HomeMy WebLinkAboutStaff Report 3.B 03/02/2015DATE:
TO
FROM:
Agenda Item #3.B
March 2, 2015
Honorable Mayor and Members of the City Council through City Manager
William Mushallo, Finance Direct_,
SUBJECT: Adoption (Second Reading) of Mid -Year 2015 Budget Update and Introduction of
Ordinances Amending Ordinances 2517, 2518, 2519, 2520 and 2521N.C.S. to
Change Certain Appropriations for the Operations of the City of Petaluma from
July 1, 2014 to June 30, 2015
RECOMMENDATION
It is recommended that the City Council adopt the City Appropriations Ordinances to amend
appropriations from July 1, 2014 to June 30, 2015.
BACKGROUND
The Ordinances were introduced and unanimously approved for first reading at the February 9,
2015 City Council Meeting. The proposed Mid -Year Budget Adjustments are to the Adopted
Budget for FY 2014-2015 approved on June 2, 2014 and adjusted by the 1" Quarter Budget
Adjustments on December 1, 2014. The Mid -Year Budget Adjustments would modify
appropriations approved by Ordinances 2517, 25181 2519, 2520, and 2521 N.C.S. Section 60 of
the City Charter requires an affirmative vote of 4 Council Members to approve appropriation
ordinance amendments.
DISCUSSION
The proposed budget adjustments are for the General Fund, Special Revenue Funds, Capital
Projects Funds, Enterprise Funds, and the Internal Services Funds for the year ending June 30,
2015. Adjustments must be made by ordinance because they modify the appropriations
ordinances adopted pursuant to the budget.
FINANCIAL IMPACTS
The net financial impacts to various fimd categories associated with the recommended budget
adjustments are as follows:
• General Fund increase in fund balance, $680,763.
• Special Revenue Funds reduction in fimd balances, ($36,860).
• Capital Projects Funds no change to fund balances.
• Enterprise Funds reduction in fund balances, ($313,350).
• Internal Service Funds no change to fund balances.
ATTACHMENTS
1. FY 2014-15 Mid -Year Budget Adjustment Summary
2. Appropriations Ordinance Amendment, General Fund
3. Appropriations Ordinance Amendment, Enterprise Funds
4. Appropriations Ordinance Amendment, Internal Service Funds
5. Appropriations Ordinance Amendment, Special Revenue Funds
6. Appropriations Ordinance Amendment, Capital Projects Funds
7. Exhibit A — Detailed FY 14/15 Mid -Year Budget Adjustments
ATTACHMENT 1
Cityof Petaluma
FY 14/15 Mid -Year Budget Adjustments
air REVENUE
Adjustments
Adjustments to Revenue forecast
C GF to be reimbursed by CALOES for related Fire Suppression overtime
Total Revenue Adjustments
Transfers
B Facilities CIP transfer from TOT for Library and Museum seismic retrofit design
E GF to receive transferfmm Workers Comp fund for HR Specialist position
G Housing in Lieu Impact Fees to receive loan payment for Roundwalk Village
I; Water CIP transfer from Water Operating for Petaluma Bl 12" Water Main
I. WW CIP transfer from WW Operating for Copeland Lift Station upgrades
Total Transfers In
Rd EXPENSES
Adlustmenrs
A Cry's floodplain management plan
R Design services for Petaluma Library and Museum seismic retofit
C Fire Suppression overtime that will be reimbursed by CALOES
E Unfreeze HR Specialist position to handle Workers Camp and benefits activities
F Abandoned Vehicle Abatement fund; adj for police officer benefits
I New Water Recycling Operator II/III position needed for Ellis Creek WW plant
J Contingency plan for emergency repair of PIPs to Ellis Creek WW plant
K Planning to begin on the Petaluma Blvd. 12" Water Main Replacement project
L Upgrades to Copeland Lift Station pumps and controls
Total Expense Adjustments
Trans ers
o TOTtransfer to GF for Library and Museum seismic retrofit
r Transfer from Workers Comp fund to GF for HR Specialist position
G Home/Begin to pay Housing in Lieu Impact Fees loan for Roundwalk Village
K Water Operating tmnsferto Water CIP for Petaluma B112" Water Main project
L WW Operating transferto WW CIP for Copeland Lift Station upgrades
Attachment 1
680,763
36,000
716,763
23,000
67,825
23,000 67,825
739,763 67,825
36,000
23,000
11,860
59,000
Total Transfers Out -
TOTAL EXPENSES 59,000
NET CHANGETO FUND BALANCES 680,763
11,860
25,000
67,825
92,825
104,685
(36,860)
25,000
111,000
51,000
187,000
187,000
25,000
111,000
51,000
187,000
187,000
30,000
(23,000)
51,350
70,000
151,350
111,000
51,000
162,000
313,350
1313,350)
(23,000)
23,000
23,000
716,7B3-
277,825
994,588
386,210
277,825
664,035
330,553
ATTACHMENT
AN ORDINANCE AMENDING ORDINANCE NO. 2517 N.C.S.
TO CHANGE GENERAL FUND APPROPRIATIONS FOR THE OPERATION OF
THE CITY OF PETALUMA FROM JULY 1, 2014 TO JUNE 30, 2015
BE IT ORDAINED BY THE COUNCIL OF THE CITY OF PETALUMA AS FOLLOWS:
Section 1. Ordinance No. 2517 N.C.S. is hereby amended for the fiscal year beginning on July 1,
2014 and ending on June 30, 2015 in the amounts as set forth in the attached Exhibit A, incorporated
herein by reference, and distributed to the various funds as set out in said exhibit and shall be
expended and used in accordance therewith.
Section 2. The City Council hereby finds and determines that the amount of appropriations provided
hereby does not exceed the estimated revenue, other sources and available fiord balances for the fiscal
year ending June 30, 2015.
Section 3. All ordinance or parts of ordinances in conflict herewith are hereby repealed.
Section 4. Severability. If any section, subsection, sentence, clause, phrase or word of this ordinance
is for any reason held to be unconstitutional, unlawful or otherwise invalid by a court of competent
jurisdiction or preempted by state legislation, such decision or legislation shall not affect the validity
of the remaining portions of this ordinance. The City Council of the City of Petaluma hereby declares
that it would have passed and adopted this ordinance and each and all provisions thereof irrespective
of the fact that any one or more of said provisions be declared unconstitutional.. rmlawful or otherwise
invalid.
Section 5. The City Clerk is hereby directed to post/publish this ordinance or a synopsis of this
ordinance for the period and in the manner required by the City Charter.
INTRODUCED and ordered posted/published this day of 2015, by
the following vote:
9
ATTACHMENT
AN ORDINANCE AMENDING ORDINANCE NO. 2518 N.C.S. TO
CHANGE ENTERPRISE FUNDS APPROPRIATIONS FOR THE OPERATION OF
THE CITY OF PETALUMA FROM JULY 1, 2014 TO JUNE 30, 2015
BE IT ORDAINED BY THE COUNCIL OF THE CITY OF PETALUMA AS FOLLOWS:
Section 1. Ordinance No. 2518 N.C.S. is hereby amended for the fiscal year beginning on July 1,
2014 and ending on June 30, 2015 in the amounts as set forth in the attached Exhibit A, incorporated
herein by reference, and distributed to the various funds as set out in said exhibit and shall be
expended and used in accordance therewith.
Section 2. The City Council hereby finds and determines that the amount of appropriations provided
hereby does not exceed the estimated revenue, other sources and available fund balances for the fiscal
year ending June 30, 2015.
Section 3. All ordinance or parts of ordinances in conflict herewith are hereby repealed.
Section 4. Severability. If any section, subsection, sentence, clause, phrase or word of this ordinance
is for any reason held to be unconstitutional, unlawful or otherwise invalid by a court of competent
jurisdiction or preempted by state legislation, such decision or legislation shall not affect the validity
of the remaining portions of this ordinance. The City Council of the City of Petaluma hereby declares
that it would have passed and adopted this ordinance and each and all provisions thereof irrespective
of the fact that any one or more of said provisions be declared unconstitutional, unlawful or otherwise
invalid.
Section 5. The City Cleric is hereby directed to post/publish this ordinance or a synopsis of this
ordinance for the period and in the manner required by the City Charter.
INTRODUCED and ordered posted/published this day of 2015, by
the following vote:
ATTACHMENT
AN ORDINANCE AMENDING ORDINANCE NO. 2519 N.C.S. TO
CHANGE INTERNAL SERVICE FUNDS APPROPRIATIONS FOR THE OPERATION OF
THE CITY OF PETALUMA FROM JULY 1, 2014 TO JUNE 30, 2015
BE IT ORDAINED BY THE COUNCIL OF THE CITY OF PETALUMA AS FOLLOWS:
Section 1. Ordinance No. 2519 N.C.S. is hereby amended for the fiscal year beginning on July 1,
2014 and ending on June 30, 2015 in the amounts as set forth in the attached Exhibit A, incorporated
herein by reference, and distributed to the various funds as set out in said exhibit and shall be
expended and used in accordance therewith.
Section 2. The City Council hereby finds and determines that the amount of appropriations provided
hereby does not exceed the estimated revenue, other sources and available fimd balances for the fiscal
year ending June 30, 2015.
Section 3. All ordinance or parts of ordinances in conflict herewith are hereby repealed.
Section 4. Severability. If any section, subsection, sentence, clause, phrase or word of this ordinance
is for any reason held to be unconstitutional, unlawful or otherwise invalid by a court of competent
jurisdiction or preempted by state legislation, such decision or legislation shall not affect the validity
of the remaining portions of this ordinance. The City Council of the City of Petaluma hereby declares
that it would have passed and adopted this ordinance and each and all provisions thereof irrespective
of the fact that any one or more of said provisions be declared unconstitutional, unlawfiil or otherwise
invalid.
Section 5. The City Clerk is hereby directed to post/publish this ordinance or a synopsis of this
ordinance for the period and in the manner required by the City Charter.
INTRODUCED and ordered posted/published this day of 2015, by
the following vote:
ATTACHMENTS
AN ORDINANCE AMENDING ORDINANCE NO. 2520 N.C.S.
TO CHANGE SPECIAL REVENUE FUNDS APPROPRIATIONS FOR THE OPERATION OF THE
CITY OF PETALUMA FROM JULY 1, 2014 TO JUNE 30, 2015
BE IT ORDAINED BY THE COUNCIL OF THE CITY OF PETALUMA AS FOLLOWS:
Section 1. Ordinance No. 2520 N.C.S. is hereby amended for the fiscal year beginning on July 1,
2014 and ending on June 30, 2015 in the amounts as set forth in the attached Exhibit A, incorporated
herein by reference, and distributed to the various fluids as set out in said exhibit and shall be
expended and used in accordance therewith.
Section 2. The City Council hereby finds and determines that the amount of appropriations provided
hereby does not exceed the estimated revenue, other sources and available fund balances for the fiscal
year ending June 30, 2015.
Section 3. All ordinance or parts of ordinances in conflict herewith are hereby repealed.
Section 4. Severability. If any section, subsection, sentence, clause, phrase or word of this ordinance
is for any reason held to be unconstitutional, unlawful or otherwise invalid by a court of competent
jurisdiction or preempted by state legislation, such decision or legislation shall not affect the validity
of the remaining portions of this ordinance. The City Council of the City of Petaluma hereby declares
that it would have passed and adopted this ordinance and each and all provisions thereof irrespective
of the fact that any one or more of said provisions be declared unconstitutional, unlawful or otherwise
invalid.
Section 5. The City Cleric is hereby directed to post/publish this ordinance or a synopsis of this
ordinance for the period and in the maturer required by the City Charter.
INTRODUCED and ordered posted/published this day of 2015, by
the following vote:
ATTACHMENT 6
AN ORDINANCE AMENDING ORDINANCE NO. 2521 N.C.S.
TO CHANGE CAPITAL PROJECTS FUNDS APPROPRIATIONS FOR THE OPERATION OF
THE CITY OF PETALUMA FROM JULY 1, 2014 TO JUNE 30, 2015
BE IT ORDAINED BY THE COUNCIL OF THE CITY OF PETALUMA AS FOLLOWS:
Section 1. Ordinance No. 2521 N.C.S. is hereby amended for the fiscal year beginning on July 1,
2014 and ending on June 30, 2015 in the amounts as set forth in the attached Exhibit A, incorporated
herein by reference, and distributed to the various funds as set out in said exhibit and shall be
expended and used in accordance therewith.
Section 2. The City Council hereby finds and determines that the amount of appropriations provided
hereby does not exceed the estimated revenue, other sources and available fund balances for the fiscal
year ending June 30, 2015.
Section 3. All ordinance or parts of ordinances in conflict herewith are hereby repealed.
Section 4. Severability. If any section, subsection, sentence, clause, phrase or word of this ordinance
is for any reason held to be unconstitutional, unlawful or otherwise invalid by a court of competent
jurisdiction or preempted by state legislation, such decision or legislation shall not affect the validity
of the remaining portions of this ordinance. The City Council of the City of Petaluma hereby declares
that it would have passed and adopted this ordinance and each and all provisions thereof irrespective
of the fact that any one or more of said provisions be declared unconstitutional, unlawful or otherwise
invalid.
Section 5. The City Clerk is hereby directed to post/publish this ordinance or a synopsis of this
ordinance for the period and in the maturer required by the City Charter.
INTRODUCED and ordered posted/published this day of 2015, by
the following vote:
jWMMI �
Exhibit A
Detailed FY 14115 Mid -Year Budget Adjustments
account strinq
project string
Ref
fund name
Revenue
Expenditures
amount Fundqroup
fund
cost ctr
object Type
(if applicable) revision purpose
General Fund
639,701
639,701 GF
1100
11100
41110
Forecasted revenue adjustments
12,965
12,965 GF
1100
11100
41120
4,480
4,480 GF
1100
11100
41130
(809)
(809) GF
1100
11100
41150
(216,652)
(216,652) GF
1100
11100
41220
100,000
100,000 GF
1100
11100
41230
65,000
65,000 GF
1100
11100
41240
42,500
42,500 GF
1100
11100
41310
(30,000)
(30,000) GF
1100
12100
42514
(75,000)
(75,000) GF
1100
11100
42740
(60,000)
(60,000) GF
1100
15100
42750
25,000
25,000 GF
1100
14210
43210
65,000
65,000 GF
1100
11100
44250
252,231
252,231 GF
1100
11100
44260
19,204
19,204 GF
1100
15100
44430
(12,000)
(12,000) GF
1100
11320
45160
(44)
(44) GF
1100
13100
45010
6,133
6,133 GF
1100
13100
45110
1,725
1,725 GF
1100
13100
45230
5,254
5,254 GF
1100
13100
45410
(150,000)
(150,000) GF
1100
13600
45010
(25,445)
(25,445) GF
1100
13600
46010
(10,773)
(10,773) GF
1100
14620
45510
30,336
30,336 GF
1100
14800
45510
(73)
(73) GF
1100
14900
45510
(3,225)
(3,225) GF
1100
15100
45331
3,387
3,387 GF
1100
15100
45332
22,020
22,020 GF
1100
15100
45340
848
846 GF
1100
16100
45230
(31,000)
(31,000) GF
1100
11100
48045
680,763
-
680,763
Consultant to assist in updating the City's floodplain management
A
Storm Drainage Utility
30,000
(30,000) Enterprise
6800
68100
54140 E
plan which needs to be adopted by the City Council no later than
-
30,000
(30,000)
October 2015.
B
Facilities CIP
25,000
(25,000) Capital Projects
3110
31100
54110 E
Design services for Petaluma Library and Museum seismic retrofit
Facilities CIP
25,000
25,000 Capital Projects
3110
31100
49910 F
to be covered by a transfer from TOT.
TOT
25,000
(25,000) Special Revenue
2520
25200
69910 E
25,000
50,000
(25,000)
C
Fire Dept
36,000
(36,000) GF
1100
13500
51215 E
Adjust Fire Suppression budget for overtime that will be reimbursed
General Fund
36,000
36,000 GF
1100
13100
45340 F
by CALOES.
36,000
36,000
-
Exhibit A
Detailed FY 14/15 Mid -Year Budget Adjustments
Exhibit A
I
account string
project string
Ref
fund name
Revenue
Expenditures
amount Fundcroup
fund
cost ctr
obiecl Tvpe
(if applicable)
revision pumose
E
Human Resources
23,000
(23,000) GF
1100
11600
51110 E
Unfreeze HR Specialist position to oversee and coordinate the
General Fund
23,000
23,000 GF
1100
11100
49910 F
day-to-day Workers' Compensation activities and benefits admini-
Workers' Compensation
(23,000)
23,000 Internal Service
7600
76100
56420 E
stration. Budget adjustment to be covered by a reduction in the HR
Workers' Compensation
23,000
(23,000) Internal Service
7600
76100
69910 E
Assistant II position to 0.6 FTE, a reduction in claims and by a transfer
23,000
23.000
-
from the Workers Compensation fund.
F
Abandoned Vehicle Abatement
7,550
(7,550) Special Revenue
2310
23100
52110 E
Adjustment for police officer position assigned to the Abandoned
1,700
(1,700) Special Revenue
2310
23100
52320 E
Vehicle Abatement fund. The position budgeting process did not
120
(120) Special Revenue
2310
23100
52330 E
accurately calculate all benefits,
100
(100) Special Revenue
2310
23100
52340 E
390
(390) Special Revenue
2310
23100
52410 E
70
(70) Special Revenue
2310
23100
52510 E
1,000
(1,000) Special Revenue
2310
23100
52520 E
930
(930) Special Revenue
2310
23100
52525 E
-
11,860
(11,860)
G
Home/Begin
67,825
(67,825) Special Revenue
2222
22220
69910 E
Payment on the loan for Roundwalk Village to be used for programs
Housing in Lieu Impact Fees
67,825
67,825 Special Revenue
2130
21300
49910 F
and services provided by the Boys & Girls Club located on the property.
67,825
67,825
-
I
Waste Water Reclamation
10,250
(10,250) Enterprise
6600
66500
51110 E
Operational workload at Ellis Creek has increased and treatment
Waste Water Reclamation
5,150
(5,150) Enterprise
6600
66500
52310 E
processes are approaching max design capacities. An additional
Waste Water Ellis Creek Ops
23,950
(23,950) Enterprise
6600
66700
51110 E
Water Recycling Plant Operator II/III position is needed to reduce
Waste Water Ellis Creek Ops
12,000
(12,000) Enterprise
6600
66700
52310 E
overtime, meet current staffing needs and provide maximum operational
-
51,350
(51.350)
coverage during the week.
J
Waste Water Collection Syst
70,000
(70,000) Enterprise
6600
66200
54140 E
Nute Engineers to study a contingency plan for emergency repair
-
70,000
(70.000)
of the 36" force main from PIPS to the Ellis Creek Wastewater Plant.
K
Water CIP
5,000
(5,000) Capital Projects
6790
67999
54150 E
c67501304-30100
Construction of the Petaluma Blvd. 12" Water Main Replacement
Water CIP
90,000
(90,000) Capital Projects
6790
67999
54110 E
c67501304-30300
project from B St. to Kent St, is scheduled for the spring of 2016. In
Water CIP
1,000
(1,000) Capital Projects
6790
67999
54120 E
c67501304-30400
order to meet that timeline, the Planning phase has been moved up
Water CIP
12,000
(12,000) Capital Projects
6790
67999
54140 E
c67501304-30500
to the current fiscal year.
Water CIP
3,000
(3,000) Capital Projects
6790
67999
55011 E
c67501304-30900
Water CIP
111,000
111,000 Capital Projects
6790
67999
49910 F
c67501304-66100
Water Operating
111,000
(111,000) Enterprise
6700
67100
69910 E
111.000
222,000
(111,000)
Detailed FY 14115 Mid -Year Budget Adjustments
Ref fund name
L Waste Water CIP
Waste Water CIP
Waste Water CIP
Waste Water Operating
Revenue Expenditures
50,000
1,000
51,000
51,000
51,000 102,000
amount Fundqroup
(50,000) Capital Projects
(1,000) Capital Projects
51,000 Capital Projects
(51,000) Enterprise
(51,000)
TOTAL 994,588 664,035 330,553
Exhibit A
I account strinq
project string
I
fund
cost clr
object Tvpe
(if applicable) revision purpose
6690
66999
54110 E
Copeland Lift Station upgrades to pumps and controls. The need for the
6690
66999
55011 E
upgrades is significant given the station's location near the river and its
6690
66999
49910 F
limited storage. The project will bring the lift station into cohesive
6600
66100
69910 E
operation with the Ellis Creek Waste Water Treatment plant.