HomeMy WebLinkAboutStaff Report 5.A 02/02/2004,a
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CITY OF PETALUMA, CALIFORNIA
AGENDA BILL
Agenda Title:
Meetinz.Date:
An Ordinance Amending Ordinance No. 2154 N.C.S.'to Change
February 2, 2004
Certain Appropriatiohs for the Operations of the City of Petaluma
from July 1, 2003 through June 30, 2004.
Meeting Time: 3:00 PM
❑ 7:00 PM
Category (check one): ❑ Consent Calendar Public, Hearing ❑ New Business
❑ Unfinished Business ❑ Presentation
Department:
Director
Contact Person:
Phone. Number:
Finance
W. Thomas
W. Thomas
778-4323
Cost of Proposal: $972,750 (see financial impact)
Account Number: Various
Amount Budgeted: Not applicable,
Name of Fund: General,
Employee Benefits, Gas Tax,
PCDC, Water Utility
Attachments, to Agenda Packef
1. Ordinance providing for a change in appropriations including Exhibit A
2. Memo from Water Resources recommending changes to budget
Summary Statement:
The City reviews its budget on a continual basis but historically makes recommendations for changes at
mid-year as well as in June of each year. This recommendation is the first of the mid-year
recommendations. Due to the current budget situation at the State level, the City may be required to make
additional changes before June.
The recommended changes will cover activities that have occurred since the adoption of the budget,
proposed changes from departments and changes brought on by revised revenue estimates. Due to the
uncertainty of the State budget situation, only minor changes are recommend at this time. The FY 2004
budget is proving to a very fluid. document and additional recommendations will be brought to Council as
the revenue picture becomes clearer.
Recommended City Council Action /Suggested Motion:
Introduce and provide, for the first reading of the amending ordinance. The ordinance is not considered to
be of urgency.
Reviewed by,Finance Director:
Reviewed by City Attorney
Date:
Appiroved by Citv Manager:
Date:
D e:
Today's Date:
Revision and Date Revised:
Vile Code:
January 31, 2004
CITY OF PETALUMA, CALIFORNIA
FEBRUARY 2, 2004
AGENDA REPORT
FOR,
AN ORDINANCE AMENDING ORDINANCE NO. 2154 N.C:S. TO CHANGE CERTAIN APPROPRIATIONS FOR THE
OPERATIONS OF THE CITY OF PETALUMA FROM'JULY 1, 2003 THROUGH .TUNE 30, 2004.
1. EXECUTIVE SUMMARY
The City reviews its budget on a continual basis but historically .makes recommendations for changes at mid-
year as well as in June of each year. This recommendation is the first of the.mid -year recommendations. Due
to the current budget situation at the State level, the City may be required to make additional changes before
June.
The recommended changes will cover activities that have 'occurred since the adoption of the budget, proposed
changes from departments and changes brought on by revised revenue estimates. Due to the uncertainty of the
State budget situation, only minor; changes are recommend at this time. The FY 2004 budget is proving to a
very fluid document and additional recommendations will be broughtt.o Council as the revenue picture becomes
clearer.
2. BACKGROUND
As presented at the Council meeting of January 20` the City is facing a potential budget shortfall of $1:9
million in. the General Fund. This is' based :on revenue and expenditure estimates that were updated for actual
ctivity through December 31, 2003. It .should be noted that this potential shortfall is only an estimate and
erally changes on n a daily basis a he revenue picture .becomes clearer and expenditures are.cut back which
includes a 'hiring freeze for all departments.
To address this potential $1.9 million deficit it is recommended that the following take place:
a. Reduce the transfer of $400,000° from the General Fund to the Employee Benefits Fund, which was
designated to pay - for anticipated g retirements. Instead re- appropriate these funds to cover a portion
of the potential deficit Atyear -end (6- 30- 2003); the Employee Benefits Fund had a reserve of
$598,246, which is sufficient to cover retirenient related.costs for the current fiscal year.
b. Utilize the surplus that was realized in the General Fund (FY 2003) of $287,000.
Both of these revenue sources are recommended to be appropriated,,to "General Fund Appropriation
Contingency The City Manager would allocate these funds to the various departments on an as- needed basis.
These re- allocations will bring the potential deficit down to approximately $1:2 million. Management has
discussed how we will. address this potential deficit at the prior meeting, - It is anticipated that additional
changes to the existing budget will 'be brought to Council as the situation becomes clearer.
Other changes that are recommended.are as follows:
a: Allocation of $5,9',850. from the General Fund Unreserved Fund Balance to pay for the re- roofing of the
Museum/Library building, which was previously approved by Council.
b. Transfer the repair project ° was ap p roved for the "D" Street Bridget from the Gas Tax Fund to the
PCDC — Central Business. District Project Area. This repair is considered part of the required
infrastructure improvements as a result of the Theatre District.
c. Utilize the funds from the Gas, Tax fund that were to `be used; for the "D" Street Bridge for street
maintenance. The ,total appropriation for FY 2004 was'$294,000, however only $59,000 was to come
from the Gas Tax fund.. An' additional $370,000 in Gas Tax "fund resources was anticipated in FY 2005.
(Total transfer -from the Gas Tax.find to the Street Maintenance fund -- $59,000)
d. Transfer to the Street Maintenance fund the 'following projects:
a. Utility Underground Project -- $25;000
b. Sidewalk Maintenance Project -- $84,000
e. Increase Project # 9793 (Water Main Improvements) by $50.0,000 to cover additional improvements to
the City's' water main system .(Water Utility Fund)
f. Fund Project #9841 (Wilmington Pump Station) in the amount of $126,000. This project was scheduled
for FY 2006 but staff 'recommends that it be completed in the current fiscal year.
•
�. ALTERNATIVES
Do not adjust the budget at this time and defer action until revenue and expenditure picture becomes:- clearer.
4. FINANCIAL IMPACTS
The financial impacts by fund, are as follows:
General Fund
$ 746,850
Gas Tax
(294,`000)
PC DC.
294,000
Water Utility
626`,000
Employee Benefits
(400 000)
Total
$ 972,850
5. CONCLUSION
The City's budget is affected by a number of factors such as the economy, state ,.budget .issues and local service
deliveryissues. When a.budget is developed, those factors are taken into; consideration. For example, sales tax
estimates were lowered for FY 2004 based on the assumption that new car sales would fall. from . levels that we
were seeing in FY 2003. Additionally, state revenue sources that were at risk were either eliminated or reduced.
The estimates for police training reimbursement (POST), state mandated cost reimbursements ;and' bool {ing fee
reimbursements were all zeroed.out:for FY 2004. Although the State has resumed payments for POST, the
other two _are no longer'being provided. The wldcard was, the Vehicle License Fee (VLF). We did .not, lower: •
our budget estimate for this resource because it would,have required draconian style cuts in services, and at the
time.the budget was developed it was unclear whether the State would reduce or eliminate backfill payments.
Since the budget.is based on estimates, it is always necessary to revisit the process `during the year to snake
adjustments, ;based on actual operating results. Those, results so far show that General Fund revenues :are lower
than budget estimates and General fund expenditures are on track to exceed budget appropriations. While
expenditures can'be controlled to some degree, revenues are dependent on outside: factors and therefore less
controllable.
Staff will continue to monitor the General Fund revenue and expenditure. activity and.return with
recommendations for changes as needed.
6.. OUTCOMES OR PERFORMANCE MEASUREMENTS THAT WILL IDENTIFY SUCCESS OR COMPLETION.:
The introduction,and first reading of the Ordinance -is the first step in its enactment. A second reading will be
required to fully implement the Ordinance.
7. RECOMMENDATION
Introduce and provide the first reading =of Ordinance to amend the existing appropriation budget for FY2004.
g: /forms /2003 agenda bill
9J
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CITY OF PETALUMA, CALIFORNIA
APPROPRIATIONS -- JULY 1, 2003 THROUGH JUNE 30,
General Plan
660,700
-
660,700
660;700
GIs
167,200
167,200
Information Services
797,200
-
797,200
Human Resources.
2,004,700
-
2,004,700
General Fund Portion
346,700.
-
346,700
Workers Compensation
1 {070,250
1,070,250
Employee Benefits
587,750
-
587,750
Finance
4,122,000
-
4,122,000
General Fund Portion
1;786;500
-
1,786,500
Risk Management - Liability
1,1193;550
-
1,093,550
General Services
341,950
341,950
Vehicle & Equipment Replacement
900;000
900,000
Police
11,935;300
.-
11,935,300
Fire Ambulance
9;030;350
-
8,030,350
General
General Fund Portion
.6,348
-
6,348,500
Ambulance Enferyrise.'
'2,681,850
-
2,681,850
Community Development
2,056;450
2,056,450
CDBG and Housing
5,990,700
5,990,700
Public Facilities &`Services
8,876;700
(234,150)
8,642,550
General'Fund Portion'
3,411,700
59,856
3,471,550
Street Maintenance- Non General Fund _
2,612,000
-
2,612,000
Gas Tax
418,500
(294,000)
124,500
Airport
997;5,50
-
997,550
Transit
1
-
1,436,950
Parks & Recreation
4;426,450
-
4,426,450
General Fund Portion
3;515,500
3,515,500
Child Care
Marine
425,850
-
425,850
Landscape Assml. Districts
- 485,100
485,100
General fund Appropriation Contingency
-
687,000
687,000
Water Resources ,& Conservation
18;467,900
-
18,467,900
Water Utility
10,354;850
-
10,354,850
Wastewater Utility
8,113,050
8,113,050
Flood Mitigation _
.
-
C aprta4 Irnprovem a ni Pro gra m s
-
,5,592,000
-
5,592,000'
Transporalion Projects -
174,000
-
174,000
Street Maintenance and Reconstruction
5,047 000
5,047,000
Community facilities
371
-
371,000
Parks &.Recreation
2,756,000
2,756,000
W .
33,213,000
626,000
33;839,000
Wate
Water Utility
.7;395;000.
626,000
8,021,000
Water Pollution Control.
23,899,000
-
23,899,000
Surface Water Management
11919,000
-
1,919,000
Debt
Trusts
33400
-
33,400
Transient Occupancy
522,100
-
522,100
Lucchessi Reservation of Soccer Fields
-
-
AllowanceforRetirements
400,000
(400,000)
-
Transfers Out
13,103,500
13,103,500
Petaluma Community Development Commission
31,085;650
294,000
31;379,650
TOTAL DEPARTMENTS
$ 157;283 $
972,85 $
158
General Fund
$ 33,188,75
746,850 '$
�- - 33;935,600
Special Revenue Funds:
28,013,900'
(294,000)
27,719;900
CommaDevelopment Block Grant
548!300.
-
548,300
Home -Begin Grants
4,256,300,
4,256,300
Gas Tax
1,, ,468.500
(294,000)
1,174,500
Landscape Maint. Districts
235;100
-
235,100
Supplemental Law Enforcement Svcs:
110,000 -
110,000
Asset Seizure
25,000
.. 25,000
Transient Occupancy
1,022,100
1,022,100
Park Development
2,483,000
-
2,483,00
Flood Surface Waler,Impact
1,946,000
-
1,946;000
Housing - ln;Lieu
1186,100
-
1,186,100
Community Facilities Fees
1.654,400
-
1,654,400
Traffic Mitigation
6;169,100
-
6,169,106
Animal'Shelter Donations
15;000
15,000
street Maintenance
1,848,000
-
1,848,000
Street Reconstruction
.5,047,000
-
5,047,000
Chilo�Care
Turning basin
-
-
-
Debt Service
Enterprise'F.untls:
58,757,100
626,000
59,383,100
Water Utility
18,684,850
626,000
19,310,850
Water Pollution Control
34,148;050
-
34,148,050
Public Transportation
- 1,545;950
1.545,950
Airyort .997;550
-
997,550
Ambulance
- 2
-
2,681,850
Marina. -
'698,850
-
698,850
Internal, Service. Funds:
,5,190,700
(400,000)
4,790,700
Infonnation'Services
797,200
-
797
Employee Benefits
987,150
(400,000)
587,750
Workers' Compensation
1070250
-
1,070,250
Risk Management
1,093;550
-
1,093,550
General Services
.341,950
-
341,950
Vehicle and Equipment Replacement
900,000
-
900,000
Trust Funds
1047;400
1,047,400
Petaluma Community:Development Commission
31085,650
294,000
31,379,650
TOTAL FUNDS'
$ 157;281,500 $
972;850 $
158,256,350
Exhibit A
C?TY OP PETALUMA, CALIFORNIA
MEMORANDUM
Department of Wgter Resources and Conservation, 11 English Street, Petaluma, CA 94952
(707) 778 7 4304 Fax (707) 776 -3635 E- mail:mban@ci petaluma.ca.us
DATE: December 29, 2003
TO: Michael Bierman
Bill Thomas
FROM: Michael Ban, RE. WY
SUBJECT: Department of Water Resources & Conservation
Mid -Year Budget. Update
This memorandum updates the Department of Water Resources'and Conservation Fiscal Year
03 -04 budget at mid -year. The updates pertain to labor and capital improvement program
projects. The FY 03 -04 budget,includes 36 positions in the Department (this does not include
the, 16 US Filter personnel that operate the wastewater treatment plant): As -shown on the
attachment, the mid -year budget-update includes four additional maintenance personnel. One
position resulted from an employeeXeclassification, the remaining three positions are provided to
support the City's stormwater, managementprogram. Under the EPA's Phase H Stormwater
Rule, the City is required to iinplernent a stormwater management program. The City's program
includes three maintenance workers,dedicated,to maintenance of the stormwater system. The
Department presented the stormwater management program to the City Council in Spring 2003.
On June 10, 2003, the Department of Water Resources & Conservation presented its budget to
the City Council and indicated that these additional personnel would be "included in the mid -year
budget adjustment.
With respect to capital improvement programproj,ects, the Department is requesting an
additional $500,000 in FY` 03 -04 for Project 9793 — Water Main Improvements for additional
improvements to the City's_w.ater main system, The Departrent is also requesting the funding
of Project, 9841 — Wihningtoii Pump Station 'in the amount ofS126,000 in FY 03 -04. This
project was scheduled for implementation in-FY 05-06. The Department is recommending that
this project commence in FY 03 -04 since the Wilmington Pump Station, which is a wastewater
pump station, i& °now; surrounded by residential development. This project includes aesthetic
improvements. to the pump station that are fitting for a residential area. The proposed funding
for these two proj ects is attached.