any,'employee:or applicant for.employment because of race, religion, creed, color, national origin, ancestry, gender, sexual orientation, age or physical or mental disability.imviolation of any applicable law. 20. Notice, Except as otherwise:Specified in this Agreement, all notices to be sent pursuant .to.this Agreement shall be,mage'in writing, and sent to the Parties at-their-respective addresses,specified below or to such other address as a Party may designate by written notice delivered to the other Party in accordance with this Section. Allsuch notices shall be sent by: (I) personal delivery,in which-case-notice is-effective upon delivery; (ii) certified or registered mail, return receipt requested, in which case notice shall be deemed delivered on-receipt if delivery is confirmed by as return receipt; (iii) nationally recognized overnight courier, with charges prepaid or charged to the sender's account; in which case notice is effective on delivery if delivery is confirmed by thedelivery service; or 4 PROFESSIONAL SERVICES AGREEMENT (adanage#609321)March 2013 9 • (iv) facsimile transmission, in which case notice, shall be deemed delivered upon transmittal, provided that (a) a duplicate copyof the notice is promptly delivered by first-class or certified mail or by overnight delivery, or (b) a transmission report is generated reflecting the accurate transmission thereof Any notice given by facsimile shall be considered to have been received onthe next business day if it,is,received after,5:00 p.m. recipient's time,or on a nonbusiness day. City: City Clerk City of Petaluma Post Office Box,61 • Petaluma, California;94953 Phone: (707) 778-4360 Fax: (707)'778-4554 Email: cityclerk@ci.petaluma.ca.us And: Dan St. John,F.A.S.C.E.. Directorof Public.Works andUtilities 202 North McDowell Boulevard Petaluma, CA 94954 Phone: 707.77616372 Fax: 707:778:4508' Email: dstjohnOci. etaluma.ca.us Consultant Consultant: DKS Associates David Mahama, P.E. 1970'Broadwav,.Suite 740 Oakland, CA 94612-2219 Phone: 5101267.6613 Fax: 510/2681.1739 Email: dcm@dksassociates.com 21. Ownership of Documents: All original papers, documentsor computer material on disk or microfilm, and copies thereof, produced as a result, of this. Agreement, shall be the property of City and may not'he used by Consultant,without the written consent of City. Copies of-such documentsor papers shall not be disclosed to others without the written consent of the"City Manager or'his or her designated representative. 22. Indemnification. To the maximum extent permitted by law, Consultant shall, at its own expense,'indeninify, defend with counsel acceptable to the City, (which acceptance will not be unreasonably withheld), and hold harmless City and. its officers, officials, employees, agents.and'volunteers ("Indemnitees') from and against any and all liability, loss, damage, claims, suits,,actions, arbitration proceedings, administrative proceedings, regulatory proceedings, civil,penalties.and fines, expenses and costs (including, without limitation, claims expenses, attorney's fees andcosts and fees of litigation) (collectively, "Liability') of every nature, whether actual, alleged or threatened, arising out of or in connection with the Services or Consultant's failure to comply with any of the terms of this Agreement, regardless of any fault or alleged fault of the Indemnitees. 5 PROFESSIONAL SERVICES`AGREEMENT °Manage#609321)Mai 2h 201310 The Consultant's obligation to indemnify, defend and hold harmless under this provision shall not be,excused because of the Consultant s inability to evaluate,Liability, or because the Consultant evaluates Liability and determines that the Consultant is not or may not be liable. The Consultant inust;respond within 30 calendar days to any tender for defense and indemnity by the City, unless the time for responding has been extended by an authorized representative of the City in writing. If the Consultant fails to accept tender of defense and indemnity within 30 calendar days, in addition to any other remedies authorized by law; so much of the money due or that may become due the Consultant under this.Agreement as 'shall reasonably be considered necessary by the,City, may be retained by the City until disposition has been made of the matter subject to tender, or until the Consultant-accepts.the+tender, whichever occurs first. In the event that the City must file responsive^documents in a matter tendered to Consultant prior to Consultant's acceptance of tender, Consultantagrees to fully reimburse all costs, including but not limited to attorney's fees and costs and fees of litigation, incurred by the City in filing such responsive documents. The Consultant waives any and all rights to express or implied indemnity against the Indemnitees concerning/any Liability of the Consultant arising out of or in connection with. the Services or Consultant's failure to comply with any of the terms of this Agreement. Notwithstanding the foregoing, to the extent this Agreement is a "construction contract" as defined by California.Civil Code.Section 2783, as maybe amended from time to time, Consultant's duty to indemnify under this provision shall not apply when to do so would be prohibited by California Civil Code Section 2782, as may be amended from time to time. Notwithstanding the foregoing, to the extent that the Services include designprofessional services;subject to California Civil,Code Section 2782.8, as may be amended from time to time, Consultant's duty to:indcmnifyshall only be to the maximum extent permitted by California Civil Coda".Section 2782.8. 23. insurance. Consultant shall comply with the "Insurance Requirements for Consultants" in Exhibit B-2, attached hereto and'incorporated herein by reference, [Indicate attached exhibit, e.g., "B-I, " "B=2,," "B-3," or "B-4. 1 24. Amendment. This.Agreement may be amended only by a written instrument executed by:boihtParties. 25. Litigation. .If litigation ensues which pertains to the subject matter of Consultant's services hereunder, Consultant; upon request from City, .agrees totestify therein at a reasonable and customary fee. 26. Construction. This:Agreement is`the'product of negotiation and compromise on.the part of both Parties and that the Parties agreethat notwithstanding Civil Code Section 1654, any uncertainty in the Agreement shall not be construed against the drafter of the Agreement. 6 PROPESS ZONAL SERVICES AGREEMENT (iManage#009321)March 2013 I 27. GoverningLaw; Venue, This Agreement shall be enforced and interpreted underthe laws of the State of California and the City of Petaluma. Any action arising from or brought in connection with this Agreement shall be yenned in a court of competent jurisdiction in the County of Sonoma, State of California. 28. Non-Waiver. The City's failure to enforce any provision of this Agreement or the waiver thereof in a particular instance shall not be construed as a general waiver of any part of such provision. The provision shall remain in fiili'force'and effect. 29. Severability. If anyterm or:portion of this Agreement is held to be invalid, illegal, or otherwise unenforceable,,by.a.court of competent jurisdiction the:remaining provisions of this Agreement shall continue in full force and effect. 30. No Third'Party'Beneficiaries. The Parties do notaintend to create,,and nothing in this Agreement:shall be'.construedto;.create any benefit or right in any third party: 31. Mediation, The Parties agree;to make a good faith attempt to resolve any dispute arising out of this. Agreement through mediation prior to commencing litigation. The Parties shall mutuallyagree upon'the mediator and shall divide'the.costs of mediation equally. 32. Consultant's''Books and Records. A. Consultant shall, maintain any and all ledgers, books of accounts, invoices, vouchers, canceled checks, and other records or documents evidencing or relating to charges for services, or expenditures anddisbursements charged to the City for a minimum period of°three (3) years or for any longer period required by law, from the date o'ffinal,paynient to Consultant pursuant,to this.Agreement. B. Consultant .shall maintain all documents and records which demonstrate performance:under:this Agreement for a minimumperiod`of three (3) years or for any longer period;required by law, from-the date of termination or completion of this.Agreement. C. Any records or documents required to be maintained pursuant to this Agreement shall be made available for inspection or audit, at any time during regular business hours, upon writtem request by the City Manager; City Attomey, City Finance Director, ,or` 'a designated representative of these, officers. Copies of such documents shall, be,provided- to the City for inspection at- Petaluma City Hall when it is practical to do so. Otherwise, unless an alternative is mutually agreed upon, the records shall be available, at Consultant's address indicated for-receipt of notices in'this'-Agreement. D. Where City has reason to believe-that such records or documents may be lost or discarded due to dissolution, disbandment or termination of Consultant's business, City may, by written request by any of the above-named officers, require that custody of the records be given to the City and that the records and documents be maintained in Petaluma City Hall.. Access to such records and documents shall be granted to any party authorized by Consultant, Consultant's representatives, or Consultant's successor in interest. 7 PROFESSIONAL SERVICES AGREEMENT (iManage P609321)March 2013 12 33. Headings. The headings used in this Agreement are for convenience only and are not intendedto;affecttheinterpretation or construction of any provisions herein. 34. Survival All obligations arising prior to the termination or expiration of this-Agreement and allprovisionsof this Agreement allocating liability between City and Consultant shall'survivethe termination or expirationof this Agreement. 35. Entire Agreement. This Agreement, including the exhibits attached hereto and incorporated herein, constitutes the entire agreement between the Parties with respect to the Services, and, supersedes all prior agreements or understandings, oral or written, between the.Partiea'in this regard.. IN WITNESS WHEREOF, the parties'hereto have executed this document the day, month and year first above written.. CITY OF PETALUMA CONSULTANT By Kevivt I Piw&'t City Manager Name ATTEST: (tier t' Title n 70 ErrwH ._cud / 7cD City Clerk Address APPROVED.AS?TO FORM: a;;Jc:'(eti;,.c( 9tl-6f2_ City State Zip • qy- Q58 3153 City Attorney Taxpayer I.D.Number APPROVED: L,— 030IGdl- Petaluma Business Tax Certificate Number Department Director APPROVED: Risk Manager APPROVED: Finance Director lile name:s:\P W\Transit\Agreements-RFP's\TSP\DKS'Agreement-Professional Services Agreement(March 2013) 8 PROFESSIONAL SERVICES AGREEMENT (iMonage#609321)March 201313 X}+ It rr A watittaiVilgta £ 4:k0 • December 18,2013 1970 Broadway,Suite 740 • Oakland,CA 94612 Josepft•Rye 510.763.2061 Transit Division Manager www.dksassociates.com City of Petaluma Public Works Department 555 N. McDowell Boulevard Petaluma,CA 94954 Subject: Proposal to'-ProvideProject:Management for the Petaluma Transit Signal Priority Project in the City of Petaluma,California' AA 13X03-034 Dear Mr. Rye: DRS Associates is pleased to submit.thisproposalto provide project management and traffic engineering assistance for the:proposed`.PetalumaTraiisit Signal Priority Project.in theCity of Petaluma.Our scope of work for the pilot Phase 1i based on the following project understanding. PROJECT UNDERSTANDING The Petaluma Transit Division(agency)is see_kingto;improve transit operations along transit routes in the City of Petaluma.Theproject will'install atransit signal priority(TSP)system;with the objective 4 of reducing transit travel time and'delay at • the signalized intersections along thebus" fib• routes in the City of Petaluma The project will,be conducted in two phases. The first phase is a pilot,project that will "�" ' install TSP system at•13:intersections,along the segment of North McDowell Boulevard. &. -� ;`• betweemCaulfield Lane.and Old Redwood • z ` "' -\\. Highway.The agency hassecured an amount �. of$147,000 from local impact fees.to•fund Phase 1 in fiscal year 13-14.The amount will °�, ' beusedLtofund the planning,procurement, '\ ' computer;,and•..installation%testing of the • ,r�,-3/i3\, system. The.procurement will includea s� Q., computer with central management software,and all busand pilot corridor equipment upgrades. The second phase,willscale the pilot',project to install the TSP system citywide at 47:additionalsignalized intersections. DKS will propose a separate scope of work and fee for Phase 2 when readyfor commencement. 14 City of Petaluma • rg Project Management for;Petaluma;Transit TSP tjm Page 2 o 6 ar , 7 The agency intends to utilize:Citystaff when cost:effective:tominiinize:project cost.The agency.is therefore seeking a consultantwith7SP experience to lead and,manage the project with limited'staff:supervision/guidance. SCOPE OF WORK FOR PHASE 1 Our scope of work is based on ourextensive experience;with working on TSP projects and the email correspondence with Mr.Joseph Rye.Our approach'includes the following seven steps: Step 1—Inventory;existingequipment Step2--Define vision,goalsand[objectivesfor the project Step 3-Conduct alternatives analysis for the project Step 4—Prepare construction documents(design plans,specifications,and estimates) Step-5—Assist with thebidd ing:process Step 6-Provideconstruction.assistance Step 7—Evaluate theeffectiveness.of the TSP System Step.1 - Existing Conditions Inventory DKS will work with City-staff to,prepare a,detailed inventory of existingtraffic signal equipment at each of the ten intersections.This-wilf,indludeilisting a ll.relevant'equipmentin the traffic signal controller cabinet,traffic signal controller firmware,type of opticom equipment.(model number)located at each'intersection and dates that the. equipment were installed.CiKS will determine ifthe opticom units have multiple channels thatcan be used • for both emergency vehicle detection"and transit signal'.priority. Deliverable 1) A spreadsheet that lists the traffic signalcontroller equipment at the study intersections along the pilot Phase 1 corridor Step,2— Define Vision,;Goalsfand Objectives A half day workshop will be held with;key City staff to agree on and document the vision,goals and objectives for the operation of the TSP system.This:focus group will consist of personnel from the transit agency,fire department, traffic engineering department,:traffic signal maintenance department,and the City Engineer.The vision;goals and objectives will be set in the context of,the City's;strategic plan,to show the'linkages between the.City'sicorporate 'obiectives'and the functions that will'berequired;of theTSP system. Deliverable 1) Memoraridiim that documents the agreed vision,goals and objectives Step.3 —Conduct Alternative Analysis for the Project DKS will conduct an alternativesanalysis to inform the City,aboutwhat.options are available to achieve the project's goals and objectives,,.The analysis will include an assessment of the suitability of the existing,opticom system,and determine whether the equipment'need tobereplaced'oraugmented. • 15 City of,Petaluma: ay.FM.24 z leg Project Management for Petaluma Transit TSP of Page of ' k Deliverable 1) Memorandum that discusses how,the:existing opticom;system,compares with available technologies, and recommended courseof action.that includes what type of TSP.system to procure and how to procure it. Step 4— Prepare Construction'Documents (Design PS&E) After acceptance of the recommendations,.DKS will prepare construction documents.at 65%,95%and 100%. DKS proposes cost effective design solutions forthe TSP system. DKS will obtain asbuiltplans forthe signalized intersections along the study corridor and markup needed improvements with appropriate construction notes in lieu of providing detailed traffic signal drawings.Should DKS find the asbuiltplans to be:illegible for use,DKS will renegotiate a fee to develop cost effective constructible traffic signal design plans.However, DIG is prepared to provide detailed design to update'existing traffic signal design plans'if the City/Transit agency require such detail plans. Deliverables 1) 65%Design plans,specifications and;construction cost estimate (submitted'electronically as PDF) 2) 95%Design plans,'specifications arid-construction cost estimate(submittedelectronically as PDF) 3) 100%Design plans,specifications and;construction cost estimate(submitted electronically as PDF) 4) Response to Cit(s review comments on the 65%and 95%designPS&E,along with return of mark-ups Step 5—Assistwith=thel'Bidding Process • DKS will prepare: o Bid schedule and/or schedule of values o Tabulation of quantities of all work items and materials o Engineers,estimate.of construction costs o Recommendation for allowedconstruction time period • Respond to questions concerning the plans,'specificationsand estimates prior to bid opening. • Prepare design modifications'or clarifications,if needed. • Preparecontract document addenda,if needed. • Prepare,conform drawings mcorporating"addendum'before.the pre-construction meeting: • Provide,a recommendation to the Petaluma Transit Division for award of construction'contract. Deliverables 1) .Prompt responses'to all requests for information (RFI) 2) Addenda as necessary 16 City of Petaluma � m:# . Project Management for Petaluma,Transit TSP Ts: : s u ‘ Page 4 of 6 :Ca - Step6-Provide Construction.Assistance • DKSdesign"staff will be available to answer contractorbid questions:and•requests for • information/clarification (RFI)of the design and/or construction documents. For a,project of this type,we estimate thatthe level of effort.would entail approximately eight.(8)-hours of staff time. • Assist City staf(to,review contractor change order requestsandre-design for an additional fee,if needed. For a project of this type we estimate that the level of effort would entail approximately eight(8)hours of staff time. • When requested by Agency staff,DKS will attend additional meetings:to answer design questions and clarify design elements. For a projectof this type,we estimate that the level of effort would entail approximately eight(8)hours of staff time. • Prepare record drawings from the Contractor redlineasbuilts.if requested for an additional fee. For a project of this type,we estimate that the level of effort would entail approximately 16 hours of staff time. Deliverables • 1) Prompt responses to all:requests for information (RFI) 2) Prompt responses to all submittals 3) Prepare record drawings(orasbuilts)for an additional fee and submitted as AutoCAD and PDF files if requested Step 7-- Evaluate the Effectiveness.of the TSP System The;effectiveness of, TSP system deployed for the pilot study will,beevaluated to determine whether it is worthwhile to install the system,to.operateat the;remaining:47 traffic signals in the City of Petaluma.Nine of the 47 traffic signals are state owned:and maintained traffic signals. The evaluation will entail a"'Before".and"After"study,which will be conductedduring;the deactivation and activation of the TSP system respectively.It is prudent to conduct thestudies withina.few days apart to minimize susceptibility to changing traffic conditions. The performance measures:for the evaluation will be selected with the objective,ofmeasuring theimprovements in bus travel time and assessing the impact of the TSP system onside street traffic. The bus travel time will be measured by mounting an on-board:GPS unit: Due to the variability in bus boardingand alighting,.the,bus dwell timewill be collected,and excluded from the overall travel time alongthe stud)/corridor.A minimum of four runs will'.be conducted for.each directions along the study;corridor;during the a.m.,,midday, and p.m. peak periods for.the"Before'and'"After".studies. The evaluationwillbeconducted for.Bus Route 2 that travels from Maria Drive to Old-Redwood Highway. To assess the impact of the TSP system onside-street traffic, DKS.will make observations at two critical intersections along the study corridor.The observations,will.be conducted to determine.the.effectiof the TSP preemption on other non-coordinated,phases.Specifically,:observations will.be:made for critical movements to determine if there are any residual traffic build up due to the TSP'operation.The N. McDowell'Boulevard/E:..Washington Street and N. McDowell Boulevard/Corona Road intersections are suitable locations for the field observations. • 17 City of Petaluma i ' .;" t '-i"'=' Project.Management for Petaluma Transit TSP 4 ' ' Page 5 of 6 PROPOSED STAFF Kevin Fehon,P.E.,PTOE,will be the Principal-In-Charge and Technical Advisor for the project. He will be responsible for the Quality Control review of all deliverable. He will facilitate the workshop with City staff. Kevin has successfully s performed his role on numerous similar projects.He has 40 years of 4 v"=4, f' -4,a4-1.%•;;••=, experience with traffic signal systems,and.has.assisted several agencies in + , •, ' n e the •San Francisco Bay Area to develop'strategic plans for traffic operations, ., Cil �, j r! ITS master plans andsignal system masterplans;including the cities of �-" „. Walnut Creek, Roseville, Napa, Livermore and Santa Rosa. He is currently ` ti v`l - "c r a+ , is` leading the traffic signal systems design for'the Valley Transportation- a Authority Light Rail.Efficiency Project and the:East`.Bay Bus Rapid Transit +-ate?rt m _ 'x r jproject,which include transit signal priority design.He hasdeveloped v s b B.- ;/':" . concept of operations and system requirements for successful advanced a , .1 ' I'. traffic signal systems in Mesa,AZ,Bellevue,WA,Gresham,OR and Pasadena, ,� ,�-�.>'. ,m a,41 r-.7'LLN; CA. Hehas also managed and implemented numerous traffic signal coordination projects for groups of signals ranging up to 250 signals. • David Mahama,P.E.,will be the project manager.He will coordinate the .e ' e rr0'`0 equipment inventory and.assist Kevin develop the TSP operational `i „,y,:.4 --`t,.-�'" wr►'+ �- '?- :•C::::.' s scenarios and document the vision,goals and objectives. David has over 15 sw� ,.. , `=, y. r.. years-of experience developing and.implementing traffic signal t�,,P,t „ �. ' r �0� coordination timing plans in many cities in the Bay Area including signal # - • timing for theN ,McDowell Blvd Sonoma Mountain Parkway ,and Lakeville ''ase`. Highway corridors in the.City of Petaluma.He has good understanding of tr Lii ' - ,-.0.-- Highway operational requirements for setting up,fine tuning and maintaining signal L2x� .+r timing:parameters. He also has experience with traffic signal design, cost k'a� ,'•• a fit aj estimation and construction scheduling. -- - -..a Filipe:Cheong,Ea:T will assist withithe design plans,specifications and estimates(PS&E);and construction assistance. Filipe has extensive design PS&E experience.Filipe hasextensiveexperience in traffic signal engineering and traffic traffic [r.sri._” .aa ra;; 4 design projects within the public and private right of ways,working with • "A "' W' t fi,x I Caltrans and the utility companies. He has six years of experience in mss -, t T a. ' preparing Plans,Specifications and Estimates(PS&E)for street a e ' te • x- ,�' s, k' a. f, improvements-plan engineering.He is currently a'lead,project engineer for -,,,-4, 44,,,,,, S z ,. the'East Bay'Bus Rapid Transit project,which includes the modification.of 1.5,,,,x-,z;.< . ` ' *4`"'14: cc' 122 traffic signals along.International Boulevard and E.14`"Street in the v ;. `e ij; # . i Cities of San Leandro and Oakland. s a 18 • City of,Petaluma '*i+rrr'i�s` ' w ; Project Manag&ment for Petaluma Transit TSP • * if4t ;. Page 6o 6 747 7 77 7 PROJECT SCHEDULE Theproposed project schedule attached'to this proposalassumes a notice to proceed date by November 11, 2013. DKS team anticipates completing the Petaluma Transit TSP Pilot project within a periodof approximately 106 working days after notice to proceed as shown in the chart.The duration of the construction documents preparation includes two weeks for review of the 65%and 95%Design PS&Edeliverables. Following the completion of the final bid documents,DIG will provide.Constructionsupport for up to a maximum of 20 hours during the four weeks construction period. BUDGET DKS will perform this work scope on atime and material basis,fora total fee of.$38,370.OKS reserves the right to reallocate the resources in order to accommodatethe actual needs of the project,subject only to the agreed upper fee limit. As a Principal with DKS Associates,I:am able to legally bind the firm into.contract.The offer expressed in this proposal will remain valid for a period of ninety(90).days. Please do not hesitate to call me at:(510) 267-6608 or email me at kjf@dksassociates.com with any questions or:ifyou require further assistance: Thank you for considering DC for this proposal. Sincerely, DKS Associates A California Corporation /r 4 Kevin Fehon,.P.E., PTOE • Principal Cc:David Mahama,,P.E., DKS Curtis Bates, P:E.,City of.Petaluma Attachments: • 1) ;Project.Schedule 2) Budget Spreadsheet 19 = , ,c . at E1, = . a ___141 , 51 1, .4 _ , . . , ,.. =., <C, i . • -`i al ;1.1 ; . -c,1 ii ., , ; 4 E•r -- • - 1.1 -41 ' at.)3); .4) . i • • • "t Cr hr '-a- hr Nt; `4- -a- :a - - =N ;ll) esia) 1.,_ ,c,Jr- NO) cl c.,, .__I-- •,,_ ,,,,_Lo !„, __Ca ,NI t !cl- N 0 2 --.71 m .2 EN r- ,,,, ;el. li-a-- t.,,- :,-,-1. ea ,(.0 'Et) ,r) :co A- •;.- to, !co N- ut I-to :-C1 . CI ”., •-o •ID ;„ -o; , -o 'a t 12 C •0 - - ]-0 2 . . I • . • ((.1 u., 0 ,..- ...H .._,- - r ..,- H: I • 1- 1- .1- 1- r ;N ,-- ,-- --- -- r ;,- --- 1---- .--- ;--- ---, :r -- 0 , 0 ,0- 1-,- a) o") co 4 .c-ioj too r) E- o •o- 33 -LB , • i . ...„. 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' c OO. .X "CD '. 00 N ^ `O > O' ' t o a. d Z O 21 INSURANCE REQUIREMENTS EXHIBIT B-2 Consultant's, performance of the Services under this Agreement shall not commence until Consultant shall have obtained all insurance required under this paragraph and such insurance shall have been approved by the City Attorney as to form and the Risk Manager as to carrier and sufficiency. All requirementh.herein provided shall appear either in the'body of the insurance policies oras endorsements and shallspecificallybind the insurance carrier. Consultant shall procure and maintain for the duration of the contract all necessary insurance against claims now and in the future for injuries to persons:'or damages to property which may arise from or in, connection. with, theperformance of the Services by the Consultant, the Consultant's agents, representatives, employees and subcontractors. Required professional liability insurance shall be maintained atthe level specified herein for the duration of this Agreement and any extension thereof and for twelve additional months following the Agreement termination or expiration. A. Minimum Scope of Insurance Coverage shall be at least broad as: 1. Insurance Services Office Commercial General Liability coverage: a. Personal-injury; b. ContractuaLliability. 2. InsuranceServices Office form covering,Automobile Liability, code 1 (any auto). 3. Workers' Compensation insurance as required by the State of California and Employer's Liability Insurance. 4. Professional Liabilityinsurance. 5. Such other insurance'coverages and limits as may be required by the City. B. Minimum Limits of:Insurance Consultant shall maintain,limits no less than: 1. General Liability: $1,000,000 per occurrence for bodily injury, personal injury and property damage. IfCommercial General Liability Insurance or other form with a generalaggregate liability is used, either the general aggregate limit shall apply separately-to this Agreement or the general..aggregate limit shall be twice the required occurrence;limit. 2. Automobile Liability: $1,000,000 per accident for bodily injury and property damage. 3. Employer's Liability: Bodily Injury by Accident-$1,000,000 each accident. Bodily Injury by Disease- $1,000;000 policy limit. Bodily Injury by Disease- $1,000000 each employee. 4. Professional Liability insurance: $1,000,000. 5. Such other insurance coverages and limits as may be required by the City. C. Deductibles and Self.-Insured Retentions Any deductibles or self-insured-retentions must be declared to and approved by the City. At the option Of the;City, either: the insurer shall reduce or eliminate such deductibles or Exhibit 132 Page 1 of 2 INSURANCE REQUIREMENTS(City) (iManage 4609323)March 201322 self-insured retentions as respects the City, its officers, officials, employees, and volunteers; or the Consultant shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense-expenses. D. Other Insurance Provisions: The required general liability and automobile,policies are to contain, or be endorsed to contain the following provisions: 1. The City, its officers, officials, employees, agents and volunteers are to be covered as Additional Insureds as respects: liability arising out of activities performed by or on behalf of the Consultant; products and completed operations of the Consultant; premises owned, occupied or- used by the Consultant; or automobiles owned, leased, hired or borrowed by the Consultant. The coverage shall contain no special limitations on the scope of protection afforded to the City, its officers, officials,employees, agents or volunteers. 2. For any claims related to.this project, the Consultant'sinsurance coverage shall be primal:), insurance as respects the City, 'its office'rs, officials, employees, agents and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, agents or volunteers shall be excess of the Consultant's'insuranceiand shall not contribute with it. 3. Anyfailure'to comply with reporting or other.provisions'ofthe policies including breaches of warranties:shall not affect coverage provided'to the City, its officers, officials;'employees, agents or volunteers. 4. The Consultant's insurance shall apply separately to each insured against whom claim is made or suit is brought except, with respect to the limits of the insurer's liability. 5. Each insurance policy required by ,this clause shall be endorsed to state that coverage shall not be :suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30)-days' prier written notice by certified mail, return receipt requested,has been given to the City. 6. Consultant agrees to waive subrogation rights against •City regardless of the applicability of any insurance proceeds, "and to require all contractors, subcontractors orothers involved in any way with the Services to do likewise. F. Acceptability of Insurers Insurance is to be placed with insurers with a current A.M. Best's rating of no less"than A:VlI. F. Verification of Coverage Consultant,shall furnish the City with original endorsements effecting coverage required by this clause. The endorsements are to be signed by a person authorized by that insurer to bind coverage on its behalf. All endorsements are to•be received and approved by the City before the:Services commence. Exhibit B2 Page 2 of 2 INSURANCE REQUIREMENTS(City) (ihlsimge 4609325)'Match 2(11323 EXHIBIT"C ACKNOWLEDGEMENTAND:CERTIFICATION PURSUANT TO CITY OF PETALUMA LIVING WAGE ORDINANCE PETALUMA MUNICIPAL CODE CHAPTER 836 The City of Petaluma Living Wage Ordinance ("Ordinance"),Petaluma Municipal Code Chapter 8.36, applies to certain service contracts, leases, franchises and other agreements or funding mechanisms providing financial assistance (referred to hereafter as an "Agreement")between the City of Petaluma("City") and/or the Petaluma Community Development Commission ("PCDC") and,contractors, lessees, franchisees, and/or recipients of City and/or PCDC funding or financial benefits ("covered.entities"). Pursuant to Petaluma Municipal Code Section 8,36.120, as°part of any bid, application or proposal for any Agreement isubjectto;the Ordinance, the covered entity shall: • Acknowledge that the covered entity is aware of the Ordinance and intends to comply with its provisions. • • Completethe Report of Charges,Complaints, Citations and/orFindings contained in this Acknowledgement and Certification by providing information, including the date, subject matter and manner of resolution, if any, of all wage, hour, collective bargaining, workplace safety, environmental or consumer protection charges, complaints, citations, and/or findings of violation of law or regulation by any regulatory agencyor court including but not limited to the California Department of Fair Employment and Housing, Division of Occupational Safety and Health (OSHA), California Department of Industrial Relations (Labor,Commissioner), Environmental Protection Agency and/or National Labor Relations Board,:which:have been filed or presented.to;the covered entity within the ten years immediately prior to the bid, proposal, submission or request. Pursuant to Petaluma Municipal Code Section 8.36.120, before the beginning of the term of any covered Agreement, or prior to the execution of said Agreement by the City or the PCDC, each covered entity shall certify that its employees are paid a living wage that is consistent with Petaluma Municipal Code Chapter 8.36. By executing this.Acknowledgement and Certification, the covered:entity(i) acknowledgesthat it is aware of the Ordinance and intends to comply with its provisions, (ii) attests to the accuracy and completeness of information provided in the Report of Charges, Complaints, Citations and/or Findings contained herein, (iii) certifies that it pays its covered employees a Living Wage as defined in Petaluma Municipal Code Chapter 8.36 and (iv) attests that the person executing this Acknowledgement and Certification:is authorized to bind the covered entity as to the matters covered in this Acknowledgment and Certification. Pagel of3 LIVING WAGE ACKNOWLEDGEMENT AND CERTIFICATION (Manage#1638697.2 (March 2013)24 SO ACKNOWLEDGED.and CERTIFIED: Project or Contract,I.D: iC S /r>sOCc 64145 Date: 2..20 . 13 (Print Name of Covered EntityBusiness,Capacity) By f«v( N P -I-roLL (Print Name) Is/ (Signature) Its rF(L( C-(P rFL (Title/Capacity of Authorized Signer) Page 2 of 3 LIVING WAGE ACKNOWLEDGEMENT AND CERTIFICATION °Manage.N1638697.2 (March 2013) 25 REPORT OF CHARGES, COMPLAINTS,:CITATIONS AND/OR FINDINGS PURSUANT TO PETALUMA MUNICIPAL CODE SECTION 8.36.120 FOR EACH WAGE,HOUR, COLLECTIVE BARGAINING, WORKPLACE SAFETY, ENVIRONMENTAL OR CONSUMER PROTECTION CHARGE,COMPLAINT,CITATION,AND/OR FINDING OF VIOLATION OF LAW OR REGULATION BY ANY REGULATORY AGENCY OR COURT, INCLUDING BUT NOT LIMITED TO THE CALIFORNIA DEPARTMENT OF.FAIR EMPLOYMENT AND HOUSING,DIVISION OF OCCUPATIONAL SAFETY AND HEALTH (OSHA), CALIFORNIA DEPARTMENT OF INDUSTRIAL RELATIONS (LABOR COMMISSIONER),ENVIRONMENTAL PROTECTION AGENCY AND/OR NATIONALLABOR RELATIONS BOARD,WHICH: • AFFECTS YOU ASA PROSPECTIVE CONTRACTOR,SUBCONTRACTOR,LESSEE, FRANCHISEE AND/OR PARTY TO ANY CITY OF PETALUMA AND/OR PETALUMA COMMUNITY DEVELOPMENT COMMISSION-FUNDED AGREEMENT OR BENEFIT SUBJECT TO PETALUMA MUNICIPAL CODE CHAPTER 8.36(LIVING WAGE ORDINANCE),AND • HAS BEEN FILED OR PRESENTED TO YOU WITHIN THE TEN YEARSIMMEDIATELY PRIOR TO THE BID, PROPOSAL,SUBMISSION OR REQUEST FOR WHICH THIS ACKNOWLEDGEMENT AND CERTIFICATION IS MADE. PLEASE-PROVIDE THEDATE,THE REGULATORY AGENCY OR COURT MAKING THE CHARGE COMPLAINT,CITATION OR FINDING,THE SUBJECT MATTER AND THE MANNER OF RESOLUTION, IF ANY,FOR EACH,SUCH CHARGE COMPLAINT,CITATION OR FINDING. IF NONE,PLEASE STATE"NONE": Mo:.a G ATTACH ADDITIONAL PAGES IF NEEDED: Date: Regulatory Agency or Court: Subject_Matter: Resolution,'if any:, Expected resolution; if known: Page 3 of 3 LIVING WAGE ACKNOWLEDGEMENT AM)CERTIFICATION ()Manage#1638697.2 (March 2013) 26