HomeMy WebLinkAboutResolution 2010-226 N.C.S. 12/20/2010Resolution No. 2010 -226 N.C.S.
of the City of Petaluma, California
AUTHORIZING THE CITY MANAGER TO EXECUTE A COOPERATIVE FUNDING
AGREEMENT BETWEEN THE SONOMA COUNTY TRANSPORTATION
AUTHORITY (SCTA) AND THE CITY OF PETALUMA FOR THE RAINIER AVENUE
UNDERCROSSING STRUCTURE PROJECT 000501204 SEGMENT C2 COMPONENT
OF THE MARIN SONOMA NARROWS SEGMENT C (MSN -C) PROJECT
WHEREAS, on January 4, 2010, the Petaluma Community Development Commission
adopted findings, made in accordance with California Health and Safety Code Section 33445, for
expenditure of tax increment funds to pursue design of the Project Study Report (PSR) and
environmental document for the Rainier Avenue Cross Town Connector, and for work with
Sonoma County Transportation (SCTA) to incorporate design of the undercrossing structure into
design of the Marin Sonoma Narrows (MSN) C2 HOV Project; and,
WHEREAS, the City Council consented to the expenditure of funds to design these
Public Improvements; and,
WHEREAS, in order to proceed, a cooperative funding agreement for design of the
Rainier Avenue undercrossing structure must be executed between the City of Petaluma and the
Sonoma County Transportation Authority.
NOW, THEREFORE, BE IT RESOLVED that the Petaluma City Council authorizes
the City Manager to execute the Cooperative Funding Agreement between the City of Petaluma
and the Sonoma County Transportation Authority, attached to this resolution as Exhibit A and
incorporated herein by reference, including any final changes to such agreements approved by
City Attorney.
Under the power and authority conferred upon this Council by the Charter of said City.
REFERENCE: I hereby certify the foregoing Resolution was introduced and adopted by the
Council of the City of Petaluma at a Regular meeting on the 20` day of December,
2010, by the following vote:
AYES: Barrett, Vice Mayor Glass, Harris, Healy, Rabbitt, Renee, Mayor Torliatt
NOES:
None
ABSENT:
None
ABSTAIN:
None
ATTEST: A C v f•'x;�L((/�i'"
'Deputy City Cle k — �
Resolution No. 2010 -226 N.C.S.
City
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Page I
Contract No. SCTA 11012
EXHIBIT A TO RESOLUTION
COOPERATIVE FUNDING AGREEMENT
BETWEEN
THE SONOMA COUNTY TRANSPORTATION AUTHORITY
AND
CITY OF PETALUMA
This Agreement is made and entered into as of ,
2010 ( "Effective Date ") by and between the City of Petaluma hereinafter referred to as
"CITY" and the SONOMA COUNTY TRANSPORTATION AUTHORITY hereinafter
referred to as "AUTHORITY."
RECITALS
1. AUTHORITY and CITY desire to enter into a Cooperative Funding Agreement
to define a framework to enable the two parties to work cooperatively in developing plans
and specifications for the Rainier Cross Town Connector Undercrossing structure to be
included in the Marin Sonoma Narrows C2 project in Sonoma County, as more particularly
described in Exhibit A to this agreement (hereinafter referred to as "Project ").
2. Caltrans has completed the Environmental (PAED) phase of the MSN Project.
3. AUTHORITY is the lead for the development of Plans, Specifications and
Estimate (PS &E) for MSN C2 Project.
4. AUTHORITY in cooperation with Caltrans will take appropriate measures to
environmentally clear the addition of the Rainier Avenue Undercrossing structure in the
MSN C2 Project.
5. CITY will environmentally clear the Rainier Cross Town Connector Project as
a separate, independent project.
6. AUTHORITY and CITY developed a financial plan, a schedule, and roles and
responsibilities for completion of the Project which is attached hereto as Exhibit B, Exhibit
C, and Exhibit D (hereinafter referred to as the "Project Plan ").
7. CITY adopted Resolution No. 2110 -009 N.C.S. on January 4, 2010 which
separated the Rainier Interchange Project into two independent projects (Independent
Project 1 — Rainier Interchange and Independent Project 2, Rainier Cross Town
Connector), and committed $498,000 for the incorporation of the Rainier Avenue
Undercrossing structure into the plans, specification and estimate (PS &E) of the MSN C2
project. (Resolution No. 2110 -009 N.C.S. attached hereto as Exhibit E)
8. CITY will provide $498,000 in funding to pay for the development of PS &E for
the Rainier Avenue Undercrossing structure
Cooperative Funding Agreement SCTA 1 1012
City of Petaluma
Page I of 11
Resolution No, 2010 -226 N.C.S.
Page 2
Contract No. SCTA 11012
9. AUTHORITY is committed to developing the PS &E for the MSN C2 Project
and incorporating the Rainier Avenue Undercrossing structure into the MSN C2 Project
pending CITY obtaining environmental clearance of the Rainier Cross Town Connector
Project.
NOW, THEREFORE, in consideration of the foregoing, AUTHORITY and CITY
do hereby agree as follows:
SECTION I
CITY AGREES:
1. Total CITY Contribution To provide $498,000 in local funds [or other CITY
contribution] towards the Project, in accordance with the MSN C -2 HOV Project. The cost
of CITY's own administration, independent quality assurance, oversight, and project
management is not considered a Project cost that is covered by this agreement and is not
included in the MSN C -2 Project.
2. Completion of Work To timely complete the environmental clearance of the
Rainier Cross Town Connector Project in accordance with the deadlines set forth in the
MSN C -2 Project.
3. Payment Invoices shall be submitted monthly to the City of Petaluma, along
with a summary of the work completed to date. Total payments shall not exceed $498,000.
4. Compliance with Laws With regard to administering and completing CITY's
responsibilities for the Project, CITY shall at all times comply with all applicable laws of
the United States, the State of California, the County, and with all applicable regulations
promulgated by federal, state, regional, or local administrative and regulatory agencies,
now in force and as they may be enacted, issued, or amended during the term of this
Agreement.
5. Records To allow AUTHORITY to audit all expenditures relating to the
Project funded through this Agreement. For the duration of the Project, and for five (5)
years following completion of the Project, or earlier discharge of the Agreement, CITY
shall make available to AUTHORITY all records relating to expenses incurred in
performance of this Agreement.
6. Notice of Audit To provide timely notice to AUTHORITY if an audit is to be
conducted.
Cooperative Funding Agreement SCTA11012
City of Petaluma
Page 2 of l 1
Resolution No. 2010 -226 N.C.S.
Page 3
Contract No. SCTA 11012
SECTION iI
AUTHORITY AGREES:
1. Total AUTHORITY Contribution The cost of AUTHORITY's own
administration, independent quality assurance, oversight, and project management is not
considered a Project cost that is covered by this agreement and is not included in the
Project Plan.
2. Agreements. To modify AUTHORITY'S agreement with design consultant to
include the PS &E of the Rainier Avenue Undercrossing structure in the MSN C2 project.
3. Completion of Work To timely complete the work necessary to complete
PS &E of the MSN C2 project including the Rainier Avenue Undercrossing structure.
4. Pam To request payment from CITY of Petaluma, based on monthly
invoices. The total cost of work shall not exceed $498,000.
5. Compliance with Laws With regard to administering and completing the
AUTHORITY's responsibilities for the Project, AUTHORITY shall at all times comply
with all applicable laws of the United States, the State of California, the County, and with
all applicable regulations promulgated by federal, state, regional, or local administrative
and regulatory agencies, now in force and as they may be enacted, issued, or amended
during the term of this Agreement.
6. Records To allow CITY to audit all expenditures relating to the Project funded
through this Agreement. For the duration of the Project, and for five (5) years following
completion of the Project, or earlier discharge of the Agreement, AUTHORITY shall
make available to CITY all records relating to expenses incurred in performance of this
Agreement.
7. Notice of Audit To provide timely notice to CITY if an audit of CITY records
is to be conducted.
SECTION IH
IT IS MUTUALLY AGREED:
1. Funding Needs If additional funds beyond those identified in the Project Plan
are necessary to complete the Project, AUTHORITY and CITY will cooperate to identify
and secure new, increased, or replacement funding. If funding cannot be identified to
complete the project, this agreement can be discharged by either party as provided in
Paragraph 3 or 13.
Cooperative Funding Agreement SCTA1 1012
City of Petaluma
Page 3 of 1 1
Resolution No. 2010 -226 N.C.S.
Page 4
Contract No. SCTA11012
2. Term This Agreement will remain in effect until discharged as provided in
Paragraph 3 or 13 of this Section III.
3. Discharge This Agreement shall be subject to discharge as follows:
a. This Agreement may be canceled by a party for breach of any obligation,
covenant or condition hereof by the other party, upon notice to the breaching party. With
respect to any breach which is reasonably capable of being cured, the breaching party shall
have thirty (30) days from the date of the notice to initiate steps to cure. If the breaching
party diligently pursues cure, such party shall be allowed a reasonable time to cure, not to
exceed sixty (60) days from the date of the initial notice, unless a further extension is
granted by the non - breaching party. On cancellation, the non - breaching party retains the
same rights as a party exercising its right to terminate under the provisions of paragraph
3(b), except that the canceling party also retains any remedy for breach of the whole
contract or any unperformed balance.
b. By mutual consent of both parties, this Agreement may be terminated at any time
with 30 day written notice.
4. Indemnity Neither CITY nor any officer or employee thereof is responsible for
any injury, damage or liability occurring by reason of anything done or omitted to be done
by AUTHORITY under or in connection with any work, authority, or jurisdiction
conferred upon AUTHORITY or arising under this agreement.
It is understood and agreed that AUTHORITY will fully defend, indemnify, and save
harmless CITY and all of its officers and employees from all claims, suits, or actions of
every name, kind, and description brought forth under, but not limited to, tortious,
contractual, inverse condemnation, or other theories or assertions of liability occurring by
reason of anything done or omitted to be done by AUTHORITY under this agreement.
Neither AUTHORITY nor any officer or employee thereof is responsible for any injury,
damage, or liability occurring by reason of anything done or omitted to be done by CITY
under or in connection with any work, authority, or jurisdiction conferred upon CITY or
arising under this agreement.
It is understood and agreed that CITY will fully defend, indemnify, and save harmless
AUTHORITY and all of its officers and employees from all claims, suits, or actions of
every name, kind, and description brought forth under, but not limited to, tortious,
contractual, inverse condemnation, or other theories or assertions of liability occurring by
reason of anything done or omitted to be done by CITY under this agreement.
5. Notices Any notice which may be required under this Agreement shall be in
writing, shall be effective when received, and shall be given by personal service, or by
certified or registered mail, return receipt requested, to the addresses set forth below, or to
such addresses which may be specified in writing to the parties hereto.
Cooperative Funding Agreement SCTA1 1012
City of Petaluma
Page 4 of 1 1
Resolution No. 2010 -226 N.C.S.
Page 5
Contract No. SCTA11012
To CITY: Vincent Marengo
Director of Public Works
City of Petaluma
11 English Street, Petaluma CA 94592
(707) 778 -4467
vmarengo @ci.petaluma.ca.us
To AUTHORITY: Suzanne Smith
Executive Director
Sonoma County Transportation Authority
490 Mendocino Avenue, Suite 206
Santa Rosa, CA 95401
(707) 565 -5373
suzsmith@sctainfo.org
6. Additional Acts and Documents Each party agrees to do all such things and
take all such actions, and to make, execute and deliver such other documents and
instruments, as shall be reasonably requested to carry out the provisions, intent and
purpose of the Agreement.
7. Integration This Agreement represents the entire agreement of the parties with
respect to the subject matter hereof. No representations, warranties, inducements or oral
agreements have been made by any of the parties except as expressly set forth herein, or in
other contemporaneous written agreements.
8. Amendment This Agreement may not be changed, modified or rescinded except
in writing, signed by all parties hereto, and any attempt at oral modification of this
Agreement shall be void and of no effect.
9. Independent Agencies CITY renders its services under this Agreement as an
independent agency. None of the CITY's agents or employees shall be agents or
employees of the AUTHORITY. AUTHORITY renders its services under this
Agreement as an independent agency. None of the AUTHORITY's agents or employees
shall be agents or employees of the CITY.
10. Assignment The Agreement may not be assigned, transferred, hypothecated, or
pledged by any party without the express written consent of the other party.
11. Successors This Agreement shall be binding upon the successor(s), assignee(s)
or transferee(s) of the AUTHORITY or CITY as the case may be. This provision shall
not be construed as an authorization to assign, transfer, hypothecate or pledge this
Agreement other than as provided above.
Cooperative Funding Agreement SCTAI 1012
City of Petaluma
Page 5 of I I
Resolution No. 2010 -226 N.C.S.
Page 6
Contract No. SCTA 11012
12. Severabili . Should any part of this Agreement be determined to be
unenforceable, invalid, or beyond the authority of either party to enter into or carry out,
such determination shall not affect the validity of the remainder of this Agreement which
shall continue in full force and effect, provided that the remainder of this Agreement can,
absent the excised portion, be reasonably interpreted to give effect to the intentions of the
parties.
13. Limitation All obligations of AUTHORITY under the terms of this
Agreement are expressly subject to AUTHORITY's continued authorization to collect and
expend the sales tax proceeds provided by Measure M. If for any reason AUTHORITY's
right to collect or expend such sales tax proceeds is terminated or suspended in whole or
part, AUTHORITY shall promptly notify CITY, and the parties shall consult on a course
of action. If, after twenty -five (25) working days, a course of action is not agreed upon by
the parties, this Agreement shall be deemed terminated by mutual or joint consent;
provided, that any future obligation to fund from the date of the notice shall be expressly
limited by and subject to (i) the lawful ability of AUTHORITY to expend sales tax
proceeds for the purposes of the Agreement; and (ii) the availability, taking into
consideration all the obligations of AUTHORITY under all outstanding contracts,
agreements to other obligations of AUTHORITY, of funds for such purposes.
Cooperative Funding Agreement SCTA 11012
City of Petaluma
Page 6 of I l
Resolution No. 2010 -226 N.C.S.
Page 7
Contract. No. SCTA 11012
IN WITNESS WHEREOF, the parties have executed this Agreement as of the
Effective Date.
CITY OF SONOMA COUNTY
TRANSPORTATION AUTHORITY
By: By:
City Manager SCTA Chair
ATTEST: APPROVED AS TO SUBSTANCE:
By: By:
City Clerk Executive Director
APPROVED AS TO LEGAL FORM
FOR CITY:
By: By:
City Attorney Legal Counsel
Authority
APPROVED:
Department Director
APPROVED:
Risk Manager
APPROVED:
Finance Director
Cooperative Funding Agreement SCTA 1 1012
City of Petaluma
Page 7 of 11
Resolution No. 2010 -226 N.C.S. Page 8
Contract No. SCTA11012
COOPERATIVE FUNDING AGREEMENT
BETWEEN
THE SONOMA COUNTY TRANSPORTATION AUTHORITY
AND
CITY OF PETALUMA
EXHIBIT A
DESCRIPTION OF THE PROJECT
Design a new six -lane structure to allow the undercrossing of US101 for Rainier Avenue
as part of the MSN C2 project. The Undercrossing Structure shall not preclude a future
interchange at this location.
Exhibit A
Cooperative Funding Agreement SCTA1 1012
City of Petaluma
Page 8 of 11
Resolution No. 2010 -226 N.C.S.
Page 9
Contract No. SCTA 11012
COOPERATIVE FUNDING AGREEMENT
BETWEEN
THE SONOMA COUNTY TRANSPORTATION AUTHORITY
AND
CITY OF PETALUMA
iW:- i112 V I'll
PROJECT FINANCIAL PLAN
Funding � lan by Fund Source and Development Phase (Funds in Thousands) for the
Rainier Avenue Undercrossing Structure
FUND
PS &E
TOTAL
SOURCE
CITY
$498
$498
(100 %)
TOTAL
$498
$498
100%
Cooperative Funding Agreement SCTA11012
City of Petaluma
Exhibit B Page 9 of 11
Resolution No. 2010 -226 N.C.S. Page 10
Contract No. SCTA 11012
COOPERATIVE FUNDING AGREEMENT
BETWEEN
THE SONOMA COUNTY TRANSPORTATION AUTHORITY
AND
CITY OF PETALUMA
EXHIBIT C
PROJECT SCHEDULE
Project Development Phase
Begin
End
Environmental PAED
Complete
Complete
Environmental Revalidation
12/1/2110
6/1/2011
Design PS &E
A r 2009
Mar 2012
*Right of Way Acquisition ROW
TBD
TBD
*Advertise, Award, Approve AAA
TBD
TBD
*Construction CON
TBD
TBD
* Right of Way Capital and Construction Capital funding have not yet been identified for the MSN
C2 project therefore the schedule at this time is unknown.
Cooperative Funding Agreement SCTA11012
City of Petaluma
Exhibit C Page 10 of 11
Resolution No. 2010 -226 N.C.S. Page 11
Contract No. SCTA 11012
COOPERATIVE FUNDING AGREEMENT
BETWEEN
THE SONOMA COUNTY TRANSPORTATION AUTHORITY
AND
CITY OF PETALUMA
EXHIBIT D
RESPONSIBILITIES OF THE PARTIES
Table D -1: Responsible Implementing Agency by Development Phase
Project Activity
Implementing Agency
Caltrans
Authority
ci
Environmental (PAED) MSN Project
X
Environmental Revalidation for Rainier
Undercrossing Structure
X
Environmental Clearance for Rainier Cross Town
Connector
X
Design (PS &E) for MSN C2 including Rainier
Undercrossing Structure
X
Right of Way Engineering and Support for MSN
C2 including Rainier Undercrossing Structure
X
*Right of Way Capital
X
*Advertise, Award, Approve (AAA)
X
* Right of Way Capital and Construction Capital funding have not yet been identified for
the MSN C2 project therefore implementing agency cannot yet be assigned.
Cooperative Funding Agreement SCTA1 1012
City of Petaluma
Exhibit D Page 11 of 11
Resolution No. 2010 -226 N.C.S. Page 12