HomeMy WebLinkAboutPCDC Resolution 94-13 10/17/1994' PETALUMA COMMUNITY DEVELOPMENT COMMISSION
RESOLUTION ~t3. 94-1.3
AUTHORIZING THE ISSUANCE, SALE AND DELIVERY OF
MULTIFAMILY HOUSING REVENiTE BONDS IN AN AGGREGATE
PRINCIPAL AMOUNT NOT TO EXCEED $5,500,000 FOR THE PURPOSE
OF MAKING A LOAN TO PROVID$ FINANCING FOR A MULTIFAMILY
RENTAL HOUSING PROJECT KNOWN AS PARK LANE APARTMENTS,
DETERMINING AND PRESCRIBING CERTAIN MATTERS RELATING
THERETO, AND APPROVING AND AUTHORIZING RELATED ACTIONS
AND THE EXECUTION AND DELIVERY OF RELATED DOCUMENTS.
WHEREAS, Chapter 8 of Part 1 of Division 24 of the
Health and Safety Code of the State of California (the "Act")
authorizes redevelopment agencies to issue bonds for the purpose
of financing the construction or development or rehabilitation of
multifamily rental housing and for the provision of capital
improvements in connection with and determined necessary to such
multifamily housing, and the Act provides a complete, additional
and alternative method for such. financing;
WHEREAS, the proceeds of the bonds issued by a
redevelopment agency may be loaned to a nongovernmental owner of
multifamily housing (the "Borrower"}, who shall be responsible
for the payment of such bonds, to allow the Borrower to reduce
the cost of operating such housing and to assist in providing
housing for low and very low income persons;
WHEREAS, the Petaluma Community Development Commission
(the "Commission") desires to participate in the financing of the
acquisition and rehabilitation of a 90-unit multifamily rental
housing development known as Park Lane Apartments (the
"Project"), and in order to do so intends to sell and issue not
to exceed $5,500,000 of multifamily housing revenue bonds;
WHEREAS, in accordance with Section 147 (f) of the
Internal Revenue Code of 1986, the Commission held a public
hearing, the notice of such hearing having been published in a
newspaper of general circulation within the City of Petaluma,
whereby all interested persons were invited and given an
opportunity to comment upon the issuance of the Bonds;
WHEREAS, there has been prepared and presented to the
Commission for consideration at this meeting the documentation
required for the issuance of bonds for such financing;
WHEREAS, each of the documents which are now before
this meeting are in substantial form and an appropriate
instrument to be executed and delivered for the purposes
intended; and
SF2-36208.1
Reso. 94-13
WHEREAS, Newman and Associates, Inc. (the
"Underwriters") has expressed its intention to purchase the bonds
authorized hereby, and the Commission, in the public interest and
necessity, has agreed to contract with the Underwriters for the
sale of such bonds;
NOW, THEREFORE, BE IT RESOLVED BY THE PETALUMA
COMMUNITY DEVELOPMENT COMMISSION, AS FOLLOWS:
1. Pursuant to the Act and the Indenture (hereinafter
defined), two series of revenue bonds of the Commission, to be
designated as the "Petaluma Community Development Commission
Multifamily Housing Revenue Bonds- (Park Lane Apartments
Project)," and bearing the series designations of Series 1994 and
Taxable Series 1994B (collective]y, the "Bonds", and
individually, the "Series A Bonds" and the "Series B Bonds"), in
an aggregate principal amount not t.o exceed $5,500,000, are
hereby authorized to be issued. The Bonds shall be in the forms
set forth in and otherwise in accordance with the Indenture, and
shall be executed by the manual. or facsimile signature of the
Chair of the Commission, and the. manual or facsimile seal of the
Commission shall be impressed or reproduced thereon and attested
by the manual or facsimile signature of the Recording Secretary
of the Commission.
2. The proposed fora a~f Indenture of Trust (the
"Indenture") between the Commission and Meridian Trust Company of
California, as trustee (the "Trustee."), in substantially the form
presented to this meeting, is hereby approved. The Chair of the
Commission or the Executive Director of the Commission is hereby
authorized and directed, for and in the name and on behalf of the
Commission, to execute by manual or facsimile signature, attested
by the Recording Secretary of the Commission or any deputy
thereof under the seal of the. Commission, and such officers are
hereby authorized and directed., for and in the name and on behalf
of the Commission, to deliver, the Indenture in substantially
said form, with such additions thereto or changes therein as such
officer may approve or recommend upon consultation with counsel
to the Commission and Bond Counsel to the Commission (provided
that such additions or changes shall not authorize an aggregate
principal amount of Bonds in excess of the amount stated above or
result in a stated interest rate on the Bonds in excess of 7.5g
per annum for the Series A Bonds: and 8~ per annum for the
Series B Bonds), the approval of such additions or changes to be
evidenced conclusively by the execution and delivery of the
Indenture. The date, maturity dates., interest rates, interest
payment dates, denominations, form, registration privileges,
manner of execution, place of payment, terms of redemption and
other terms of the bonds shall be. as provided in the Indenture as
finally executed.
3. The proposed form of. bond purchase contract (the
"Purchase Contract") between the. Commission and the Underwriters,
in substantially the form present.ec to this meeting, is hereby
approved. The Chair of the Commission or the Executive Director
SF2-36208.1
Reso. 94-1.
of the Commission is hereby authorized and directed, for and in
the name and on behalf of the Coa~-ission, to accept the offer of
the Underwriters to purchase the Bonds contained in the Purchase
Contract (when such offer is made and if such offer is consistent
with Section 2 hereof) and to execute and deliver said Purchase
Contract in substantially said form, with such additions thereto
or changes therein as such officer may approve or recommend upon
consultation with counsel to the Commission and Bond Counsel to
the Commission (provided that such additions or changes shall not
authorize an aggregate principal amount of Bonds in excess of the
amount stated above or result in a stated interest rate on the
Bonds i.n excess of 7.5~ per annum for the Series A Bonds and
8% per annum for the Series B Bonds), the approval of such
additions or changes to be evidenced conclusively by the
execution and delivery of the Purchase Contract.
4. The proposed form of Financing Agreement (the
"Financing Agreement") by and among the Commission, the Trustee,
the Park Lane Apartments Corporation, a California nonprofit
corporation, as owner of the Project (the "Owner"), and Bank of
America National Trust and Savings Associations, as Lender, in
substantially the form presented to this meeting, is hereby
approved. The Chair of the Commission or the Executive Director
of the Commission is hereby authorized and directed, for and in
the name and on behalf of the Commission, to execute by manual or
facsimile signature, attested by the Recording Secretary of the
Commission or any deputy thereof under the seal of the
Commission, and such officers are hereby authorized and directed,
for and in the name and on behalf of the Commission, to deliver
the Financing Agreement, with such additions or changes in said
document as such officers may recommend or approve upon
consultation with counsel to the Commission and Bond Counsel to
the Commission, the approval of such additions or changes to be
evidenced conclusively by the execution and delivery of the
Financing Agreement.
5. The proposed form of Regulatory Agreement and
Declaration of Restrictive Covenants (the "Regulatory Agreement")
by and among the Commission, the Trustee and the Owner, in
substantially the form presented to this meeting, is hereby
approved. The Chair of the Commission or Executive Director of
the Commission is hereby authorized and directed, for and in the
name and on behalf of the Commission, to execute by manual or
facsimile signature, attested by the Recording Secretary of the
Commission or any deputy thereof under the seal of the
Commission, and such officers are hereby authorized and directed,
for and in the name and on behalf of the Commission, to deliver
the Regulatory Agreement with such additions or changes in said
document as such officer may recommend or approve upon
consultation with counsel to the Commission and Bond Counsel to
the Commission, the approval of such additions or changes to be
evidenced conclusively by the execution and delivery of the
Regulatory Agreement.
SF2-36208.1 3
Reso. 94-13
6. The proposed form of preliminary official
statement relating to the Bonds (the "Preliminary Official
Statement"), in substantially the form presented to this meeting,
to be used in connection with the offer and sale of the Bonds, is
hereby approved, and the Board hereby ratifies and approves
distribution of the Preliminary Official Statement to prospective
purchasers of the Bonds. The Chair of the Commission or the
Executive Director of the Commission is hereby authorized and
directed, for and in the name and on behalf of the Commission and
the Commission, to execute and deliver, at the time of sale of
the Bonds, said form of Preliminary Official Statement as the
final Official Statement (the "Official Statement"), with such
additions thereto or changes therein as such officer may
recommend or approve upon consultation with counsel to the
Commission and Bond Counsel to the Commission, the approval of
such additions or changes to be conclusively evidenced by the
execution and delivery of the Official Statement. Such changes
may include, without limitation, as to the principal amount,
maturity schedule, interest rates and redemption features of the
Bonds as effectuate the purposes of this resolution, provided,
however, that no change may be made which results in an aggregate
principal amount of Bonds or an interest rate thereon. in excess
of the limits prescribed in Sections 1 and 2 hereof.
7. The Bonds, when executed, shall be delivered to
the Trustee for authentication. The Trustee is hereby requested
and directed to authenticate the Bonds by executing the Trustee's
certificate of authentication appearing thereon, and to deliver
the Bonds, when duly executed and authenticated, to the
Underwriters in accordance with written instructions executed on
behalf of the Commission by the Chair of the Commission or the
Executive Director of the Commission, which said officer is
hereby authorized and directed, for and in the name and on behalf
of the Commission, to execute and deliver to the Trustee. Such
instructions shall provide for the delivery of the Bonds to the
Underwriters in accordance with the Purchase Contract, upon
payment of the purchase price thereof.
8. If the Chair of the Commission or the Executive
Director of the Commission is unavailable to execute the
documents hereinabove mentioned, the Vice Chair of the Commission
or an authorized deputy shall be entitled to sign in the place of
the Chair of the Commission or the Executive Director of the
Commission, respectively.
9. All consents, approvals, notices, orders, requests
and other actions permitted or required by any of the documents
authorized by this resolution, whether before or after the
issuance of the Bonds, including without limitation any of the
foregoing which may be necessary or desirable in connection with
any default under or amendment of such documents, any transfer or
other disposition of the Project, any addition or substitution of
security for the Bonds or any redemption. of the Bonds, may be
given or taken by the Executive Director without further
authorization by the Commission, and the Executive Director is
SF2-36208.1 4
Reso. 94-13'x,.
hereby authorized and directed to give any such consent,
approval, notice, order or request and to take any such action
which such officer may deem necessary or desirable to further the
purposes of this resolution and the financing of the Project.
10. All actions heretofore taken by the officers and
agents of the Commission with respect to the financing of the
Project and the sale and issuance of the Bonds are hereby
approved, confirmed and ratified, and the proper officers of the
Commission are hereby authorized and directed, for and in the
name and on behalf of the Commission, to do any and all things
and take any and all actions and execute and deliver any and all
certificates, agreements and other documents, including but not
limited to those described in the Indenture., the Purchase
Contract and the other documents herein approved, which they, or
any of them, may deem necessary or advisable in order to
consummate the lawful issuance and delivery of the Bonds and to
effectuate the purposes thereof and of the documents herein
approved in accordance with this resolution and resolutions
heretofore adopted by the Commission and otherwise in order to
carry out the financing of the Project.
11. This resolution shall. take effect immediately upon
its adoption.
ADOPTED this 17th day of October, 1994 by the following
vote:
Commissioner
Barlas
Hamilton
Parkerson
Read
Shea
Vice Chair Sobel
Chair Hilligoss
Ave No Absent
X
X
X
X
X
X
X
~/ ~ // . „ w ~~n . a r, D
ATTEST:
P.E. Bernard, Recording Secretary
SFZ-36208.1 5
M."Patricia Hillgq~s, Chair
Reso. 94-13