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HomeMy WebLinkAboutResolution 2015-079 N.C.S. 06/01/2015Resolution No. 2015 -079 N.C.S. of the City of Petaluma, California AUTHORIZING THE CITY MANAGER TO EXECUTE A PROFESSIONAL SERVICES AGREEMENT FOR SOIL ASSESSMENT SERVICES FOR THE PETALUMA BOULEVARD 12" WATER MAIN REPLACEMENT AND PETALUMA BOULEVARD SOUTH SEWER TRUNK MAIN PROJECTS WHEREAS, the City of Petaluma wishes to design and construct the Petaluma Boulevard 12" Water Main Replacement and Petaluma Boulevard South Sewer Trunk Main Projects; and WHEREAS, staff recommends a soil assessment consultant to provide pre - construction soil assessment to reduce time delays and extra costs during construction; and WHEREAS, the City of Petaluma circulated a Request for Proposals and two (2) proposals were received; and WHEREAS, the proposals were reviewed and evaluated and Edd Clark and Associates, In (,, of Rohnert Park was selected as the consultant for both projects; and WHEREAS, Edd Clark and Associates, Inc.'s ability to produce quality work on soil assessments has been demonstrated in other Northern California municipalities; and WHEREAS, staff recommends the City execute a professional services agreement with Edd Clark and Associates, Inc. for soil assessment services in order to complete construction plans for the Petaluma Boulevard 12" Water Main Replacement and Petaluma Boulevard South Sewer Trunk Main Projects. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Petaluma hereby authorizes the City Manager to execute the attached Professional Services Agreement for soil assessment services with Edd Clark and Associates, Inc. in the amount not to exceed $176,322.08. Resolution No, 2015 -079 N.C.S. Page 1 Exhibit A PROFESSIONAL SERVICES AGREEMENT PRE-CONSTRUCTION SOIL ASSESSMENT FOR PETALUMA BOULEVARD 12" WATER MAIN REPLACEMENT AND PETALUMA BOULEVARD SOUTH SEWER TRUNK MAIN (Title of Project) FY 15/16 Fluid It _ Cost (-'enter 30300 Object Code 54110 Project It C67501304 Amount $30,000.0 For multi -year contracts or contracts with multiple acconnis: FY 15116 Fund ## Cost Center 30300 Object Code 54110 Project It C66401314 Amount $20.550.47 FY j _S/LO Ftind # - Cost CenterJjUIM Object Code 54110 Project It C6(A01 314 Amount $125,771,61 FY Fmid Cost Center Object Code _ Pro•ect Amount S FY Fund It Cost Center- Object Code Project I Amount $ FY Fund It Cost Center Object Code _ Prqject #_ Amount $ THIS PROFESSIONAL, SERVICES AGREEMENT ("Agreement") is entered into and effective as of 20_ ("Effective Date"), by and between the City of Petaluma, a 11ILMICipal corporation and a charter city ("City") and Edd Clark & Associates, Inc., a environmental consultant ("Consultant") (collectively, the "Parties"). WHEREAS, the Parties enter into this Agreement for the purpose of Consultant providing professional services to City under the terins and conditions set forth herein, THEREFORE, in consideration Or the Mutual covenants contained in this Agreement, the Parties agree as follows: I Services. Consultant shall provide the services as described in and in accordance with the schedule set forth in 11"Xhibit "A" attached hereto and incorporated herein ("Services"). 2. Compensation; Business Tax Certificate, A. For the ffill perfori-nance of the Services as described herein, City shall compensate Consultant in accordance with the rates specified in Exhibit A. B. Consultant shall submit detailed monthly invoices reflecting all services performed during the preceding month, and including a revised schedule for performance and additional documentation requested by City, as applicable, C, Consultant shall be compensated for services in addition to those described in Exhibit A, only if Consultant and City execute a written amendment to this Agreement describing the additional services to be performed and the compensation to be paid for such services. In no case shall the total compensation under this Agreement exceed $176,322.08 (One Hundred Seventy-six Thousand TI-i-ree Hundred Twenty-two Dollars and Eight Cents) without prior written authorization of the City Manager, Further, no compensation for a section or work program component attached with a specific budget shall be exceeded without prior written authorization of the City Manager. D. Notwithstanding any provision herein, Consultant shall not be paid any compensation until such time as Consultant has on file with the City Finance Resolution No. 2015-079 N.C. S. Page 2 Department a current W -9 form available from the IRS website (www,irs.gov) and has obtained a currently valid Petaluma business tax certificate, E. City's obligation to pay compensation to Consultant as provided herein is contingent upon Consultant's performance of the Services pursuant to the terms and conditions of this Agreement and any amendments thereto. 3. Term. The term of this Agreement commences oil the Effective Date, and terminates on June 30, 2016, unless sooner terminated in accordance with Section 4. Upon termination, any and all of City's documents or materials provided to Consultant and any and all of the documents or materials prepared for City or relating to the perforYnance of the Services, shall be delivered to the City as soon as possible, but not later than fourteen (14) clays after termination of the Agreement. 4, Termination. City may terminate this Agreement without cause upon ten (10) days' written notice. City may immediately terminate or suspend this Agreement for cause. Cause for immediate termination or suspension shall include, but not be limited to, any breach of this Agreement by Consultant or Consultant's bankruptcy or insolvency. Upon receipt of notice of termination or suspension for cause, Consultant shall immediately stop all work in progress under this Agreement. In the event of early termination of this Agreement by City, Consultant shall be entitled to payment for all Services perforIned to the date of termination to the extent such Services were performed to the satisfaction of City in accordance with the terms and conditions of this Agreement. If City terminates this Agreement for cause, Consultant shall be liable to City for any excess cost City incurs for completion of the Services. Consultant's Representation; Independent Contractor. Consultant represents that Consultant possesses distinct professional skills in performing the Services, City has relied upon said representation as a material inducement to enter into this Agreement. Consultant shall, therefore, provide properly skilled professional and technical personnel to perform all Services under this Agreement, It is expressly understood that Consultant and its agents and employees, shall act in an independent capacity and as all independent contractor and not as officers, employees or agents of City. This Agreement shall not be construed as an agreement for employment. Facilities and Equipment. Consultant shall, at its sole cost and expense, furnish all facilities and equipment that may be required for furnishing Services pursuant to this Agreement. City shall furnish to Consultant no facilities or equipment, unless the City otherwise agrees in writing to provide the same. Licenses, Permits, Etc. Consultant shall, at Consultant's sole cost and expense, keep in effect at all times during the term of this Agreement any licenses, permits or other such approvals which are legally required for performing the Services. R. Thee. Consultant shall devote such time to the performance of the Services as may be reasonably necessary for satisfactory performance of Consultant's obligations pursuant to this Agreement, Resolution No. 2015 -079 N.C.S. Page 3 9. Inspection. Consultant shall provide the City every reasonable opportunity to ascertain that the Services are being performed in accordance with the requirements and intentions of this Agreement. All work done and materials furnished, if any, shall be subject to inspection and approval by the City. The inspection of such work shall not relieve Consultant of any of its obligations pursuant to this Agreement, 10. Progress Reports. Upon the City's request, Consultant shall provide, in a form acceptable to City, written progress reports of all oral and written observations, opinions, recommendations, analyses, progress and conclusions related to Consultant's performance of the Services. 11, Confidentiality, In the course of Consultant's employment, Consultant may have access to trade secrets and confidential information, disclosure of which is protected or limited by law, Consultant shall not directly or indirectly disclose or use any such confidential information, except as required for the performance of the Services, 12. Conflict of Interest. Consultant represents that it presently has no interest, and covenants that it shall not acquire any interest, direct or indirect, financial or otherwise, which would conflict in any manner or degree with the performance of the Services hereunder. Consultant further covenants that, in the performance of this Agreement, it shall not employ any subcontractor or person having such a conflict of interest. Consultant represents that no one who has or will have any financial interest under the Agreement is an officer or employee of City. If such conflict of interest arises during this Agreement or any extension, Consultant will immediately advise City and City may, at its sole discretion, immediately terminate this Agreement, Certain Consultants are subject to the requirements, including the disclosure and reporting requirements, of the City's Conflict of Interest Code adopted pursuant to the Political Reform Act, Such Consultants subject to the City's Conflict of Interest Code include those whose work may involve; making government decisions regarding approval or adoption of rates, rules, or' regulations, action on permits or other applications, authorization to enter into or modify contracts, or approval of plans, designs, reports, or studies. Consultant agrees to comply fully with all such requirements to the extent they apply to Consultant's performance of the Services. 13. Consultant No Agent. Except as City may specify in writing, Consultant shall have no authority, express or implied, to act on behalf of City in any capacity whatsoever as an agent. Consultant shall have no authority, express or implied, pursuant to this Agreement to bind City to any obligation whatsoever. 14. Standard of Performance. Consultant shall perform all the Services in a manner consistent with the standards of Consultant's profession. All instruments of service of whatsoever nature, which Consultant delivers to City pursuant to this Agreement, shall be prepared in a substantial, workmanlike manner and conform to the standards of Consultant's profession. All such instruments of service shall become the sole and exclusive property of City upon delivery of the same. 15. Assi2nment/Transfer. No assignment or transfer in whole or in part of this Agreement shall be made without the prior written consent of City. Resolution No. 2015 -079 N.C.S. Page 4 IG. Subcontractors, Consultant shall directly perform all Services, and shall not subcontract any portion of performance of the Services without the prior written consent of City. Any such subcontractors shall be required to comply, to the full extent applicable, with the terms and conditions of this Agreement, including but not limited to, procuring and maintaining insurance coverage as required herein and which shall name City as an additional insured. 17, Compliance With All Laws. Consultant shall fully comply with all applicable local, state and federal rules, laws, regulations and ordinances pertaining to the performance of the Services required hereunder, including but not limited to, the California Building Standards Code as in effect in the City, the Americans with Disabilities Act, and any laws and regulations related to any copyright, patent, trademark or other intellectual property right involved in performance of the Services. Consultant's failure to comply with any law(s) or regulation(s) applicable to the performance of the Services hereunder shall constitute a material breach of this Agreement. To the extent that any other government agency or entity provides compensation for any Services, Consultant shall comply with all rules and regulations applicable to such fiscal assistance, 18. Prevailing Wages, This Agreement is subject to the requirements of the California Prevailing Wage Law, California Labor Code Section 1720 ct seq., and the Services as described in Exhibit A will be performed in accordance with all applicable requirements of the California Prevailing Wage Law, including, but not limited to, all applicable requirements contained in Exhibit C, which is attached to and made a part of this Agreement. 19. Living Wage Ordinance. Without limiting tine foregoing Section 17, Consultant shall comply fully with all applicable requirements of Petaluma Municipal Code, Chapter 8.36, Living Wage (the "Living Wage Ordinance "), as the same may be amended from time to time, Upon the City's request Consultant shall promptly provide to the City documents and information verifying Consultant's compliance with the requirements of the Living Wage Ordinance, and shall within fifteen (15) calendar days of the Effective Date of this Agreement, notify each of its affected employees as to the amount of wages and time off that are required to be provided to them pursuant to the Living Wage Ordinance. The Acknowledgement and Certification Pursuant to City of Petaluma Living Wage Ordinance, attached to this Agreement at Exhibit D, shall be a part of this Agreement for all purposes, and Consultants that are subject to Living Wage Ordinance requirements, as determined by the City, must provide a properly completed Exhibit D in accordance with the requirements of the Living Wage Ordinance. Consultant's noncompliance with the applicable requirements of the Living Wage Ordinance shall constitute cause for City's termination of this Agreement pursuant to Section 4 hereof, 20. Discrimination, During the performance of this Agreement, Consultant shall not discriminate against any employee or applicant for employment because of race, religion, creed, color, national origin, ancestry, gender, sexual orientation, age or physical or mental disability in violation of any applicable law. 21. Notice. Except as otherwise specified in this Agreement, all notices to be sent pursuant to this Agreement shall be mtjde in writing, and sent to the Parties at their respective addresses specified below or to such other address as a Party may designate by written Resolution No. 2015 -079 N.C.S. Page 5 notice delivered to the other Party in accordance with this Section. All such notices shall be sent by: (i) personal delivery, in which case notice is effective upon delivery; (ii) certified or registered mail, return receipt requested, in which case notice shall be deemed delivered on receipt if delivery is confirmed by a return receipt; (iii) nationally recognized overnight courier, with charges prepaid or charged to the sender's account, in which case notice is effective on delivery if delivery is confirmed by the delivery service; or (iv) facsimile transmission, in which case notice shall be deemed delivered upon transmittal, provided that (a) a duplicate copy of the notice is promptly delivered by first -class or certified mail or by overnight delivery, or (b) a transmission report is generated reflecting the accurate transmission thereof: Any notice given by facsimile shall be considered to have been received on the next business day if it is received after 5:00 p.m, recipient's time or on a nonbusiness day. City: City Clerk City of Petaluma Post Office Box .61 Petaluma, California 94953 Phone: (707) 778 -4360 Fax: (707) 778 -4554 Email: cityclerktti«�ci.petalurna.ca.us And: Dan St. John RASCE City of Petaluma 202 N. McDowell Blvd Petaluma, CA. 94954 Phone: 707 - 778 -4546 Fax: 707 - 206 -6034 Etnail: publieworks {r�ci.petaluma,ca.us Consultant: John Calomiris Edd Clark & Associates Inc P.Q. Box 3039 Rolmert Park, CA. 94927 -3039 Phone: 707 -792 -9500 Fax: 707 - 792 -9504 Email: coMmail6bccaenviron.com 22. Ownct•ship of Documents. All original papers, documents or computer material on disk or microfilm, and copies thereof, produced as a result of this Agreement, shall be the property of City and may not be used by Consultant without the written consent of City. Copies of such documents or papers shall not be disclosed to others without the written consent of the City Manager or his or her designated representative. 23. Indernni> rca #ion. To the maximum extent penuitted by law, Consultant shall, at its own expense, indemnify, defend with counsel acceptable to the City, (which acceptance will Resolution No. 2015 -079 N.C.S. Page 6 not be unreasonably withheld), and hold harnless City and its officers, officials, employees, agents and volunteers ( "lndenrnitees ") from and against any and all liability, loss, damage, claims, suits, actions, arbitration proceedings, administrative proceedings, regulatory proceedings, civil penalties and fines, expenses and costs (including, without limitation, claims expenses, attorney's fees and costs and fees of litigation) (collectively, "Liability ") of every nature, whether actual, alleged or threatened, arising out of or in connection with the Services or Consultant's failure to comply with any of the terms of this Agreement, regardless of any fault or alleged fault of the Indenuritees, The Consultant's obligation to indemnify, defend and hold harmless under this provision shall not be excused because ofthe Consultant's inability to evaluate Liability, or because the Consultant evaluates Liability and deter-rnines that the Consultant is not or may not be liable. The Consultant must respond within 30 calendar days to any tender for defense and indemnity by the City, unles8 (he time for responding has been extended by an authorized representative of the City in writing. If the Consultant fails to accept tender of defense and indemnity within 30 calendar days, in addition to any other remedies authorized by law, so much of the money due or that may become due the Consultant under this Agreement as shall reasonably be considered necessary by the City, may be retained by the City until disposition has been made of the matter subject to tender, or until the Consultant accepts the tender, whichever occurs first. In the event that the City must file responsive documents in a matter tendered to Consultant prior to Consultant's acceptance of tender, Consultant agrees to fully reimburse all costs, including but not limited to attorney's fees and costs and fees of litigation, incurred by the City in filing such responsive documents. The Consultant waives any and all rights to express or implied indemnity against the Indemnitees concerning any Liability of the Consultant arising out of or in connection with the Services or Consultant's failure to comply with any of (he terms of this Agreement. Notwithstanding the foregoing, to the extent this Agreement is a "construction contract" as defined by California Civil Code Section 2783, as may be amended from time to time, Consultant's duty to indemnify under this provision shall not apply when to do so would be prohibited by California Civil Code Section 2782, as may be amended from time to time. Notwithstanding the foregoing, to the extent that the Services include design professional services subject to California Civil Code Section 2782.8, as may be amended from time to time, Consultant's duty to indemnify shall only be to the maximum extent permitted by California Civil Code Section 2782.8. 24, Insurance. Consultant shall comply with the "Insurance Requirements for Consultants" in Exhibit B -2, attached hereto and incorporated herein by reference. [lnclicate attached exhibit, e.g., „B -1, ., "B -2, ., „B_3 ., or ,.B -=1 "I 25. Amendment. This Agreement may be amended only by a written instrument executed by both Parties. Resolution No. 2015 -079 N.C.S. Page 7 26. Litip_ation. If litigation ensues which pertains to the subject matter of Consultant's services hereunder, Consultant, upon request from City, agrees to testify therein at a reasonable and customary fee. 27. Construction. This Agreement is the product of negotiation and compromise on the pant of both Parties and that the Parties agree that, notwithstanding Civil Code section 1654, any uncertainty in the Agreement shall not be construed against the drafter of the Agreement. 28. Gover nine Law, Venne. This Agreement shall be enforced and interpreted under the laws of the State of California and the City of Petaluma. Any action arising from or brought in connection with this Agreement shall be venued in a court of competent jurisdiction in the County of Sonoma, State of California. 29. Non- Waiver. The City's failure to enforce any provision of this Agreement or the waiver thereof in a particular instance shall not be construed as a general waiver of any part of such provision. The provision shall remain in hill force and effect. 30. Severability. If any term or portion of this Agreement is held to be invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining provisions of this Agreement shall continue in full force and effect. 31. No Third Party Beneficiaries. The Parties do not intend to create, and nothing in this Agreement shall be construed to create any benefit or right in any third party. 32. Mediation. The Parties agree to make a good faith attempt to resolve any dispute arising out of this Agreement through mediation prior to commencing litigation. The Parties shall mutually agree upon the mediator and shall divide the costs of mediation equally. 33. Consultant's Books and Records. A. Consultant shall maintain any and all ledgers, books of accounts, invoices, vouchers, canceled checks, and other records or documents evidencing or relating to charges for services, or expenditures and disbursements charged to the City for a minimum period of three (3) years or for any longer period required by law, from the date of final payment to Consultant pursuant to this Agreement. I3. Consultant shall maintain all documents and records which demonstrate performance under this Agreement for a rninimum period of three (3) years or for any longer period required by law, from the date of termination or completion of this Agreement. C. Any records or documents required to be maintained pursuant to this Agreement shall be made available for inspection or audit, at any tune during regular business hours, upon written request by the City Manager, City Attorney, City Finance Director, or a designated representative of these officers. Copies of such documents shall be provided to the City for inspection at Petaluma City Hall when it is practical to do so. Otherlvise, unless an alternative is mutually agreed upon, the records shall be available at Consultant's address indicated for receipt of notices in this Agreement. Resolution No. 2015 -079 N.C.S. Page 8 D, Where City has reason to believe that such records or documents may be lost or discarded due to dissolution, disbandment or termination of' Consultant's business, City may, by written request by any of the above -named officers, require that custody of the records be given to the City and that the records and documents be maintained in Petaluma City Hall. Access to such records and documents shall be granted to any party authorized by Consultant, Consultant's representatives, or Consultant's successor in interest. 34, HeadinLm The headings used in this Agreement are for convenience only and are not intended to affect the interpretation or construction of any provisions herein, 35, Survival. All obligations arising prior to the termination or expiration of this Agreement and all provisions of this Agreement allocating liability between City and Consultant shall survive the termination or expiration of this Agreement, 36. Entire Agreement. This Agreerncut, inuludhig the exhibits attached hereto and incorporated herein, constitutes the entire agreement between the Parties with respect to the Services, and supersedes all prior agreements or understandings, oral or written, between the Parties in this regard, IN WITNESS WHEREOF, the parties hereto have executed this docutnent the day, month and year first above Written, CITY OF PETALUMA City Manager ATTEST: City Clerk APPROVED AS TO FORM: City Attorney APPROVED: Department Director APPROVED: Risk Manager APPROVED: CONSULTANT 1 2 -� B Nye Title Address City State Zip 68- ,0jL�i Taxpayer T.D. Number Petaluma Business Tax Certificate Number Resolution No. 2015 -079 N.C.S. Page 9 Finance Director rile name: Resolution No. 2015 -079 N.C.S. Page 10 EXHIBIT A PRE - CONSTRUCTION SOIL .ASSESSMENT FOR PETALUMA BOULEVARD 12" WATER MAIN REPLACEMENT AND PETALUMA BOULEVARD SOUTH SEWER TRUNK MAIN Scope of Work This proposed scope of work is for two separate projects within the City of Petaluma. The Consultant will manage and perform the proposed work as generally outlined below for each individual project. Petaluma Boulevard 12" Water Main Replacement Summary A preliminary soil assessment will be completed by the Consultant to determine soil types and contaminants that will be encountered during the trenching of a 12" water line replacement on Petaluma Boulevard North (between Lakeville Street and B Street.) The proposed project pipeline alignment is shown in Figure I on page 5 of Exhibit A. The data acquired will then be used to apply for written acceptance from appropriate disposal facilities for the excavated soils, The Consultant will conduct the pre - construction soils assessment to address soil conditions beneath the project alignment, Consultant will review environmental records of the area and any available information in City files, as deemed necessary. The Consultant will investigate the area and review available environmental information on GeoTracker and develop a work plan. Consultant will submit the work plan to the County of Sonoma Department of Health Services (CSDHS) describing the specific design and work to be conducted, The Consultant has calculated that approximately 2,000 cubic yards (cy) of soil (approximately 3,000 tons), including a Buff factor (4,000` L x 2' W x 5' D [9' at the Western Ave„ Prospect St., and Kent St. intersections] /27 x 30 %], will be generated during the utility trenching for the 12" water main. Of the approximately 2,000 cu yds of soil generated from trenching activities, it is estimated that —400 cu yds will be roadway material assuming that non - native materials extend to one foot below ground surface (bgs), The Consultant will characterize the utility trench soil for acceptance at Sonoma County Central Landfill, Waste Management's Redwood Landfill (both Class III landfills), and Waste Connection's Potrero Hills Landfill (Class II landfill), Proposed Scope of Work Task 01; Work Plan Preparation, Permitting, Pre -field Activities, and Project Management The Consultant will provide a thorough review of environmental records (local agencies and Geotracker) and any available information in the City files for the proposed pipeline alignment. The file review will help to evaluate the soil conditions encountered beneath the project aligivnent and therefore more accurately assess where to locate the borings for soil Resolution No. 2015 -079 N.C.S. Page 11 characterizations. Consultant will prepare a project alignment specific work plan. The work plan will have a health and safety plan and a drilling permit application attached, All of the doeurnents will be submitted to CSDHS for review, Prior to drilling, an encroachment permit will also be obtained from the City of Petaluma, Once the Consultant has acquired the drilling permit from CSDHS and encroachment permit, the investigative boring locations will be marked with white paint along the project alignment. USA will be called by the Consultant within it minimum of 48 hours in advance of scheduled drilling to mark public unities. The Consultant will provide traffic control onsite during field work to ensure the safety of all personnel along the project alignment. The Consultant will submit the traffic control plan to (he City for review at least 5 days prior to starting work, Task 02: Soil Boring Investigation Consultant will oversee two Jull days of drilling and will conduct the sampling and logging of 9 investigative borings (B -2 through B -8, B -10 & B- l 1) to 5 feet below ground surface (bgs) and 2 investigative borings (13-1 and B -9) to 9 feet bgs (proposed trench is planned to be deeper at three Petaluma Boulevard North intersections: Western Ave., Prospect St., and Kent St.), for a total of I 1 investigative boings along the project alignment (See Figure 1). From B -5 through B- 9 investigative borings, Consultant will collect I four- point lab composited soil sample and from B -1 through B -4 and B -10 and B -I 1, Consultant will collect 2 hvo -point lab cornposited samples from each boring to be composited into three 4 -point lab cornposited samples (B- 1/B -2, 13- 3113-4, and B 10 /B 11). If groundwater is encountered, samples will be collected by the Consultant and analyzed. Task 03: Soil Sample Analysis The soil from the I 1 investigative borings representing approximately 2,000 cy (3,000 tons) and potential groundwater samples will be analyzed by the Consultant for constituents needed for "clean" disposal acceptance (per Central Landfill), which encompasses Class II and III disposal requirements for acceptance as well, Those analyses are TPH multi scan with silica gel clean -up by Method 801513, Organic Lead by Method HML 939 -M, volatile organic compounds (VOCS) by Method 8260 (BTEX, oxygenates included [MTBE]), PCBs by Method 8080, Phenols by Method 8270, CAM 17 Metals by Method SW6020, and RCI by SW -846 all on standard 5 day turnaround, Task 04: Investigation Derived Waste Disposal Soil cuttings and equipment decontamination drums will be transported to the City corporation yard by the drilling contractor for temporary storage pending receipt of analytical results. Approximately four 55- gallon drums of waste will be generated (3 soil and 1 wash/decon water). After reviewing the laboratory reports from the investigative boring samples, the Consultant will coordinate the drum disposal with a licensed hazardous waste disposal contractor. Task 05: Disposal Pre - Approval Packages Consultant will review the investigative boring soil sample analytical data with regards to Resolution No. 2015 -079 N.C.S. Page 12 landfill approval criteria. Consultant recommendations of where which portions of the project alignment should be disposed of will be provided to the City. When disposal locations have been decided upon, the Consultant will prepare and send a letter, landfill application (to be signed by the City project manager), table of analyses, and a map showing the proposed trench soil for disposal to each of the selected facilities for solicitation of approval. Additionally, the Consultant will prepare a document listing non - native stratigraphy so that the City can estimate non- native materials (concrete, base rock, asphalt, etc,) and general information in regards to the soils encountered during drilling (in lieu of drafted boring logs). Task 06; Summary Report Following the completion of the soil boring investigation, summarizing of analytical data, disposal of investigation derived waste, and approval from landfills, Consultant will prepare a written summary report. The report will include a non - native stratigi-aphy sununary, a description of the work performed, an evaluation of laboratory analytical results and conclusions and recornmendations, as applicable, The report will be provided to the City of Petaluma within approximately two weeks of receipt of the analytical results and landfill approvals. The Consultant will also provide a copy of the summary report to CSDHS and electronically submit it to GeoTracker, Selieciule Consultant shall schedule the soil and groundwater investigation to begin within 3 to 4 weeks of a signed contract. Compensation Compensation shall be based on actual time and materials expended to complete each of the project tasks. Total compensation for any task shall not exceed the total amount indicated for that task without prior written approval from the City. Resolution No. 2015 -079 N.C.S. Page 13 FEE ESTIMATE —12" Water Main Replacement Task 01 Work Plan Preparation, Permitting, Pre -field Activities, and Project Management Labor $ 3,637.00 Permits $ 1,063.00 Subtotal $ 4,700.00 Task 02 Soil Boring Investigation Drilling Contractor (Clear Heart Drilling, Inc.)* $ 5,784.00 Traffic Control (Statewide Safety)* $ 3,080.00 Labor $ 2,570.00 Materials /Equipment 866.00 Subtotal $12,300.00 "subcontractor cost includes prvvniling wage Task 03 Soil Sample Analysis Lab Tests $ 4,100.00 Subtotal $ 4,100.00 Task 04 Investigation Derived Waste Disposal Labor $ 200.00 Materials(Equipment $ 205.00 Waste Disposal $ 595.00 $ 1,000.00 Task 05 Disposal Pre - Approval Packages Labor $ 2,500.00 Subtotal $ 2,500.00 Task 06 Summary Report Labor $ 2,100.00 Subtotal $ 2,100.00 Contingency $ 3,300.00 TOTAL ESTIMATED PROJECT TOTAL 30 t�0 .00 • All subcontractor markups are 10% and are included in costs presented above • Additional subcontractor costs will be charged at cost plus 10% • Additional sample analyses: standard laboratory turn - around -time of five working days at current laboratory fees plus 10% markup • Consultants current labor and equipment rates have been included as pain of this Exhibit Resolution No. 2015-079 N.C.S. Page 14 hid CLArl. & SITE LOCATION MAP with Proposed Boring Locations "GU RE u N auu Petaluma Blvd N Coondor I A) I I i A l Petaluma, Cahromia Ica cant;mtta x „n,F,.fGun.tt r,tuu�„A kt, \un,lw (q ii.,r,�,cd Iq I'C &A. KC 0,4 t U,O. „ +119 Resolution No. 2015 -079 N.C.S. Page 15 Petaluma Boulevard South Sewer Trunk Main Summary A limited and full pre - construction hazardous materials investigation will be conducted along Petaluma Boulevard South between E Street and Rovina Lane to determine soil types and contaminants that will be encountered during the trenching of the sewer trunk main, The proposed project alignment and borings are shown on Figures 2 and 3 on pages 9 and 13 respectively of Exhibit A. The data acquired will then be used to apply for writtcn acceptance from appropriate disposal facilities for the excavated soils. The proposed limited pre - construction hazardous materials investigation will be conducted prior to the full investigation in order to provide enough data that the City can use to accurately assess the potential disposal costs during cvitz,(mutiun. Additionally, the limited investigation work may provide data that will reduce the scope of work required for the full investigation. The Consultant has calculated that approximately 14,000 cubic yards (cy) of soil will be generated 6•om trenching activities for the sewer trunk project. The volume of soil includes a fluff factor of 30% and was calculated using the following formula; 5,000' L x 4' W x 14.5' D [ 13 +16/2]127 x 30 %. Of the approximately 14,000 cy of soil generated from trenching activities, it is estimated that 1,000 ey will be roadway material assuming that non - native materials extend to one foot below ground surface (bgs). The Consultant will characterize the trench soil for acceptance at Republic Services' Sonoma County Landfill (formerly Sonoma County' Central Landfill, Class 111), Waste Management's Redwood Landfill (Class Ill landfill), and Waste Connection's Potrero Hills Landfill (Class 11 landfill). Limited Pre- Constrwctr'on Hazardous Materials hr vestigation Task 01. Work Plan Pre aratiQon, Permitting, Pre -field Activities, and Pro lvfana ement Consultant will provide a thorough review of enviromnental records (local agencies and Geotracker) and any available information in City files for the project alignment. The file review will help to evaluate the soil conditions encountered beneath the project alignment and therefore more accurately assess where to locate the borings for soil characterization. Consultant will prepare a project alignment specific work plan, The work plan will have a health and safety plan and a drilling permit application attached, All of these documents will be submitted to the CSDHS for review. Prior to drilling, an encroachment permit will also be obtained from the City of Petaluma, Once the Consultant has acquired the environmental assessment drilling permit (the same permit can be used to perform subsequent work) from CSDHS and the encroaclunent permit, the boring locations will be marked along the project alignment. USA will be called by the Consultant within a minimum of 48 hours in advance of scheduled drilling to mark public unities. The Consultant will provide traffic control onsite during field work to ensure the safety of all Resolution No. 2015 -079 N.C.S. Page 16 personnel along the project alignment. The Consultant will submit the traffic control plan to the City for review at least 5 days prior to starting work. Task 02: Soil Boring Investigation Consultant will oversee 2 seven -hour days of direct -push drilling with a 6600 Geoprobe rig and will conduct the sampling and logging of I I borings predominately along the eastern portion (river side) of the project alignment.: B -1 through B -4 to 16 feet bgs, B -5 through B -7 to 15 feet bgs, B -8 through B -10 to 14 feet bgs, and B -1 1 to 13 feet bgs. From B -1 through B -1 1, Consultant will collect 4 discrete samples from each boring, the 4 samples from each boring will be tab composited into a four -point samples set which will represent the full length of each boring. Proposed boring locations are shown on Figure 2 on page 9 of Exhibit A. If groundwater is encountered, samples will be collected by the Consultant and analyzed. Task 03: Soil Sample Arual,ysis The soil samples collected from the 11 borings and potential groundwater samples will be analyzed by the Consultant for constituents known to be in the project alignment and also as pre - curser-s for disposal acceptance, 'these analyses are TPH multi scan with silica gel clean -up by Method 801513, volatile organic compounds (VOCs) by Method 8260E (BTEX, oxygenates included [MTBE]), and LUFT5 Metals by Method 200.8. All samples will be analyzed on standard 5 day turnaround, Task 04: Inv_e_stigation Derived Waste Dis a� osal Soil cuttings and equipment decontamination drums will be transported to the City corporation yard by the drilling contractor for temporary storage pending receipt of analytical results. Approximately three 55- gallon drums of waste will be generated (I soil and 2 wash/decon water), After reviewing the laboratory reports from the samples collected from the borings, the Consultant will coordinate the chum disposal with a licensed hazardous waste disposal contractor. Task 05: Summary Report Following the completion of the soil boring investigation, summarizing of analytical data, disposal of investigation derived waste, Consultant will prepare a written surwriary report, The report will include results of the envirownental research, description of the work performed including field observations, permits, an evaluation of laboratory analytical results, a non - native stratigraphy log, disposal information, and conclusions and recommendations, as applicable. The report will be provided to the City of Petaluma within approximately two weeks of receiving the analytical results. A copy of the summary report will also be provided to the CSDHS. Compensation Compensation shall be based on actual time and materials expended to complete each of the project tasks, Total compensation for any task shall not exceed the total amount indicated for that task without prior written approval from the City, Resolution No, 2015 -079 N.C.S. Page 17 FEE ESTIMATE — Limited Pre - Construction Investigation Task 01 Work Plan Preparation, Permitting, Pre -field Activities, and Project Management Labor S 4,270,26 Permits 552.00 Subtotal S 4,822.26 Task 02 Soil Boring Investigation Drilling Contractor (Clear Heart Drilling, Inc.)* $ 3,856.60 Traffic Control (Statewide Safety)' $ 2,970.00 Labor $ 2,300.51 Materials /Equipment $ 846,00 Subtotal $ 9,973.11 'subcontractor cost includes prevailing wage Task 03 Soil Sample Analysis Lab Tests $ 2,492,60 Subtotal $ 2,492.60 Task 04 Investigation Derived Waste Disposal Labor $ 297.00 MaterialsfEquipment $ 418.00 Waste Disposal $ 346.50 $ 1,061.50 "Task 05 Summary Report Labor $ 2,20I.00 Subtotal $ 2,201.00 TOTAL, ESTTNIATED PROJECT TOTAL 20 O d • All subcontractor markups are 10% and are included in costs presented above • Additional subcontractor costs will be charged at cost plus 10% • Additional sample analyses: standard laboratory turn - around -time of five working days at current laboratory fees plus 10% markup • Consultants current labor and equipment rates have been included as part of this Exhibit Resolution No. 2015 -079 N.C.S. Page 18 Resolution No, 2015-079 N.C.S. Page 19 'F U C) > / -E \ § \ /)»i � �/� � ƒ / \h � ) H \� / g/ 7 Resolution No, 2015-079 N.C.S. Page 19 Full Pre- Constr- action Hazardous Materials fit vestigation The Consultant will not start work on the Full Pre - Construction Investigation until given written authorization by the City's Project Manager, Task 01: Work Plan Preparation, Permitting, Pre -field Activities, and Project Management The Consultant will provide a thorough review of environmental records (local agencies and Geotracker) and any available information in City files for the project alignment. The file review will help to evaluate the soil conditions encountered beneath the project alignment and therefore more accurately assess where to locate the borings for soil characterization. The Consultants proposed - boring locations are based on the knowledge gained from previous project sites within and/or nearby the project alignment, a brief review of leaking underground storage tank (LUST) facilities within the vicinity, and amount of soil samples required to cover appropriate cubic yardage for landfill approval per the County of Sonoma's current requirements. Consultant will prepare a project alignment specific work plan. The work plan will have a health and safety plan and a drilling permit application attached. All of these docurr►ents will be submitted to CSDHS for review. Prior to drilling, an encroachment permit will also be obtained from the City of Petaluma. Once the Consultant has acquired the drilling permit from CSDHS and encroaclunent permit, the investigative boring locations will be marked with white paint along the project alignment. USA will be called by the Consultant within a minimum of 48 hours in advance of scheduled drilling to mark public unities. The Consultant will provide traffic control onsite during field work to ensure the safety of all personnel along the project alignment, The Consultant will submit the traffic control plan to the City for review at least 5 days prior to starting work. Task 02: Soil Boring Investigation nvesti >af tion Consultant will oversee 10 seven -hour days of direct -push chilling with a 6600 Geoprobe rig and will conduct the sampling and logging of 70 borings predominately along the eastern portion (river side) of the project alignment: B -1 through B -19 to 13 feet bgs, B -19 tluuugh B -36 to 14 feet bgs, B -37 through B -54 to 15 feet bgs, and B -54 through B -70 to 16 feet bgs. From B -1 through B -70 borings, Consultant will collect 2 four -point lab composited samples from each boring. Proposed boring locations are shown on Figure 3 on page 13 of'Exhibit A. If groundwater is encountered, samples will be collected and analyzed. Task 03: Soil Sample Anal The soil samples collected £roan tine 70 borings and potential groundwater samples will be analyzed for constituents needed for "clean" disposal acceptance (per Central Landoll), which encompasses Class 11 and III disposal requirements for acceptance as well, These analyses are TPH multi scan with silica gel clean -up by Method 801513, Organic Lead by Method HML 939 - M, volatile organic compounds (VOCs) by Method 8260 (BTEX, oxygenates included [MTBE]), PCBs by Method 8080, Phenols by Method 8270, CAMh7 Metals by Method SW6020, and RCl by SW -846. All samples will be analyzed on standard 5 day turnaround. Resolution No. 2015 -079 N.C.S. Page 20 Task 04: Investigption Derived Waste Disposal Soil cuttings and equipment decontamination drums will be transported to the City corporation yard by the drilling contractor for temporary storage pending receipt of analytical results. Approximately five 55- gallon drums of waste will be generated (t soil and 4 wash /decor water). After reviewing the laboratory reports from the samples collected from the borings, the Consultant will coordinate the drum disposal with a licensed hazardous waste disposal contractor. Task 05: Disposal Pre - Approval Packages Consultant will review the boring soil sample analytical data with regards to landfill approval criteria. Consultant recommend ations of where which portions of the project alignment should be disposed ol'will be provided to the City. When disposal locations have been decided upon, the Consultant will prepare and send a letter, landfill application (to be signed by the City project manager), table of analyses, and a reap showing the proposed trench soil for disposal to cash of the selected facilities for solicitation of approval. Additionally, the Consultant will prepare a document listing non - native stratigraphy so that the City can estimate non- native materials (concrete, base rock, asphalt, etc.) and general information in regards to the soils encountered during drilling (in lieu of drafted boring logs). Task 06: Sum many Report Following the completion of the soil boring investigation, summarizing of analytical data, disposal of investigation derived waste, and approval from landfills, the Consultant will prepare a written summary report. The report will include results of the envirarmental research, description of the Nvork performed including field observations, permits, an evaluation of laboratory analytical results, a non - native stratigraphy log, disposal information, and conclusions and recommendations, as applicable. The report will be provided to the City of Petaluma within approximately two weeks of receipt of the analytical results and landfill approvals. A copy of the summary report will also be provided to the CSDHS and electronically submitted to CreoTracker. Schedule The Consultant anticipates commencing the proposed limited prc- construction hazardous materials investigation within 3 to 4 weeks of signed contract. The schedule for the proposed full investigation will be determined after the limited investigation is completed. Resolution No. 2015 -079 N.C.S. Page 21 FEE ESTIMATE, — Full Pre - Construction Investigation Task O1 Work Plan Preparation, Permitting, Pre -field Activities, and Project Management Labor $ 4,513.26 Permits $ 552.00 Subtotal S 5,065.26 Task 02 Soil Boning Investigation Drilling Contractor (Clear Heart Drilling, Inc.)* $21,892.40 Traffic Control (Statewide Safety)* $14,850.00 Labor $ 9,629.55 Materials /Equipment 3,180.00 Subtotal $49,551.95 *subcontractor cost includes pf, vaiting. rage Task 03 Soil Sample Analysis Lab Tests $64,03490 Subtotal $64,034.90 Task 04 Investigation Derived Waste Disposal Labor $ 297.00 Materials /Equipment $ 418.00 Waste Disposal S 522.50 S 1,237.50 Task 05 Disposal Prc- Approval Packages Labor $ 3,436.00 Subtotal $ 3,436.00 Task 06 Summary Report .Labor 2$ ,446.00 Subtotal $ 2,446.00 TOTAL ESTIMATED PROJECT TOTAL 5121771.61 • All subcontractor markups are 10% and are included in costs presented above • Additional subcontractor costs will be charged at cost plus 10% • Additional sample analyses; standard laboratory turn- around -time of five working days at current laboratory fees plus 10% markup • Consultants current labor and equipment rates have been included as part of this Exhibit Resolution No. 2015 -079 N.C.S. Page 22 O VO) 0 ca CJ LLJ i ii E o ,a� S. Resolution No. 2015-079 N.C.S. Page 23 cj L AJ - CD 0 O w O VO) 0 ca CJ LLJ i ii E o ,a� S. Resolution No. 2015-079 N.C.S. Page 23 Attachment E Edd Clark & Associates, Inc. EC &A has designed a schedule of charges to be competitive with current market conditions and fees demanded by competitor firms. Tlie fees charged by EC &A will be: 1) unit hourly rates for All employees; 2) unit hourly or daily rates for vehicles and all field and safety equipment; and 3) cost plus 10% for subcontractors. The fees charged by EC &A are as follows: Principal Engineer /Geologist S165/llour Replacement Locking Well Cap (2 ") $26 /cap Submersible Pump Project Manager $1451hour Senior Field Tech, $92/hour Senior Engineer /Geologist S1391hour Field/Envi•o.Tech. $79 /hour Project Engineer /Geologist $139/hour Draftsperson $73 /hour Project Field Engineer $139/liour Clerical $60 /hour Project/Associate Engineer /Geologist $119llnour Expert Witness/ $33day (1 day min) Staff Engineer /Geologist $99 /11our Depositions $225 /hour Other Charges: Purge Pump $20 /day (l day niin) Replacement Locking Well Cap (2 ") $26 /cap Submersible Pump $59 /day (1 day min) Replacement Locking Well Cap (4 ") $29 /cap Peristaltic Pump $45 /day (1 day min) Truck $75 1day Hand Auger/Equip. S33 /day (1 day min) Vehicle $0.75 /mi Gastech $50 /day (1 day min) Sample Tubes (brass) $8 /tube PID $132 /day (I day min) Sample Tubes (stainless) $13/tube Water -level Meter $33day (1 day min) Encore Samplers (5 grain) $11.50 /each Conductivity Meter $53 /day (I day min) DOT 17H 55 -gallon Drums (new) $53 /drlun Oil /Water Meter $53 /day (I day min) Drums (reconditioned) $25 /dru n DO Meter $53 /day (I day min) 4" Pump $125 /day ORP Meter $40 /day (I day rain) Floe! Meter $30 /day Ozone Meter S40 /day (1 day min) Prints and Materials Cost + 15% Turbidity Meter $26 /day (1 day min) Miscellaneous Expenses Cost + 15% Disposable Bailers $11 /bailer GPS Survey $150.00 per well .+ travel Misc. Sampling Items $33 /day 1000 gal. Water - storage Tank $17 /day Replacement Well Lock $13 /lock Tlnc fees for other equipment needed to complete a project will be made available at the time of proposal preparation or contract negotiations. Resolution No. 2015 -079 N.C.S. Page 24 INSURANCE REQUIREMENTS EXHIBIT B-2 Consultant's unco of the Scrv|ocn under this Agreement uhuU not comcnoorc uod\ Conxn|{nn( shall have obtained all insurance required under this paragraph and such insurance ahxU have been approved by the City Attorney as to [bnn and the Risk Manager uo to carrier and sufficiency. All requirements herein provided xhu}| upyuor ol(hur in the body of the insurance policies or as endorsements and shall specifically bind the insurance carrier. Consultant shall procure and maintain for the duration o[ tile contract all necessary insurance against claims now and in the future for injuries io persons ordamages \n property which may mixo Omrn or in connection with the porknlnanuo of the Services by the Cunau|1uoL the Consultant's ugon*` ,opromo\ta||vox' employees and uu800uback)m. Required pnntexoiouu| liability insurance o6u|| be nuuiutoincJ at the |cvo] specified herein for the duration of this Agreement and any extension thereol'and for twelve additional months following the Agreement termination or expiration, A. Mininium Scope of Insurance Coverage oho| be at least as broad ox: |. Insurance Dcniuuu Office Commercial General Liability coverage: u. Personal injury; b. Contractual liability. 2. Insurance Services Office Oonn covering /\utomohUc Liability, code l (ally auto). 3. YYorkum` Compensation innumou: as required by the State of California and Fmy|oyor^u Liability Insurance. 4. Professional Liability insurance. 5. Such other insurance coverages and limits as may be required by the City, B. Minimum Limits of Insurance Consultant shall maintain limits no less than: \. General IJubUky: �|'Oo0.000 per occurrence for bodily injury, porouou| injury and property damage. If Commercial General Liability \omurauuu or other Duro with a general aggregate liability is used, either the general wg&rogu<o limit shall apply uopxra(w|y to this /\groomoo1 or the gouoru| uO2rogutr |icn|t obuU be twice the required noouocoon limit. 2. Ao!ncoohi\e Liability: $1,000.000 per accident for bodily injury and property damage. 3. Employer's Liability: Bodily Injury hy Accident '$l.008,000 each accident, Bodily Injury hy[)imcmoo-$|,O00'0O0po\icy|inuiL Bodily Injury by Disease ' $l'0O0.U00 each employee. 4. 9ro{'euyiouol Liability insurance: $1,080,000. 5. Such other insurance'coverages and limits as may be required by the city. C. Deductibles and Self-Insured 0etootiwon Any deductibles or self-insured retentions must be declared to and approved by tile City� At tile option of the City, cither: the insurer shall reduce or eliminate such deductibles or Resolution No. 2015-079 N.C.S. Page 25 self - insured retentions as respects the City, its officers, officials, employees, and volunteers; or the Consultant shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses. D. Other Insurance Provisions The required general liability and automobile policies are to contain, or be endorsed to contain the following provisions: 1. The City, its officers, officials, employees, agents and volunteers are to be covered as Additional Insureds as respects: liability arising out of activities performed by or on behalf of the Consultant; products and completed operations of the Consultant; premises owned, occupied or used by the Consultant; or automobiles owned, leased, hired or borrowed by the Consultant. The coverage shall contain no special limitations on the scope of protection afforded to the City, its officcrs, officials, employees, agents or voluntecis. 2. For any claims related to this project, the Consultant's insurance coverage shall be primary insurance as respects the City, its officers, officials, employees, agents and volunteers. Any insurance or self - insurance maintained by the City, its officers, officials, employees, agents or volunteers shall be excess of the Consultant's insurance and shall not contribute with it. 3. Any failure to comply with reporting or other provisions of the policies including breaches of warranties shall not affect coverage provided to the City, its officers, officials, employees, agents or volunteers. 4. The Consultant's insurance shall apply separately to each insured against whore claim is made or suit is brought except, with respect to the limits of the insurer's liability. 5. Each insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30) days' prior written notice by certified mail, return receipt requested, has been given to the City. 6. Consultant agrees to waive subrogation rights against City regardless of the applicability of any insurance proceeds, and to require all contractors, subcontractors or others involved in any way with the Services to (to likewise. E. Acceptability of Insurers Insurance is to be placed with insurers with a current A.M. Best's rating of no less than A: VII. F. Verification of Coverage Consultant shall furnish the City with original endorsements effecting coverage required by this clause. The endorsements are to be signed by a person authorized by that insurer to bind coverage on its behalf. All endorsements are to be received and approved by the City before the Services commence. Resolution No. 2015 -079 N.C.S. Page 26 PREVAILING WAGE EXHIBIT C HOURS OF WORK: A. In accordance with California Labor Code Section 1810, eight (8) hours of labor in performance of the Services shall constitute a legal day's work under this Agreement. B. In accordance with California Labor Code Section 1811, the time of service of any worker employed in performance of the Services is limited to eight hours during any one calendar day, and forty hours during any one calendar week, except in accordance with California Labor Code Section 1815; which provides that work in excess of eight hours during any one calendar day and forty hours during any one calendar week is permitted upon compensation for all hours worked in excess of eight hours during any one calendar day and forty hours during any one calendar week at not less than one - and - one -half times the basic rate of pay. C. The Consultant and its subconsultants shall forfeit as a penalty to the City $25 for each worker employed in the performance of the Services for each calendar day during which the worker is required or permitted to work more than eight (8) hours in any one calendar day, or more than forty (40) hours in any one calendar week, in violation of the provisions of California Labor Code Section 1810 and following. WAGES: A. In accordance with California Labor Code Section 1773.2, the City has determined the general prevailing wages in the locality in which the Services are to be performed for each craft or type of work needed to be as published by the State of California Department of Industrial Relations, Division of Labor Statistics and Research, a copy of which is on file with the City and shall be made available on request. The Consultant and subconsultants engaged in the performance of the Services shall pay no less than these rates to all persons engaged in performance of the Services. B. In accordance with Labor Code Section 1775, the Consultant and any subconsultants engaged in performance of the Services shall comply Labor Code Section 1775 which establishes a penalty of up to $50 per day for each worker engaged in the performance of the Services that the Consultant or any subconsultant pays less than the specified prevailing wage. The amount of such penalty shall be determined by the Labor Commissioner and shall be based on consideration of the mistake, inadvertence, or neglect of the Consultant or subconsultant in failing to pay the correct rate of prevailing wages, or the previous record of the Consultant or subconsultant in meeting applicable prevailing wage obligations, or the willful failure by the Consultant or subconsultant to pay the correct rates of prevailing wages. A mistake, inadvertence, or neglect in failing to pay the correct rate of prevailing wages is not excusable if the Consultant or subconsultant had knowledge of their obligations under the California Labor Code. The Resolution No, 2015 -079 N.C.S. Page 27 Consultant or subconsultant shall pay the difference between the prevailing wage rates and the amount paid to each worker for each calendar day or portion thereof for which each worker was paid less than the prevailing wage rate. If a subconsultant worker engaged in performance of the Services is not paid the general prevailing per diem wages by the subconsultant, the Consultant is not liable for any penalties therefore unless the Consultant had knowledge of that failure or unless the Consultant fails to comply with all of the following requirements: 1. The Agreement executed between the Consultant and the subconsultant for the performance of part of the Services shall include a copy of the provisions of California Labor Code Sections 1771, 1775, 1776, 1777.5, 1813, and 1815. 2. The Consultant shall monitor payment of the specified general prevailing rate of per diem wages by the subconsultant by periodic review of the subconsultant's certified payroll records. 3. Upon becoming aware of a subconsultant's failure to pay the specified prevailing rate of wages, the Consultant shall diligently take corrective action to halt or rectify the failure, including, but not limited to, retaining sufficient funds due the subconsultant for performance of the Services. 4. Prior to making final payment to the subconsultant, the Consultant shall obtain an affidavit signed under penalty of perjury from the subconsultant that the subconsultant has paid the specified general prevailing rate of per diem wages employees engaged in the performance of the Services and any amounts due pursuant to California Labor Code Section 1813. C. In accordance with California Labor Code Section 1776, the Consultant and each subconsultant engaged in performance of the Services, shall keep accurate payroll records showing the name, address, social security number, work classification, straight time and overtime hours worked each day and week, and the actual per diem wages paid to each journeyman, apprentice, worker, or other employee employed in performance of the Services. Each payroll record shall contain or be verified by a written declaration that it is made under penalty of perjury, stating both of the following: 1. The information contained in the payroll record is true and correct. 2. The employer has complied with the requirements of Sections 1771, 1811, and 1815 for any Services performed by the employer's employees on the public works project. The payroll records required pursuant to California Labor Code Section 1776 shall be certified and shall be available for inspection by the Owner and its authorized representatives, the Division of Labor Standards Enforcement, the Division of Apprenticeship Standards of the Department of Industrial Relations and shall otherwise be available for inspection in accordance with California Labor Code Section 1776. Resolution No. 2015 -079 N.C.S. Page 28 D. In accordance with California Labor Code Section 1777.5, the Consultant, on behalf of the Consultant and any subconsultants engaged in performance of the Services, shall be responsible for ensuring compliance with California Labor Code Section 1777.5 governing employment and payment of apprentices on public works contracts. E. In case it becomes necessary for the Consultant or any subconsultant engaged in performance of the Services to employ on the Services any person in a trade or occupation (except executive, supervisory, administrative, clerical, or other non manual workers as such) for which no minimum wage rate has been determined by the Director of the Department of Industrial Relations, the Consultant shall pay the minimum rate of wages specified therein for the classification which most nearly corresponds to Services to be performed by that person. The minimum rate thus furnished shall be applicable as a minimum for such trade or occupation from the time of the initial employment of the person affected and during the continuance of such employment. file name: Resolution No. 2015 -079 N.C.S. Page 29 EXHIBIT D ACKNOWLEDGEMENT AND CERTIFICATION PURSUANT TO CITY OF PETALUMA LIVING WAGE ORDINANCE PETALUMA MUNICIPAL CODE CHAPTER 8.36 The City of Petaluma Living Wage Ordinance ( "Ordinance "), Petaluma Municipal Code Chapter 8.36, applies to certain service contracts, leases, franchises and other agreements or firnding mechanisms providing financial assistance (referred to hereafter as an "Agreement ") between the City of Petaluma ( "City ") and/or the Petaluma Community Development Commission ( "PCDC ") and contractors, lessees, franchisees, and /or recipients of City and /or PCDC funding or financial benefits ("covered entities "). Pursuant to Petaluma Municipal Code Section 8.36.120, as part of any bid, application or proposal for any Agreement subject to the Ordinance, the covered entity shall: • Acknowledge that the covered entity is aware of the Ordinance and intends to comply with its provisions. Complete the Report of Charges, Complaints, Citations and/or Findings contained in this Acknowledgement and Certification by providing infoimiation, including the date, subject matter and manner of resolution, if any, of all wage, hour, collective bargaining, workplace safety, environmental or consumer protection charges, complaints, citations, and /or findings of violation of law or regulation by any regulatory agency or court including but not limited to the California Department of Fair Employment and Housing, Division of Occupational Safety and Health (OSHA), California Department of Industrial Relations (Labor Conmiissioner), Environmental Protection Agency and /or National Labor Relations Board, which have been filed or presented to the covered entity within the ten years immediately prior to the bid, proposal, submission or request, Pursuant to Petaluma Municipal Code Section 8.36.120, before the beginning of the term of any covered Agreement, or prior to the execution of said Agreement by the City or the PCDC, each covered entity shall certify that its employees are paid a living wage that is consistent with Petaluma Municipal Code Chapter 8.36. By executing this Acknowledgement and Certification, the covered entity (i) acknowledges that it is aware of the Ordinance and intends to comply with its provisions, (ii) attests to the accuracy and completeness of information provided in the Report of Charges, Complaints, Citations and/or Findings contained herein, (iii) cerkifies that it pays its covered employees a Living Wage as defined in Petaluma Municipal Code Chapter 8.36 and (iv) attests that the person executing this Acknowledgement and Certification is authorized to bind the covered entity as to the matters covered in this Acknowledgment and Certification, Resolution No. 2015 -079 N.C.S. Page 30 SO ACKNOWLEDGED and CERTIFIED: Project or Contract LD: PRE-CONSTRUCTION SOIL ASSESSMENT FOR PETALUMA BOULEVARD 12" WATER MAIN REPLACEMENT AND PETALUMA BOULEVARD SOUTH SEWER TRUNK MAIN Ea 'J- Oka— Date: (Print Name of Covered Entity/Business Capacity) By , Y�) I,j A (Print Name) (Signature) Its (Title /Capacity of Authorized Signer) Resolution No. 2015-079 N.C. S. Page 31 REPORT OF CHARGES, COMPLAINTS, CITATIONS AND /OR FINDINGS PURSUANT TO PETALUMA MUNICIPAL, CODE SECTION 8.36,120 FOR EACH WAGE, 1- 101, 1R, COLLFCTIVE BARGAINING, WORKPLACE SAFETY, F.NVIRONMENI'AL OR CONSUMER PROTECTION CHARGE, COMPLAINT, CITATION, AND /OR FINDING OF VIOLATION OF LAW OR REGULATION BY ANY REGULATORY AGENCY OR COURT, INCLUDING BUT NOT LIMITED TO THE CALIFORNIA DEPARTMENT OF FAIR EMPLOYMENT AND MOUSING, DIVISION OF OCCUPATIONAL SAFETY AND HEALTH (OSHA), CALIFORNIA DEPARTMENTOF INDUSTRIAL RELATIONS (LABOR COMMISSIONER), ENVIRONMENTAL PROTECTION AGENCY AND /OR NATIONAL LABOR RELA "11ONS BOARD, WHICH: • AFFECTS YOU AS A PROSPFCTIVE: CONTRACTOR, SUBCONTRACTOR, LESSEE,, FRANCHISEE AND /OR PAR'T'Y TO ANY CITY OF PF'TALUMA AND /OR PETALIJJvIA COMMUNITY DEVELOPMENT COMMISSION- FUNDED AGRFEMFNT OR BENEFIT SUBJECT TO PETALUMA MUNICIPAL CODE CHAPTER 8.3E (LIVING WAGE, ORDINANCE), AND • I-IA S BEEN F1 LED OR PRESENTED TO YOU WITHIN THE TEN YEARS IMMEDIATELY PRIOR TO THE BID, PROPOSAL, SUBMISSION OR REQUEST FOR WHICH THIS ACKNOWLEDGEMENT AND CERTIFICATION IS MADE, PLEASE PROVIDE THE DATE, THE REGULATORY,AGENCY OR COURT MAKING -] "HE CHARGE COMPLAINT, CITATION OR FINDING, THE, SUBJECT MATTER AND THE MANNER OF RESOLUTION, IF ANY, FOR EACH SUCJI CHARGE COMPLAINT, CITATION OR FINDING. IF NONE, PLEASE STATE "NONE ": J\ J "v'\ T ATTACH ADDITIONAL PAGES IF NEEDED, Date: Regulatory Agency or Court: Subject Matter: Resolution, if any: Expected resolution, if known: Resolution No. 2015 -079 N.C.S. Page 32