HomeMy WebLinkAboutStaff Report 3.I 6/16/2014DATE: June 11, 2014
Agenda Item #3.1
TO: Honorable Mayor and Members of the City Council through City Manager
FROM: Eric W. Danly, City Attorney
SUBJECT: Resolution Approving the Subordination of Financing and Regulatory
Agreements for the Logan Place Apartments Affordable Housing Development
and Ratifying the Project Financing Provided by the City of Petaluma and the
former Petaluma Community Development Commission
RECOMMENDATION
It is recommended that the City Council adopt the attached resolution entitled: "Resolution Of
The City Council Of The City Of Petaluma Approving The Subordination Of Financing And
Regulatory Agreements For The Logan Place Apartments Affordable Housing Development And
Ratifying The Project Financing Provided By The City And The Former Petaluma Community
Development Commission"
The purpose of this resolution is to obtain authorization for the City Manager to sign agreements
subordinating loans of the former Petaluma Community Development Commission and the City
and regulatory agreements for the Logan Place Apartments affordable housing development in
favor of long -terns financing for the project, and, in an abundance of caution, to confirm Council
authorization for the entire financial support package for the Logan Place project. Total funding
for the project in the amount of $7.65 million is made up of debt issued by the City and by the
former commission, the housing assets of which (including the Logan Place debt) the city has
elected to assume.
On January 9, 2012, the City Council adopted a resolution pursuant to which the City agreed to
serve as the successor agency to the commission commencing upon the dissolution of the
commission on February 1, 2012 pursuant to Assembly Bill xt 26. On January 23, 2012, the
City Council adopted a resolution pursuant to which the City elected to retain the housing assets
and housing functions previously performed by the commission, and elected to assume such
housing assets and functions commencing upon dissolution of the commission.
The City and the former commission provided financing to Burbank Housing Development
Corporation, a California nonprofit public benefit corporation and to Burbank's successor in
Agenda RevieN : n
City Attorney (�J�//�\ Finance Director City Manager -\ _
interest -- Logan Place, L.P., a California limited partnership -- to assist in the development of
Logan Place affordable housing project consisting of 66 units of multifamily housing located at
1200 Petaluma Boulevard North. Funding was approved in adopted budgets of the City and the
former commission allocating annual budget amounts to the project
The project financing provided by the former commission tools the form of: (i) a loan in the
principal amount of One Million Dollars ($1,000,000), (ii) a loan in the principal amount of One
Million Three Hundred Thousand Dollars ($1,300,000), and (iii) a loan in the principal amount
of One Million, Three Hundred Fifty Thousand Dollars ($1,350,000), for a total of former
commission financing totaling $3.65 million. The former commission loans are secured by a
deed of trust. A regulatory agreement restricting project rents was recorded in connection with
the former commission loans. In addition, the City provided a loan for the project in the amount
of Four Million Dollars ($4,000,000) funded with Home Investment Partnership funds. That
financing is secured by a deed of trust, and the developer executed a regulatory agreement
restricting project rents and occupancy.
The California Department of Housing and Community Development has agreed to provide a
construction loan for the project in the amount of Six Million, Eighty -Two Thousand and Forty -
Two Dollars ($6,082,042) using funds from the department's Multifamily Housing Program.
The department's commitment to make the loan is expressly conditioned upon the subordination
of the deeds of trust, regulatory agreements and all other documents executed in connection with
the City and former commission loans, to the construction loan, and the deed of trust and the
regulatory agreement to be executed by developer for the benefit of HCD in connection with the
MHP Loan.
The former commission's low- and moderate -income housing fund was the source of some of the
funds used to provide the loans. In its capacity as the housing successor to former commission,
the City is required to comply with the housing provisions of Community Redevelopment Law.
Pursuant to Health and Safety Code Section 33334.14 (a)(4), the City, in its capacity as the as the
housing successor, is permitted to subordinate the affordability restrictions set forth in the
City/former commission regulatory agreement to liens, encumbrances, and regulatory
agreements for the benefit of state and federal agencies providing project financing. The project
developer has prepared proposed subordination agreements that provide the City with notice and
an opportunity to cure defaults of the developer's obligations related to the construction
financing, as a means of protecting the City's interest in the project (the project debt the City has
issued and assumed that will become junior to the construction financing upon approval of the
subordination agreements). The latest draft subordination agreements are attached to the
resolution included with this staff report. The subordination agreements are still receiving
minor, non -substantive edits.
The attached resolution provides that the City Council: (i) authorizes the subordination of the
deeds of trust, regulatory agreements and other documents related to the City and former
commission loans to the deed of trust and the regulatory agreement to be executed by developer
for in connection with the construction financing and (ii), and ratifies and affirms the execution
and delivery of all documents executed by the City and/or by former commission in connection
with the project financing.
DISCUSSION
The City's agreement to subordinate the City and former commission deeds of trust, regulatory
agreements and related documents executed in support of the Logan Place project will enable the
developer to obtain low-cost construction financing for the project.
Completion of the project will provide 65 units of affordable housing that will remain subject to
rent and occupancy restrictions pursuant to the City regulatory agreement and the construction
financing regulatory agreement. In the event that a default under the construction financing arises
and remains uncured, and there is a foreclosure under the construction financing deed of trust,
there is a risk that the City would lose its security interests in the property and the project, and a
risk that the affordability restrictions would be terminated. However, pursuant to the proposed
subordination agreements, the City will have the right to cure defaults under the construction
financing documents. Also, it was anticipated that subordination of the City and former
commission loans and regulatory and affordability agreements would be sought to obtain
additional financing for the project.
FINANCIAL IMPACTS
The proposed action creates no new financial impacts or risks not contemplated as part of the
overall project support. The proposed action creates no new payment obligations of the City but
does add risk concerning the City's recovery of project financing and accrued interest.
ATTACHMENTS
Subordination resolution
Subordination agreements (3)
ATTACHMENT
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PETALUMA APPROVING THE
SUBORDINATION OF FINANCING AND REGULATORY AGREEMENTS FOR THE
LOGAN PLACE APARTMENTS AFFORDABLE HOUSING DEVELOPMENT RATIFYING
THE PROJECT FINANCING PROVIDED BY THE CITY OF PETALUMA AND THE
FORMER PETALUMA COMMUNITY DEVELOPMENT COMMISSION
WHEREAS, pursuant to Resolution No. 2012-007, adopted by the City Council on
January 9, 2012, the City of Petaluma ("City") agreed to serve as the successor agency
("Successor Agency") to the Petaluma Community Development Commission ("PCDC")
commencing upon the dissolution of PCDC on February 1, 2012 pursuant to Assembly Bill xl
26; and
WHEREAS, pursuant to Resolution No. 2012-009, adopted by the City Council on
January 23, 2012, in accordance with Health and Safety Code Section 34176, the City elected to
retain the housing assets and housing functions previously performed by PCDC, and elected to
assume such housing assets and functions commencing upon dissolution of PCDC; and
WHEREAS, the City and PCDC have provided financing to Burbank Housing
Development Corporation, a California nonprofit public benefit corporation (`Burbank") and to
Burbank's successor in interest, Logan Place, L.P., a California limited partnership
("Developer"), to assist in the development of an affordable housing project consisting of 66
units of multifamily housing (the "Project") located at 1200 Petaluma Boulevard North (the
"Property"); and
WHEREAS, Burbank conveyed the Property to Developer, and Burbank continues to
serve as Developer's administrative general partner; and
WHEREAS, the City and PCDC financing for the Project consists of the following
(collectively, the "Loans"): (i) a loan in the principal amount of One Million Dollars
($1,000,000), evidenced by a promissory note dated March 5, 2008, executed by Burbank for the
benefit of PCDC, and secured by a deed of trust executed by Burbank for the benefit of PCDC
and recorded in the Official Records of Sonoma County ("Official Records") on March 17, 2008
as Instrument No. 2008-024306 (the "Deed of Trust"); (ii) a loan in the principal -amount of One
Million Three Hundred Thousand Dollars ($1,300,000), evidenced by a promissory note dated
October 1, 2008, executed by Burbank for the benefit of PCDC; and (iii) a loan in the principal
amount of One Million, Three Hundred Fifty Thousand Dollars ($1,350,000) evidenced by a
promissory note dated May 1, 2012, executed by Developer for the benefit of City; and
WHEREAS, pursuant to that certain Assignment and Assumption of City Loans dated as
of May 1, 2012, executed by and among Burbank, Developer and City, and recorded in the
Official Records on May 24, 2012 as Instrument No. 2012-049567, the Developer assumed all of
Burbank's rights and obligations under the Loans, including without limitation, Burbank's
payment obligations under the promissory notes evidencing the Loans and Burbank's
performance obligations under the Deed of Trust; and
WHEREAS, pursuant to that certain Modification to Deed of Trust dated as of May 1,
2012, executed by and among Burbank, Developer and the City in its capacity as the successor in
interest to PCDC, and recorded in the Official Records on May 24, 2012 as Instrument No. 2012-
049566, the Deed of Trust was modified to explicitly provide that all of the Loans are secured by
the Deed of Trust; and
WHEREAS, pursuant to an Affordable Housing Regulatory Agreement and Declaration
of Restricted Covenants dated as of May 1, 2012, and executed by and between the City and the
Developer, and recorded in the Official Records on May 24, 2012 as Instrument No. 2012049575
(the "City Regulatory Agreement"), the Developer agreed to limit occupancy of the Project to
Eligible Households at Affordable Rent (as defined in the Regulatory Agreement); and
WHEREAS, the City provided additional financing for the Project, consisting of a loan in
the amount of Four Million Dollars ($4,000,000) funded with Home Investment Partnership
("HOME") funds (the "HOME Loan"), evidenced by a promissory note dated May 1, 2012
executed by Developer for the benefit of City, and secured by a deed of trust executed by
Developer for the benefit of City and recorded in the Official Records on May 24, 2012 as
Instrument No. 2002-049574 (the "HOME Deed of Trust"); and
WHEREAS, in connection with the HOME Loan, Developer and City executed that
certain Regulatory Agreement dated as of May 1, 2012 and recorded in the Official Records on
May 24, 2012 as Instrument No. 2012-049573 (the "HOME Regulatory Agreement"); and
WHEREAS, Silicon Valley Bank ("Construction Lender") provided construction
financing for the Project, and in connection therewith, the City and PCDC agreed to subordinate
the Deed of Trust, the City Regulatory Agreement, the HOME Deed of Trust, and the HOME
Regulatory Agreement to Construction Lender's deed of trust; and
WHEREAS, the California Department of Housing and Community Development
("HCD") has agreed to provide a construction loan to Developer for the Project in the amount of
Six Million, Eighty -Two Thousand and Forty -Two Dollars ($6,082,042) (the "MHP Loan")
using funds from HCD's Multifamily Housing Program ("MHP"); and
WHEREAS, HCD's commitment to make the MHP Loan is expressly conditioned upon
the subordination of the Deed of Trust, the City Regulatory Agreement, the HOME Deed of
Trust, the HOME Regulatory Agreement, and all other documents evidencing or securing the
Loans or the HOME Loan to the deed of trust and the regulatory agreement to be executed by
Developer for the benefit of HCD in connection with the MHP Loan; and
WHEREAS, some of the funding for the Loans was provided using funds from PCDC's
low and moderate -income housing fund established pursuant to Health and Safety Code Section
33334.3; and
WHEREAS, in its capacity as the housing successor to PCDC, the City is required to
comply with the housing provisions of Community Redevelopment Law; and
WHEREAS, pursuant to Health and Safety Code Section 33334.14 (a)(4), the City in its
capacity as the as the housing successor, is permitted to subordinate the affordability restrictions
set forth in the Regulatory Agreement to liens, encumbrances, and regulatory agreements for the
benefit of state and federal agencies providing financing; and
WHEREAS, the proposed HCD subordination agreements require HCD to provide the
City with notice and an opportunity to cure defaults under the HCD documents;
NOW THEREFORE BE IT RESOLVED that the City Council of the City of Petaluma
hereby:
1. Ratifies and affirms the provision of the Loans and the HOME Loan to Burbank and to
Developer, and ratifies and affirms the execution and delivery of all documents executed by the
City and/or by PCDC in connection with the Loans and/or the HOME Loan.
2. Agrees to subordinate the Deed of Trust, the City Regulatory Agreement, the HOME
Deed of Trust, the HOME Regulatory Agreement, and all other documents evidencing or
securing the Loans or the HOME Loan to the deed of trust and the regulatory agreement to be
executed by Developer for the benefit of HCD in connection with the MHP Loan.
3. Authorizes and directs the City Manager and his designees to take all actions necessary to
implement this Resolution, including without limitation the execution, delivery, and recordation
of subordination agreements for the benefit of HCD.
61
ATTACHMENT
FREE RECORDING IN
ACCORDANCE WITH CALIFORNIA
GOVERNMENT CODE SECTION 27383
RECORDING REQUESTED BY, AND
WHEN RECORDED. MAIL TO:
State of California
Department of Housing and
Community Development
Multifamily Housing Program
P. O. Box 952052
Sacramento, CA 94252-2052
Attn: Legal Affairs Division
10 -MHP -7153
SUBORDINATION AGREEMENT AND ESTOPPEL CERTIFICATE
NOTICE: THIS SUBORDINATION AGREEMENT RESULTS IN YOUR SECURITY
INTEREST IN THE PROPERTY BECOMING SUBJECT TO AND OF LOWER PRIORITY
THAN THE LIEN OF SOME OTHER OR LATER SECURITY INSTRUMENT.
THIS SUBORDINATION AGREEMENT AND ESTOPPEL CERTIFICATE (the "Agreement")
is dated as of June 13, 2014, for reference purposes only, and is entered into by and among
City of Petaluma, a California municipal corporation (the "Junior Lienholder"), Logan Place,
L.P., a California limited partnership (the 'Borrower"), and the Department of Housing and
Community Development, a public agency of the State of California (the "Senior Lender").
RECITALS
A. Borrower is the owner of the fee simple interest in that real property described
in Exhibit A attached hereto and made a part hereof (the 'Property"). The Borrower is
developing a 66 -unit multifamily residential rental development on the Property (the
'Improvements"). The Property and the Improvements are sometimes referred to collectively
as the "Development."
B. The Junior Lienholder has made a loan to the Borrower in the principal sum of
Four Million and no/100 Dollars ($4,000,000.00) (the "Junior Lienholder Loan"). The Junior
Lienholder Loan is evidenced by a certain promissory note (the "Junior Lienholder Note"),
which is secured by a certain deed of trust (the "Junior Lienholder Deed of Trust") recorded
May 24, 2012, as Instrument No. 2012049574, in the Official Records of Sonoma County,
California (the "Official Records"). The Junior Lienholder and Borrower have entered into a
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma -HOME $4,000,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 1 of 7
document entitled 'Regulatory Agreement (HOME)" affecting the use of the Development,
recorded May 24, 2012, as Instrument No. 2012049573, in the Official Records (the "Junior
Lienholder Regulatory Agreement"). (The Junior Lienholder Deed of Trust, the Junior
Lienholder Regulatory Agreement and all other documents evidencing or securing the Junior
Lienholder Loan are collectively referred to herein as the "Junior Lienholder Documents").
C. In order to finance the development of the Improvements, the Senior Lender
has agreed to loan the Borrower a sum not to exceed Six Million Eighty Two Thousand Forty
Two and no/100 Dollars ($6,082,042.00) (the "MHP Loan"), subject to the terms and
conditions of: (i) a regulatory agreement restricting the use and occupancy of the
Development and the income derived therefrom which shall be dated as of even date
herewith and recorded concurrently herewith as an encumbrance on the Property in the
Official Records (the "MHP Regulatory Agreement'), and (ii) other loan documents. The
MHP Loan will be evidenced by a promissory note (the "MHP Note"), the repayment of which
will be secured by, among other things, a deed of trust by Borrower as trustor, to Senior
Lender as beneficiary recorded concurrently herewith as an encumbrance on the Property in
the Official Records (the "MHP Deed of Trust') and by such other security as is identified in
other loan documents.
D. The Senior Lender is willing to make the MHP Loan provided the MHP Deed of
Trust and the MHP Regulatory Agreement are liens, claims or charges upon the
Development prior and superior to the Junior Lienholder Documents, and provided that the
Junior Lienholder specifically and unconditionally subordinates and subjects the Junior
Lienholder Documents to the liens, claims or charges of the MHP Deed of Trust and the
MHP Regulatory Agreement.
AGREEMENT
NOW, THEREFORE, in consideration of the mutual benefits accruing to the parties hereto
and other valuable consideration, the receipt and sufficiency of which is hereby
acknowledged, and in order to induce the Senior Lender to make its MHP Loan, it is hereby
declared, understood and agreed as follows:
1. The MHP Regulatory Agreement and the MHP Deed of Trust securing the MHP
Note in favor of the Senior Lender, and any and all renewals, modifications, extensions or
advances thereunder or secured thereby (including interest thereon) shall unconditionally be
and remain at all times liens, claims, or charges on the Development prior and superior to the
Junior Lienholder Documents, and to all rights and privileges of the Junior Lienholder
thereunder; and the Junior Lienholder Documents, together with all rights and privileges of
the Junior Lienholder thereunder are hereby irrevocably and unconditionally subject and
made subordinate to the liens, claims or charges of the MHP Deed of Trust and the MHP
Regulatory Agreement.
2. This Agreement shall be the whole and only agreement with regard to the
subordination of the Junior Lienholder Documents, together with all rights and privileges of
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10) Page 2 of 7
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma -HOME $4,000,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
6�
the Junior Lienholder thereunder, to the liens, claims or charges of the MHP Deed of Trust
and the MHP Regulatory Agreement, and this Agreement shall supersede and cancel any
prior agreements to subordinate the claims, liens or charges of, but only insofar as would
affect the priority between the claims, liens or charges of the Junior Lienholder Documents to
the MHP Deed of Trust and the MHP Regulatory Agreement including, but not limited to,
those provisions, if any, contained in the Junior Lienholder Documents, which provide for the
subordination of the lien or charge thereof to another lien or charge on the Property or the
Improvements.
3. The Junior Lienholder declares, agrees and acknowledges that:
(a) The Junior Lienholder consents and approves (i) all provisions of the MHP
Note, the MHP Deed of Trust and the MHP Regulatory Agreement, and (ii) all
agreements among the Junior Lienholder, Borrower and Senior Lender for the
disbursement of the proceeds of the MHP Loan, including without limitation any loan
escrow agreements which have been provided to the Junior Lienholder for review;
(b) The Senior Lender, in making disbursements of the MHP Loan pursuant to
the MHP Note or any other agreement, is under no obligation or duty to, nor has the
Senior Lender represented that it will, see to the application of such proceeds by the
person or persons to whom the Senior Lender disburses such proceeds, and any
application or use of such proceeds for purposes other than those provided for in such
agreement or agreements shall not defeat the subordination herein made in whole or
in part;
(c) That none of the execution, delivery or recordation of any of the MHP Note,
MHP Deed of Trust, or MHP Regulatory Agreement, or the performance of any
provision, condition, covenant or other term thereof, will conflict with or result in a
breach of the Junior Lienholder Documents or the Junior Lienholder Note; and
(d) The Junior Lienholder intentionally and unconditionally waives, relinquishes,
subjects and subordinates the claims, liens or charges upon the Development of the
Junior Lienholder Documents, all present and future indebtedness and obligations
secured thereby, in favor of the claims, liens or charges upon the Development of the
MHP Deed of Trust and the MHP Regulatory Agreement, and understands that in
reliance upon, and in consideration of, this waiver, relinquishment, subjection, and
subordination, the MHP Loan and advances thereof are being and will be made and,
as part and parcel thereof, specific monetary and other obligations are being and will
be entered into which would not be made or entered into but for said reliance upon
this waiver, relinquishment, subjection and subordination.
4. Senior Lender hereby agrees, but only as a separate and independent covenant
of the Senior Lender and not as a condition to the continued effectiveness of the covenants
and agreements of the Borrower and the Junior Lienholder as set forth herein, as follows:
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10) Page 3 of 7
Rev: 07/16/2013
Prep: 05122/14 (Petaluma -HOME $4,000,000 Loan)
Dev: Lagan Place
Loan No.: 10 -MHP -7153
(a) Following a notice from the Senior Lender to the Borrower that a default or
breach exists under the terms of the Senior Lender Documents and each of them, the
Senior Lender shall promptly (but in no event later than the following business day)
send a copy of such notice to the Junior Lienholder and the Junior Lienholder shall
have the right, but not the obligation, to cure the default as follows:
(i) If the default is reasonably capable of being cured within thirty (30)
days, as determined by the Senior Lender in its sole discretion, the
Junior Lienholder shall have such period to effect a cure prior to
exercise of remedies by Senior Lender under the Senior Lender
Documents, or such longer period of time as may be specified in the
Senior Lender Documents.
(ii) If the default is such that it is not reasonably capable of being cured
within thirty (30) days, as determined by the Senior Lender in its sole
discretion, or such longer period if so specified, and if the Junior
Lienholder (a) initiates corrective action within said period, and (b)
diligently, continually, and in good faith works to effect a cure as
soon as possible, then the Junior Lienholder shall have such
additional time as is determined by the Senior Lender, in its sole
discretion, to be reasonably necessary to cure the default prior to
exercise of any remedies by Senior Lender.
In no event shall Senior Lender be precluded from exercising remedies if its security
becomes or is about to become materially jeopardized by any failure to cure a default
or the default is not cured within ninety (90) days after the first notice of default is
given, or such longer period of time as may be specified in the Senior Lender
Documents.
Nothing in this subparagraph (a) is intended to modify any covenant, term or condition
contained in the Senior Lender Documents, including, without limitation, the covenant
against creating or recording any liens or encumbrances against the Property without
the prior written approval of the Senior Lender.
(b) The provisions of this paragraph 4 are intended to supplement, and not to
limit, waive, modify or replace, those provisions of law pertaining to notice and cure
rights of junior lenders including, without limitation, those set forth in California Civil
Code sections 2924b and 2924c.
5. The Senior Lender would not make the MHP Loan without this Agreement.
6. This Agreement shall be binding on and inure to the benefit of the legal
representatives, heirs, successors and assigns of the parties.
7. This Agreement shall be governed by and construed in accordance with the
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10) Page 4 of 7
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma -HOME $4,000,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153 /�.`
laws of the State of California.
8. In the event that any party to this Agreement brings an action to interpret or
enforce its rights under this Agreement, the prevailing party in such action shall be entitled to
recover its costs and reasonable attorneys' fees as awarded by the court in such action.
9. This Agreement may be signed by different parties hereto in counterparts with
the same effect as if the signatures to each counterpart were upon a single instrument. All
counterparts shall be deemed an original of this Agreement.
[Signatures follow on page 6 of this Subordination Agreement & Estoppel Certificate.]
[The remainder of this page is intentionally left blank.]
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10) Page 5 of 7
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma -HOME $4,000,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
/l
NOTICE: THIS SUBORDINATION AGREEMENT CONTAINS A PROVISION WHICH
ALLOWS THE PERSON (OR ENTITY) OBLIGATED ON YOUR REAL PROPERTY
SECURITY TO OBTAIN A LOAN A PORTION OF WHICH MAY BE EXPENDED FOR
OTHER PURPOSES THAN IMPROVEMENT OF THE LAND.
IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first set
forth above and agree to be bound hereby:
JUNIOR LIENHOLDER:
City of Petaluma, a California municipal corporation
Bv:
Name: John C. Brown
Title: City Manager
APPROVED AS TO FORM:
BY:
NAME: Eric W. Danlv
ITS: City Attorney
BORROWER:
Logan Place, L.P., a California limited partnership
By: Burbank Housing Development Corporation, a
California nonprofit public benefit corporation
Its: Managing General Partner
1A
Charles Cornell
Executive Director
SENIOR LENDER:
Department of Housing and Community
Development, a public agency of the State of California
LOM
Regi Fletcher, Manager
Multifamily Housing Program
[All signatures must be acknowledged.]
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma -HOME $4,000,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 6 of 7
/M
EXHIBIT A
LEGAL DESCRIPTION OF THE PROPERTY
Real property in the City of Petaluma, County of Sonoma, State of California, described as
follows:
PARCEL ONE:
LOT 2 AS NUMBERED AND DESIGNATED UPON THAT CERTAIN PARCEL MAP NO.
5102, FILED SEPTEMBER 2, 1976, IN THE OFFICE OF THE COUNTY RECORDER IN
BOOK 238 OF MAPS, PAGES 46 AND 47, SONOMA COUNTY RECORDS.
PARCEL TWO:
AN EASEMENT FOR ACCESS AND DRAINAGE DESCRIBED IN DEED FROM MICHAEL
ESTOURNES AND JUDITH ESTOURNES, HUSBAND AND WIFE, DATED JUNE 4, 2007,
RECORDED AUGUST 15, 2008, INSTRUMENT NO. 2008074837, DESCRIBED AS
FOLLOWS:
BEGINNING AT A POINT BEING THE NORTHWESTERLY CORNER OF THE LANDS OF
ESTOURNES AS DESCRIBED IN DOCUMENT NO. 2003-018797, SONOMA COUNTY
RECORDS, BEING ON THE EASTERLY RIGHT OF WAY OF PETALUMA BOULEVARD
NORTH; THENCE NORTH 580 45' 50" EAST, ALONG THE NORTHERLY BOUNDARY
OF SAID LANDS OF ESTOURNES AND THE SOUTHEAST LINE OF RANCHO ROBLAR
DE LA MISERIA, A DISTANCE OF 154.73 FEET; THENCE SOUTH 310 14' 10" EAST,
13.00 FEET; THENCE SOUTH 580 45' 50" WEST, 158.73 FEET TO THE EASTERLY
RIGHT OF WAY OF PETALUMA BOULEVARD NORTH; THENCE NORTH 130 20' 02"
WEST, 13.66 FEET TO THE POINT OF BEGINNING.
PARCEL THREE:
AN EASEMENT FOR DRAINAGE PURPOSES DESCRIBED IN DEED FROM MICHAEL
ESTOURNES AND JUDITH ESTOURNES, HUSBAND AND WIFE, DATED JUNE 4, 2007,
RECORDED AUGUST 15, 2008, INSTRUMENT NO. 2008074837, DESCRIBED AS
FOLLOWS:
THE WESTERLY 8 FEET, ALONG THE EASTERLY RIGHT OF WAY PETALUMA
BOULEVARD NORTH, OF THE LANDS OF ESTOURNES AS DESCRIBED IN
DOCUMENT NO. 2003-108797, SONOMA COUNTY RECORDS.
APN: 019-020-013-000
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma -HOME $4,000,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 7 of 7
/.D
FREE RECORDING IN
ACCORDANCE WITH CALIFORNIA
GOVERNMENT CODE SECTION 27383
RECORDING REQUESTED BY, AND
WHEN RECORDED, MAIL TO:
State of California
Department of Housing and
Community Development
Multifamily Housing Program
P. 0. Box 952052
Sacramento, CA 94252-2052
Attn: Legal Affairs Division
10 -MHP -7153
SUBORDINATION AGREEMENT AND ESTOPPEL CERTIFICATE
NOTICE: THIS SUBORDINATION AGREEMENT RESULTS IN YOUR SECURITY
INTEREST IN THE PROPERTY BECOMING SUBJECT TO AND OF LOWER PRIORITY
THAN THE LIEN OF SOME OTHER OR LATER SECURITY INSTRUMENT.
THIS SUBORDINATION AGREEMENT AND ESTOPPEL CERTIFICATE (the "Agreement')
is dated as of June 13, 2014, for reference purposes only, and is entered into by and among
the City of Petaluma, a California municipal corporation and housing successor agency to the
former Petaluma Community Development Commission, (the "Junior Lienholder"), Logan
Place, L.P., a California limited partnership (the 'Borrower"), and the Department of Housing
and Community Development, a public agency of the State of California (the "Senior
Lender").
RECITALS
A. Borrower is the owner of the fee simple interest in that real property described
in Exhibit A attached hereto and made a part hereof (the 'Property"). The Borrower is
developing a 66 -unit multifamily residential rental development on the Property (the
'Improvements"). The Property and the Improvements are sometimes referred to collectively
as the "Development.
B. The Junior Lienholder has made a loan to the Borrower in the original principal
sum of One Million and no/100 Dollars ($1,000,000.00) (the "Junior Lienholder Loan"). The
Junior Lienholder Loan is evidenced by a certain promissory note (the "Junior Lienholder
Note'), which is secured by a certain deed of trust (the "Junior Lienholder Deed of Trust')
recorded March 17, 2008, as Instrument No. 2008024306, in the Official Records of
Sonoma County, California (the "Official Records"). A Modification to Deed of Trust,
Assignment of Rents, Security Agreement and Fixture Filing dated May 1, 2012, executed by
and between Burbank Housing Development Corporation and the City of Petaluma, Housing
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10) Page 1 of 7
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma CDC $3,650,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153 /,
Successor and/or Successor Agency to the former Petaluma Community Development
Commission, to secure the indebtedness in the aggregate amount of $3,650,000.00,
recorded May 24, 2012, Instrument No. 2012049566 (the "Junior Lienholder Modification").
The Junior Lienholder and Borrower have also entered into a document entitled "Assignment
and Assumption Agreement" affecting the use of the Development, recorded May 24, 2012,
Instrument No. 2012049567, in the Official Records (the "Junior Lienholder Assumption").
(The Junior Lienholder Deed of Trust, the Junior Lienholder Modification, the Junior
Lienholder Assumption and all other documents evidencing or securing the Junior Lienholder
Loan are collectively referred to herein as the "Junior Lienholder Documents').
C. In order to finance the development of the Improvements, the Senior Lender
has agreed to loan the Borrower a sum not to exceed Six Million Eighty Two Thousand Forty
Two and no/100 Dollars ($6,082,042.00) (the "MHP Loan"), subject to the terms and
conditions of: (i) a regulatory agreement restricting the use and occupancy of the
Development and the income derived therefrom which shall be dated as of even date
herewith and recorded concurrently herewith as an encumbrance on the Property in the
Official Records (the "MHP Regulatory Agreement"), and (ii) other loan documents. The
MHP Loan will be evidenced by a promissory note (the "MHP Note"), the repayment of which
will be secured by, among other things, a deed of trust by Borrower as trustor, to Senior
Lender as beneficiary recorded concurrently herewith as an encumbrance on the Property in
the Official Records (the "MHP Deed of Trust") and by such other security as is identified in
other loan documents.
D. The Senior Lender is willing to make the MHP Loan provided the MHP Deed of
Trust and the MHP Regulatory Agreement are liens, claims or charges upon the
Development prior and superior to the Junior Lienholder Documents, and provided that the
Junior Lienholder specifically and unconditionally subordinates and subjects the Junior
Lienholder Documents to the liens, claims or charges of the MHP Deed of Trust and the
MHP Regulatory Agreement.
AGREEMENT
NOW, THEREFORE, in consideration of the mutual benefits accruing to the parties hereto
and other valuable consideration, the receipt and sufficiency of which is hereby
acknowledged, and in order to induce the Senior Lender to make its MHP Loan, it is hereby
declared, understood and agreed as follows:
1. The MHP Regulatory Agreement and the MHP Deed of Trust securing the MHP
Note in favor of the Senior Lender, and any and all renewals, modifications, extensions or
advances thereunder or secured thereby (including interest thereon) shall unconditionally be
and remain at all times liens, claims, or charges on the Development prior and superior to the
Junior Lienholder Documents, and to all rights and privileges of the Junior Lienholder
thereunder; and the Junior Lienholder Documents, together with all rights and privileges of
the Junior Lienholder thereunder are hereby irrevocably and unconditionally subject and
made subordinate to the liens, claims or charges of the MHP Deed of Trust and the MHP
Regulatory Agreement.
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10) Page 2 of 7
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma CDC $3,650,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
2. This Agreement shall be the whole and only agreement with regard to the
subordination of the Junior Lienholder Documents, together with all rights and privileges of
the Junior Lienholder thereunder, to the liens, claims or charges of the MHP Deed of Trust
and the MHP Regulatory Agreement, and this Agreement shall supersede and cancel any
prior agreements to subordinate the claims, liens or charges of, but only insofar as would
affect the priority between the claims, liens or charges of the Junior Lienholder Documents to
the MHP Deed of Trust and the MHP Regulatory Agreement including, but not limited to,
those provisions, if any, contained in the Junior Lienholder Documents, which provide for the
subordination of the lien or charge thereof to another lien or charge on the Property or the
Improvements.
3. The Junior Lienholder declares, agrees and acknowledges that:
(a) The Junior Lienholder consents and approves (i) all provisions of the MHP
Note, the MHP Deed of Trust and the MHP Regulatory Agreement, and (ii) all
agreements among the Junior Lienholder, Borrower and Senior Lender for the
disbursement of the proceeds of the MHP Loan, including without limitation any loan
escrow agreements which have been provided to the Junior Lienholder for review;
(b) The Senior Lender, in making disbursements of the MHP Loan pursuant to
the MHP Note or any other agreement, is under no obligation or duty to, nor has the
Senior Lender represented that it will, see to the application of such proceeds by the
person or persons to whom the Senior Lender disburses such proceeds, and any
application or use of such proceeds for purposes other than those provided for in such
agreement or agreements shall not defeat the subordination herein made in whole or
in part;
(c) That none of the execution, delivery or recordation of any of the MHP Note,
MHP Deed of Trust, or MHP Regulatory Agreement, or the performance of any
provision, condition, covenant or other term thereof, will conflict with or result in a
breach of the Junior Lienholder Documents or the Junior Lienholder Note; and
(d) The Junior Lienholder intentionally and unconditionally waives, relinquishes,
subjects and subordinates the claims, liens or charges upon the Development of the
Junior Lienholder Documents, all present and future indebtedness and obligations
secured thereby, in favor of the claims, liens or charges upon the Development of the
MHP Deed of Trust and the MHP Regulatory Agreement, and understands that in
reliance upon, and in consideration of, this waiver, relinquishment, subjection, and
subordination, the MHP Loan and advances thereof are being and will be made and,
as part and parcel thereof, specific monetary and other obligations are being and will
be entered into which would not be made or entered into but for said reliance upon
this waiver, relinquishment, subjection and subordination.
MHP Subord. Agrmt & Estoppel Cer(if. (NOFA 05/03/10) Page 3 of 7
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma CDC $3,650,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
16
4. Senior Lender hereby agrees, but only as a separate and independent covenant
of the Senior Lender and not as a condition to the continued effectiveness of the covenants
and agreements of the Borrower and the Junior Lienholder as set forth herein, as follows:
(a) Following a notice from the Senior Lender to the Borrower that a default or
breach exists under the terms of the Senior Lender Documents and each of them, the
Senior Lender shall promptly (but in no event later than the following business day)
send a copy of such notice to the Junior Lienholder and the Junior Lienholder shall
have the right, but not the obligation, to cure the default as follows:
(i) If the default is reasonably capable of being cured within thirty (30)
days, as determined by the Senior Lender in its sole discretion, the
Junior Lienholder shall have such period to effect a cure prior to
exercise of remedies by Senior Lender under the Senior Lender
Documents, or such longer period of time as may be specified in the
Senior Lender Documents.
(ii) If the default is such that it is not reasonably capable of being cured
within thirty (30) days, as determined by the Senior Lender in its sole
discretion, or such longer period if so specified, and if the Junior
Lienholder (a) initiates corrective action within said period, and (b)
diligently, continually, and in good faith works to effect a cure as
soon as possible, then the Junior Lienholder shall have such
additional time as is determined by the Senior Lender, in its sole
discretion, to be reasonably necessary to cure the default prior to
exercise of any remedies by Senior Lender.
In no event shall Senior Lender be precluded from exercising remedies if its security
becomes or is about to become materially jeopardized by any failure to cure a default
or the default is not cured within ninety (90) days after the first notice of default is
given, or such longer period of time as may be specified in the Senior Lender
Documents.
Nothing in this subparagraph (a) is intended to modify any covenant, term or condition
contained in the Senior Lender Documents, including, without limitation, the covenant
against creating or recording any liens or encumbrances against the Property without
the prior written approval of the Senior Lender.
(b) The provisions of this paragraph 4 are intended to supplement, and not to
limit, waive, modify or replace, those provisions of law pertaining to notice and cure
rights of junior lenders including, without limitation, those set forth in California Civil
Code sections 2924b and 2924c.
5. The Senior Lender would not make the MHP Loan without this Agreement
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10) Page 4 of 7
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma CDC $3,650,000 Loan)
Dev: Logan Place / 'i
Loan No.: 10 -MHP -7153
6. This Agreement shall be binding on and inure to the benefit of the legal
representatives, heirs, successors and assigns of the parties.
7. This Agreement shall be governed by and construed in accordance with the
laws of the State of California.
8. In the event that any party to this Agreement brings an action to interpret or
enforce its rights under this Agreement, the prevailing party in such action shall be entitled to
recover its costs and reasonable attorneys' fees as awarded by the court in such action.
9. This Agreement may be signed by different parties hereto in counterparts with
the same effect as if the signatures to each counterpart were upon a single instrument. All
counterparts shall be deemed an original of this Agreement.
[Signatures follow on page 6 of this Subordination Agreement & Estoppel Certificate.]
[The remainder of this page is intentionally left blank.]
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma CDC $3,650,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 5 of 7
/ tl�
NOTICE: THIS SUBORDINATION AGREEMENT CONTAINS A PROVISION WHICH
ALLOWS THE PERSON (OR ENTITY) OBLIGATED ON YOUR REAL PROPERTY
SECURITY TO OBTAIN A LOAN A PORTION OF WHICH MAY BE EXPENDED FOR
OTHER PURPOSES THAN IMPROVEMENT OF THE LAND.
IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first set
forth above and agree to be bound hereby:
JUNIOR LIENHOLDER:
City of Petaluma, a California municipal corporation and housing successor agency to
the former Petaluma Community Development Commission
Bv:
Name: John C. Brown
Title: City Manager
APPROVED AS TO FORM:
BY:
NAME: Eric W. Daniy
ITS: City Attorney
BORROWER:
Logan Place, L.P.,
a California limited partnership
By: Burbank Housing Development Corporation, a
California nonprofit public benefit corporation
Its: Managing General Partner
Charles Cornell
Executive Director
SENIOR LENDER:
Department of Housing and Community
Development, a public agency of the
State of California
By:
Regi Fletcher, Manager
Multifamily Housing Program
MHP Subord. Agrmt & Estoppel Certif. (NO FA 05/03/10) Page 6 of 7
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma CDC $3,650,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
[All signatures must be acknowledged.]
EXHIBIT A
LEGAL DESCRIPTION OF THE PROPERTY
Real property in the City of Petaluma, County of Sonoma, State of California, described as
follows:
PARCEL ONE:
LOT 2 AS NUMBERED AND DESIGNATED UPON THAT CERTAIN PARCEL MAP NO.
5102, FILED SEPTEMBER 2, 1976, IN THE OFFICE OF THE COUNTY RECORDER IN
BOOK 238 OF MAPS, PAGES 46 AND 47, SONOMA COUNTY RECORDS.
PARCEL TWO:
AN EASEMENT FOR ACCESS AND DRAINAGE DESCRIBED IN DEED FROM MICHAEL
ESTOURNES AND JUDITH ESTOURNES, HUSBAND AND WIFE, DATED JUNE 4, 2007,
RECORDED AUGUST 15, 2008, INSTRUMENT NO. 2008074837, DESCRIBED AS
FOLLOWS:
BEGINNING AT A POINT BEING THE NORTHWESTERLY CORNER OF THE LANDS OF
ESTOURNES AS DESCRIBED IN DOCUMENT NO. 2003-018797, SONOMA COUNTY
RECORDS, BEING ON THE EASTERLY RIGHT OF WAY OF PETALUMA BOULEVARD
NORTH; THENCE NORTH 580 45' 50" EAST, ALONG THE NORTHERLY BOUNDARY
OF SAID LANDS OF ESTOURNES AND THE SOUTHEAST LINE OF RANCHO ROBLAR
DE LA MISERIA, A DISTANCE OF 154.73 FEET; THENCE SOUTH 310 14' 10" EAST,
13.00 FEET; THENCE SOUTH 580 45' 50" WEST, 158.73 FEET TO THE EASTERLY
RIGHT OF WAY OF PETALUMA BOULEVARD NORTH; THENCE NORTH 130 20' 02"
WEST. 13.66 FEET TO THE POINT OF BEGINNING.
PARCEL THREE:
AN EASEMENT FOR DRAINAGE PURPOSES DESCRIBED IN DEED FROM MICHAEL
ESTOURNES AND JUDITH ESTOURNES, HUSBAND AND WIFE, DATED JUNE 4, 2007,
RECORDED AUGUST 15, 2008, INSTRUMENT NO. 2008074837, DESCRIBED AS
FOLLOWS:
THE WESTERLY 8 FEET, ALONG THE EASTERLY RIGHT OF WAY PETALUMA
BOULEVARD NORTH, OF THE LANDS OF ESTOURNES AS DESCRIBED IN
DOCUMENT NO. 2003-108797, SONOMA COUNTY RECORDS.
APN: 019-020-013-000
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (Petaluma CDC $3,650,000 Loan)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 7 of 7
FREE RECORDING IN ACCORDANCE
WITH CALIFORNIA GOVERNMENT
CODE SECTION 27383
RECORDING REQUESTED BY, AND
WHEN RECORDED, MAIL TO:
State of California
Department of Housing and
Community Development
Multifamily Housing Program
P. O. Box 952052
Sacramento, CA 94252-2052
Attn: Legal Affairs Division
10 -MHP -7153
SUBORDINATION AGREEMENT AND ESTOPPEL CERTIFICATE
NOTICE: THIS SUBORDINATION AGREEMENT RESULTS IN YOUR SECURITY
INTEREST IN THE PROPERTY BECOMING SUBJECT TO AND OF LOWER PRIORITY
THAN THE LIEN OF SOME OTHER OR LATER SECURITY INSTRUMENT.
THIS SUBORDINATION AGREEMENT AND ESTOPPEL CERTIFICATE (the "Agreement")
is dated as of June 13, 2014, for reference purposes only, and is entered into by and among
the City of Petaluma, a California municipal corporation (the "Junior Lienholder"), Logan
Place, L.P., a California limited partnership (the "Borrower"), and the Department of Housing
and Community Development, a public agency of the State of California (the "Senior
Lender").
RECITALS
A. Borrower is the owner of the fee simple interest in that real property described
in Exhibit A attached hereto and made a part hereof (the "Property"). The Borrower is
developing a 66 -unit multifamily residential rental development on the Property (the
"Improvements"). The Property and the Improvements are sometimes referred to collectively
as the "Development."
B. The Junior Lienholder and Borrower have entered into a document entitled
"Affordable Housing Regulatory Agreement and Declaration of Restrictive Covenants"
affecting the use of the Development, recorded May 24, 2012, as Instrument No.
20120049575 (the "Junior Lienholder Regulatory Agreement"), in the Official Records of
Sonoma County, California (the "Official Records"). The Junior Lienholder and Borrower
have also entered into a document entitled "Notice of Affordability Restrictions on Transfer of
Property" affecting the use of the Development, recorded May 24, 2012, as Instrument No.
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10) Page 1 of 7
Rev: 07/16/2013
Prep: 05/22/14 (City of Petaluma)
Dev: Logan Place
Loan No.: 10 -MHP -7153 i `
20120049576, in the Official Records (the "Junior Lienholder Notice"). (The Junior
Lienholder Deed of Trust, the Junior Lienholder Regulatory Agreement, Junior Lienholder
Notice and all other documents evidencing or securing the Junior Lienholder Loan are
collectively referred to herein as the "Junior Lienholder Documents").
C. In order to finance the development of the Improvements, the Senior Lender
has agreed to loan the Borrower a sum not to exceed Six Million Eighty Two Thousand Forty
Two and no/100 Dollars ($6,082,042.00) (the "MHP Loan"), subject to the terms and
conditions of: (i) a regulatory agreement restricting the use and occupancy of the
Development and the income derived therefrom which shall be dated as of even date
herewith and recorded concurrently herewith as an encumbrance on the Property in the
Official Records (the "MHP Regulatory Agreement'), and (ii) other loan documents. The
MHP Loan will be evidenced by a promissory note (the "MHP Note"), the repayment of which
will be secured by, among other things, a deed of trust by Borrower as trustor, to Senior
Lender as beneficiary recorded concurrently herewith as an encumbrance on the Property in
the Official Records (the "MHP Deed of Trust') and by such other security as is identified in
other loan documents.
D. The Senior Lender is willing to make the MHP Loan provided the MHP Deed of
Trust and the MHP Regulatory Agreement are liens, claims or charges upon the
Development prior and superior to the Junior Lienholder Documents, and provided that the
Junior Lienholder specifically and unconditionally subordinates and subjects the Junior
Lienholder Documents to the liens, claims or charges of the MHP Deed of Trust and the
MHP Regulatory Agreement.
AGREEMENT
NOW, THEREFORE, in consideration of the mutual benefits accruing to the parties hereto
and other valuable consideration, the receipt and sufficiency of which is hereby
acknowledged, and in order to induce the Senior Lender to make its MHP Loan, it is hereby
declared, understood and agreed as follows:
1. The MHP Regulatory Agreement and the MHP Deed of Trust securing the MHP
Note in favor of the Senior Lender, and any and all renewals, modifications, extensions or
advances thereunder or secured thereby (including interest thereon) shall unconditionally be
and remain at all times liens, claims, or charges on the Development prior and superior to the
Junior Lienholder Documents, and to all rights and privileges of the Junior Lienholder
thereunder; and the Junior Lienholder Documents, together with all rights and privileges of
the Junior Lienholder thereunder are hereby irrevocably and unconditionally subject and
made subordinate to the liens, claims or charges of the MHP Deed of Trust and the MHP
Regulatory Agreement.
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (City of Petaluma)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 2 of 7
2. This Agreement shall be the whole and only agreement with regard to the
subordination of the Junior Lienholder Documents, together with all rights and privileges of
the Junior Lienholder thereunder, to the liens, claims or charges of the MHP Deed of Trust
and the MHP Regulatory Agreement, and this Agreement shall supersede and cancel any
prior agreements to subordinate the claims, liens or charges of, but only insofar as would
affect the priority between the claims, liens or charges of the Junior Lienholder Documents to
the MHP Deed of Trust and the MHP Regulatory Agreement including, but not limited to,
those provisions, if any, contained in the Junior Lienholder Documents, which provide for the
subordination of the lien or charge thereof to another lien or charge on the Property or the
Improvements.
3. The Junior Lienholder declares, agrees and acknowledges that:
(a) The Junior Lienholder consents and approves (i) all provisions of the MHP
Note, the MHP Deed of Trust and the MHP Regulatory Agreement, and (ii) all
agreements among the Junior Lienholder, Borrower and Senior Lender for the
disbursement of the proceeds of the MHP Loan, including without limitation any loan
escrow agreements which have been provided to the Junior Lienholder for review;
(b) The Senior Lender, in making disbursements of the MHP Loan pursuant to
the MHP Note or any other agreement, is under no obligation or duty to, nor has the
Senior Lender represented that it will, see to the application of such proceeds by the
person or persons to whom the Senior Lender disburses such proceeds, and any
application or use of such proceeds for purposes other than those provided for in such
agreement or agreements shall not defeat the subordination herein made in whole or
in part;
(c) That none of the execution, delivery or recordation of any of the MHP Note,
MHP Deed of Trust, or MHP Regulatory Agreement, or the performance of any
provision, condition, covenant or other term thereof, will conflict with or result in a
breach of the Junior Lienholder Documents or the Junior Lienholder Note; and
(d) The Junior Lienholder intentionally and unconditionally waives, relinquishes,
subjects and subordinates the claims, liens or charges upon the Development of the
Junior Lienholder Documents, all present and future indebtedness and obligations
secured thereby, in favor of the claims, liens or charges upon the Development of the
MHP Deed of Trust and the MHP Regulatory Agreement, and understands that in
reliance upon, and in consideration of, this waiver, relinquishment; subjection, and
subordination, the MHP Loan and advances thereof are being and will be made and,
as part and parcel thereof, specific monetary and other obligations are being and will
be entered into which would not be made or entered into but for said reliance upon
this waiver, relinquishment, subjection and subordination.
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (City of Petaluma)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 3 of 7
4. Senior Lender hereby agrees, but only as a separate and independent covenant
of the Senior Lender and not as a condition to the continued effectiveness of the covenants
and agreements of the Borrower and the Junior Lienholder as set forth herein, as follows:
(a) Following a notice from the Senior Lender to the Borrower that a default or
breach exists under the terms of the Senior Lender Documents and each of them, the
Senior Lender shall promptly (but in no event later than the following business day)
send a copy of such notice to the Junior Lienholder and the Junior Lienholder shall
have the right, but not the obligation, to cure the default as follows:
(i) If the default is reasonably capable of being cured within thirty (30)
days, as determined by the Senior Lender in its sole discretion, the
Junior Lienholder shall have such period to effect a cure prior to
exercise of remedies by Senior Lender under the Senior Lender
Documents, or such longer period of time as may be specified in the
Senior Lender Documents.
(ii) If the default is such that it is not reasonably capable of being cured
within thirty (30) days, as determined by the Senior Lender in its sole
discretion, or such longer period if so specified, and if the Junior
Lienholder (a) initiates corrective action within said period, and (b)
diligently, continually, and in good faith works to effect a cure as
soon as possible, then the Junior Lienholder shall have such
additional time as is determined by the Senior Lender, in its sole
discretion, to be reasonably necessary to cure the default prior to
exercise of any remedies by Senior Lender.
In no event shall Senior Lender be precluded from exercising remedies if its security
becomes or is about to become materially jeopardized by any failure to cure a default
or the default is not cured within ninety (90) days after the first notice of default is
given, or such longer period of time as may be specified in the Senior Lender
Documents.
Nothing in this subparagraph (a) is intended to modify any covenant, term or condition
contained in the Senior Lender Documents, including, without limitation, the covenant
against creating or recording any liens or encumbrances against the Property without
the prior written approval of the Senior Lender.
(b) The provisions of this paragraph 4 are intended to supplement, and not to
limit, waive, modify or replace, those provisions of law pertaining to notice and cure
rights of junior lenders including, without limitation, those set forth in California Civil
Code sections 2924b and 2924c.
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (City of Petaluma)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 4 of 7
5. The Senior Lender would not make the MHP Loan without this Agreement.
6. This Agreement shall be binding on and inure to the benefit of the legal
representatives, heirs, successors and assigns of the parties.
7. This Agreement shall be governed by and construed in accordance with the
laws of the State of California.
8. In the event that any party to this Agreement brings an action to interpret or
enforce its rights under this Agreement, the prevailing party in such action shall be entitled to
recover its costs and reasonable attorneys' fees as awarded by the court in such action.
9. This Agreement may be signed by different parties hereto in counterparts with
the same effect as if the signatures to each counterpart were upon a single instrument. All
counterparts shall be deemed an original of this Agreement.
[Signatures follow on page 6 of this 6 Subordination Agreement & Estoppel Certificate.
[The remainder of this page is intentionally left blank.]
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (City of Petaluma)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 5 of 7
C2
NOTICE: THIS SUBORDINATION AGREEMENT CONTAINS A PROVISION WHICH
ALLOWS THE PERSON (OR ENTITY) OBLIGATED ON YOUR REAL PROPERTY
SECURITY TO OBTAIN A LOAN A PORTION OF WHICH MAY BE EXPENDED FOR
OTHER PURPOSES THAN IMPROVEMENT OF THE LAND.
IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first set
forth above and agree to be bound hereby:
JUNIOR LIENHOLDER:
City of Petaluma, a California municipal corporation
By:
Name: John C. Brown
Title: City Manager
APPROVED AS TO FORM:
BORROWER:
Logan Place, L.P., a California limited partnership
By: Burbank Housing Development Corporation, a
California nonprofit public benefit corporation
Its: Managing General Partner
M
Charles Cornell
Executive Director
SENIOR LENDER:
Department of Housing and Community
Development, a public agency of the
State of California
an
Regi Fletcher, Manager
Multifamily Housing Program
[All signatures must be acknowledged.]
MHP Subord. Agrmt & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (City of Petaluma)
Dev: Logan Place
Loan No.: 10 -MHP -7153
Page 6 of 7
-- F
rW M11-.1
LEGAL DESCRIPTION OF THE PROPERTY
Real property in the City of Petaluma, County of Sonoma, State of California, described as
follows:
PARCEL ONE:
LOT 2 AS NUMBERED AND DESIGNATED UPON THAT CERTAIN PARCEL MAP NO.
5102, FILED SEPTEMBER 2, 1976, IN THE OFFICE OF THE COUNTY RECORDER IN
BOOK 238 OF MAPS, PAGES 46 AND 47, SONOMA COUNTY RECORDS.
PARCEL TWO:
AN EASEMENT FOR ACCESS AND DRAINAGE DESCRIBED IN DEED FROM MICHAEL
ESTOURNES AND JUDITH ESTOURNES, HUSBAND AND WIFE, DATED JUNE 4, 2007,
RECORDED AUGUST 15, 2008, INSTRUMENT NO. 2008074837, DESCRIBED AS
FOLLOWS:
BEGINNING AT A POINT BEING THE NORTHWESTERLY CORNER OF THE LANDS OF
ESTOURNES AS DESCRIBED IN DOCUMENT NO. 2003-018797, SONOMA COUNTY
RECORDS, BEING ON THE EASTERLY RIGHT OF WAY OF PETALUMA BOULEVARD
NORTH; THENCE NORTH 581 45' 50" EAST, ALONG THE NORTHERLY BOUNDARY
OF SAID LANDS OF ESTOURNES AND THE SOUTHEAST LINE OF RANCHO ROBLAR
DE LA MISERIA, A DISTANCE OF 154.73 FEET; THENCE SOUTH 311 14' 10" EAST,
13.00 FEET; THENCE SOUTH 581 45' 50" WEST, 158.73 FEET TO THE EASTERLY
RIGHT OF WAY OF PETALUMA BOULEVARD NORTH; THENCE NORTH 131 20' 02"
WEST, 13.66 FEET TO THE POINT OF BEGINNING.
PARCEL THREE:
AN EASEMENT FOR DRAINAGE PURPOSES DESCRIBED IN DEED FROM MICHAEL
ESTOURNES AND JUDITH ESTOURNES, HUSBAND AND WIFE, DATED JUNE 4, 2007,
RECORDED AUGUST 15, 2008, INSTRUMENT NO. 2008074837, DESCRIBED AS
FOLLOWS:
THE WESTERLY 8 FEET, ALONG THE EASTERLY RIGHT OF WAY PETALUMA
BOULEVARD NORTH, OF THE LANDS OF ESTOURNES AS DESCRIBED IN
DOCUMENT NO. 2003-108797, SONOMA COUNTY RECORDS.
APN: 019-020-013-000
MHP Subord. Agrml & Estoppel Certif. (NOFA 05/03/10)
Rev: 07/16/2013
Prep: 05/22/14 (City of Petaluma)
Dev: Logan Place
Loan No.: 10 -MHP -7153
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