HomeMy WebLinkAboutAgenda Bill 5.D-Attch2 10/18/2004r
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' L.O'AN' AGREEMENT
This Loan Agreement (this "Agreement") is'entered into, effective as of
'20.04: (''Effective Date.") by and, among Stephen A. Lind as
Trustee of the Stephen A". Lind, `1994 Trust UIT/D August 293;_1994 and Elizabeth Dick,
an,indi' prnent Camm'issionheq'i e fter,) a Borrower e Petaluma Community
Deve_lovimeh (collectively (,,, g nc,y - Agency' arid' Borrower are hereinafter
collectively referred to as the'"Parties:" -
RECIT'ALS
A. Borrower is -the owner "of fee'title to the property located at 119 Petaluma
Blvd. North in the City of Petaluma, County of Sonoma,, and more particularly described
in "Exhibit A attached hereto (the "P'roperty").
B. The Property''is located within the Petaluma Central Business District
redevelopment project area (``Project Area").
C. The. Agency o_ perates :a Storefront Improvement Loan Program (the
"Program") pursuanf,to, which th'e'Agency provides'loans for "the first-time
reconstruction, rehabilitation or restoration of buildings which are located in the Project
Area and which were constructed prior to 1904.
D. Borrower,has requested';'and Agency iias agreed to' provide a loan (the
"Loan") pursuant to the terms and conditions hereof for the,,purpose of financing the
historic restoration of the buildin' - owned b
g y Borrower and .loeated'on the Property in
accordance with Exhibit B attached hereto (the Project"').
E. The Agency has determined that ,(i) the Property and Borrower meet the
Program eligibility requirements; (ii) provision a,loan.for the Project pursuant to the
termst of this Agreement is consistent with the redevelopment plan for the Project Area
and is in the interests of the' health; safety and welIf re'of the residents of the Project
Area and the City.of Petaluma,(".City'), and .(iii'i), the Loan Js necessary" to make the
Project economically feasible.
F. Co,ncurrently'herewith: ' '(i) Borrower,shall..execute a promissorynote
("Note") in th,e arnount,of ;the Loan and a,.D.eed' of. Trust,, Assignment of Rents;,, Security
Agreement and Fixture Filing (''D:eed, of Tshall pro -'Vide rust") which, ovide Agency with a
security interest in the Prope.rtty, and the improvemenfs,located' thereon (the.
"Improveme,nts"): 'This.Agreement"the Note,'aiid the Deed of'Trust- are collectively
hereinafter referred'to as the "Loan�Documen,ts." i
NOWT.HEREFORE, for,good and,,,ualuable„consid,eration, the receipt and
sufficiency of which are` hereby acknowledged„ the Parties hereby'agree a'§ follows.
i i 2063 1
ARTICLE I •
LOAN TERMS
1.1 LOAN AND NOTE. Agency:agrees to,lcan to Borrower; and Borrower
agrees to borrow from and repay to Agency, ,a sum of up.to Two Hundred Thousand
Dollars ($200.,0,0.0) subject to this Section 1.1..1, upon the terms and conditions and for
the purposes set forth in this Agreement. The Loan shall be evidenced by the Note
which shall be dated as of the Effective Date and executed by Borrower substantially in
the form attached hereto as Exhibit D. Provided'that Borrower has complied with all
conditions precedent to disbursement of. the Loan set forth in Section 2.3, the Loan
Proceeds; shall be.disbursed in accordance with Section 2.2 hereof.
Agency shall have the option to terminate this. Agreement, land shall have no
obligation to fund the Loan if prior to the .closing of the Loan Borrower does not -
demonstrate to the satisfaction of Agency that Borrower has funding ava'iIable for the
Project in an.amount sufficient to fully finance completion of the Project,
The _P, rties:agree that: (i) the Loan amount..shall be limited to One Hundred
Thousand Dollars ($100;000) ("Initial Loan Amount"),, unless Borrower demonstrates
to the satisfaction of Agencythat the cost of ,the: Project will exceed One *.Hundred Fifty
Thousand Dollars ($15.0,000.); 00 Agency, shall disburse Loan Proceed's in, excess of
One Hundred Thousand Dollars only after Borrower°provides evidence reasonably_ : �-
satisfactory to Agency that Borrower has expended, on.the Project the Initi'al,,Loan
Amount together with :an additional Fifty Thousand: Dollars ($50 000) from othe'r
sources; and '(iii) Agency shall disburse:Loan Proceeds only for and to the extent
necessary for the purposes set forth in Section 2.1. .
11:2 I'NT.EREST RATE;. PAYMENT: DATES.; MATURITY' DATE. No'Jnterest,
.shall be payable �on the principal balance of the Loan except upon the occurrence of an
Event of Default as specified_ in Section 2� of .the Note. The, entire outstanding principal
balance of the Loan together with anyother sums due, under the Loan Documents shall
be ,payable in full on the twentieth (20th) anniversary of the Effective Date (the "'Maturity,
Date").
1:3 SECURITY. ,As security'for repayrnent,of the Note, Bor.rower'shall
execute the Deed of Trust in'favor of.Agency as beneficiary pursuant to which Agency
shall be provided alien against the Property and.the I;rriprovernents. The Deed of Trust
shall be dated as of the Effective Date, shall be substantially in the form attached hereto
as Exhibit E, and shall be recorded inthe official records of Sonoma County, The,D.eed
of Trust shall be a first lien -on the ,Property, and absent the written consent of Agency,
may be subordinated'onl.y to the: title exceptions identified in Exhibit F or as,Agency
shall approve in'writing, ("Permitted Exceptions"). Borrower agrees that the' eed of
Trust shall remain a first,lien-.on the Property throughout the term of the Loan.
1.4 PREPAYME'NT,- ACCELERATION
•
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' Preb a men ` he :Note; o,r an ortion"of the o ' utstandin principal balance
.due, under the Note may be prepaid at any time,yand from fi'rne to time, without penalty or
premium. Any prepaymentof',principal', m`usf b' e'.,a'ccompa'n'ied by interest accrued (if
any) but unpaid to the,date',of receipt,of prepayment-. Prepayments shall be applied first
fo accrued but unpaid interesf (if an and then. to principal
(b) Due On Sale., Unless Agency agrees' otherwise in writing, the entire
unpaid principal balance; and all interestand other sums accrued under the Note shall
be due and payable upon the,Transfer:aIbsent the prior written consent of Agency, of all
. or any part of or interest in t_he Pro perty or the Irnpcovernents,, other than a lease of the
Improvements or part thereof entered into in the ordinary course of business.
"Transfer" shall include any °assign;ment;, hypothecation; mortgage, pledge,
encumbrance or conveyance of this Agreement', the "Property, or the Improvements.
1.5 NONRECOURSE
Except as expressly' provided ,iri' this".Section 'l .5, "Borr'ower shall have no
personal liability for payrnent,of the principal, of,, or interest (:ifany) on the Note, and the
sole recourse of Agency with respect to the payment of the principal of, and interest on
the Note shall be to the Property ariVhe Improvements ,and any other collateral'''°held' by,
Agency as security for the Note; provided however, nothing contained .in the foregoing
`limitation of liability shall: , '
(A) impair the enforcement against all such security for the Loan of all the rights
and remedies of the Agency underthe Deed ofTru'st and any financing statements
Agency files in connection with :the Loan; as each of the foregoing may be amended,
modified, or restated from time to time;
(B) impair the right of Agency to bring a foreciosure'acti'on, action for,specific
performance or other appropriate action or,'procee,din,g:to enable Agency to enforce and
realize upon the Deed of Trust, the interest in the Property and the Improvements
created thereby and any othe'r.collateral given to Agency in connection with the
indebtedness evidenced by the Note, and�'to name the. Borrower as party, defendant in
any such action; '
(C) be deemed, in."an.yway to`irripai'r1he right of, the,Agenc,y.to assertjhe unpaid
principal am. , oun:t of the Loan as -a demand for money within the meaning of Section
431.70 of the' California Code,of Civil Procedure or any.auccessor provision the Ire`tb;
(D) con;stitute a. waiver of any right: wh!,ich Agency may Piave under any
bankruptcy.law to file a .claim for the full amgurifof, he, indebtedness owed to.Agency
under the',Note or10 require that the. Property and`the'Improve'ments shall' continue to
secure all ofthe indebtedness owed to Agency in accordance with the Note and the
Deed of Trust; or
(E) limit or,restrict`the,ability of Agencyto see'k'or of taro a judgmerit',against
Borrower to enforce against Borrower to:
71266_-? 3
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(a) � recover under Sections.4 8;, 4.13.2 and' 4.15,hereof (,pertaining to
Borrower's indemnification obligations.), or
(b), recover from Borrower compensatorydamages, as well as other costs
and expenses incurred by Agency(including without limitation attorneys fees
and 'expenses) arising as a result of the occurrence of any of,the following:
(i) any fraud or. materialmisrepresentation on the: part of the
-Borrower; any authorized:representative of the Borrower i'n.connection
with the request;for or creation of the'Loan, or in any Loan Document, or
in, connection with any request for any action or consent by Agency in
connection with the Loan;
(ii) any failure to maintain insurance on the Property and
Improvements as required pursuant to the Loan Documents;
'(i.ii), failure ,to pay1axes, -assessments or other charges duel on the
Property and Improvements;
(iv)'the presence of hazardous or toxic material orwaste o_n the
Property or other violation of ;the Borrower's obligations under -Section 4,13
hereof; or Section 7.11 of the Deed of Trust (pertaining to environmental
matters); •
(v) the occurrence of any actor omission of Borrower that:resul,ts in
waste to;or,of the Property or the Improvements and which has a rnaterial
adverse effect on the value 'of the Property or the, Improvements;
(vi), the removal or disposal of any personal property o.r fixtures in
^violation of the Deed of Trust,
(vii) the material misapplication lof the Loan -Proceeds; or
(viii,) the material misapplication of the proceeds of any insurance
policy or award resulting from condemnation or the exercise, of the power
of eminent domain or by reason of damage; loss or destruction to any -
portion of the Property or the Improvements.
ARTICLE II .
USE AND DISBURSEMENT OF PROCEEDS
2.1 USE OF'PROCEEDS. Borrower shall. use the, proceeds of the Loan.
(" Loan .Rroceeds" `,) solely and exclusively to pay for costs' billed to Borrower by third
712663=5 4
d such other
�'i'h`connec connection e,design and
,constructiona e 8,'� t" n with'th' construction Of lhe Pt.bject'an
p
�costs related .to theProject as AgencYmay approye in writing.
2.2 DISBURS�EM ENT --OF PROC EEDS,-. Upon satisfaction',ofthe conditions
set forth, in Section 2.3,,,. 1 :at cl I ose,,of,escrow for"the: Loan, provided that, Borrower has
provided Agency with.a,writt0h requisition specifying the, amount, and -use of'the
requeste,d, Loan Rrocee�dslpadcompahied by copies of bil,18 and invoices from third
parties and, such other documentation as Agency may reasonably require, including
without limitation, evidonbO of compliance with 'a,p'pl i'ca b,.l e 'rdq'u i rem ents bf:'the Site Plan
and Architecture Review Committee ("SPARC"), the .initial disbursement ofLoan
Proceeds sha'll.be disbu'rsed,Jh.t0 escrow for distribution to Borrower. Subsequent
-disbursements shall be -"made to Borrower no more . than _once per calendar month, upon
A t f written requisitions and supporting d 6u I entati6n. as" described in
g1pncy's recei,p o o m
this Section.
2.3 CONDITYONS,PRE-CEDENt TO DISBURSEMENT OF!PRO.CEEDS..
Agency's obligation,to fund the Loan :anddisbursethe. proceeds thereof is
conditioned upon the satisfaction of all Of the following wriditiont-
(a) Borrower's delivery to Agency of each of the following documents,
fully -executed and ackhbw'lpdged,,as appropriate:: (i)`tho Note; '(ii) the Deed of Trust,
and -(iii) this Agreement;
(b) The recordation �of the Deed of Trust in. the.Official Records of Sonoma
County, subject only to Permitted Exceptions (as defined' Section 1.3);'
(6) Borrower's�doliver .yJo AgenCyrof evidence reasonably satisfactory to
N
Agency that B6rrowerIh6s� obtained 6,11,necessary�,p" "' it (iri'01''dirig Witho limitation,
orm s _ u u
P ed to undertake the Project, orthat the
building permits),, licenses:, and approvals ov,a.ls required
of permits
is Su'Ir'' g"
receipt such P subject bn'ly'to such conditions,a`5A'-ehc'y shall reasonably
approve;
(,d) Agency and SPARC shall have appr oved'the final plans and
soecif ication, s'rfbflhie. project;
�,(6)Bortiower',s,,idelivery'toAgency 6f . �evideriqe,reasonably safisfattory. . to
Agency as,,secured binding commitments, subject only to commercially
reasonablo�c6ndifiohs 'for� all, financing necessary for'the,�'�successful completion of -the
Project;
toA
issuance by an ins6re"r§afi.sfacfory - ency of a {erid'er's, title
(f) The' 9
m
policy ("Title PQI icy") for;'th,_ e benefit of'Agl,ency in th&z.., ountof the Loan, insuring that
I �
th,e lien of the Deed &Tr6s't ls��subject only I to Per
mitted Exceptions and such other
defects, co.nditibns,, encumbrances,
,
restrictions,easements and
nd exceptions as
'Agency,may appr&Ve' in4riting and containing suchehdorsemonta"asAgency may
reason8biyrequire, with th'arcoSt of such Title Policy to be,pai'd by Borrower;
(g)- Borrower's delivery to the Agency of evidence of insuran.ce.cove`rage in •
accordance with the requirements set forth in Exhibit, C attached hereto;'
(h) Reserved.
,(i) Borrower's delivery to Agency of,,all of the following. (.a) Project
budget; (U):,construction contract; (c) performance bonds or other:assu,rance,of
completion reasonably acceptable to.Agency; and (d). copies of such other documents
related tojhe development and financing 'of the Project as Agency mayreasonably
request; and -
(j) No material adverse change :as, determined by Agency in its
reasonabl'e,judgment shall have occurred in the condition of the Property or fhe
Improvements or in the financial orz other condition of Borrower since the date'ofahis.
Agreement.
2A NO OBLIGATION TO_DISBURSE PRO.C.EEDS'UPQ'N DEFAULT.
Notwithstanding .any other provision of this Agreement, the Agency s.hall'have no
obligation to di.s'burse,or authorize the. disbursement�of. any portion of the Loan'
Proceeds following:
(i) the failure of any of Borro.wer's, representation's sand warranties to
be true and correct in ;all material respects;
(ii). the termination ofthis Agreement by mutual agreement of th:e
Parties; or
(iii) °the: conditions to disbursement of the Loan set forth .in ,Section 2.3
have not been satisfied within 180 days following the Effective
Date, ,.unless an extension of such date is approved, by Agency in
writing: , .
ARTICLE III '
REPRESENTATIONS, WARRANTIES: AND COVENANTS
3.1 Borrower makes,thefollowing representations,'. arranties and.covenants'
(a) LEGAL STATUS: AUTHORITY: _OWNERSHIP. Borrower has all requisite
power and authority to undertake the Project and to execute, deliver and perform its
obligations under the Loan Documents. Borrower is the: owner in fee of the Property -
and the Improvements, subject only to liens, encuMb.rances,�easements, restrictions,
conditions, and other matters of'record: or disclosed in' writing to Agency.
(b) NO VIOLATION.. The;execution of the Loan Documents and Borrowor'.8
performance thereundee.do not,and.will not result in a breach of or constitute a default
712003-5 6
„Oil Party or by
under any agreement, indenture or other instrurnent,;to which. Borrower is a
which Borrower may�'be"bound.
(c) AUTHIO: OR'IZATN: The Loan Documents to which Borrower is a party
and the transactions contemplated thereby have each, been duly authorized by
Borrower, and when executed' and delivered will 'e'acl' constitute a valid and binding
obligation of Borrower, enforceable in accordance„with the respective terms thereof.
(d) LITIGATION, There are.no pending,orto Borrower's knowledge,
threatened actions'or'pro:ceedings' b'efo.re any';courtor administrative agency which may
adversely affect the financial ;condition or operation of Borrower or Borrower's
"development of the ProjectPand ownership of,;the Property'an;d the. Improvements.
(e) Reserved.
(f) COMPLIANCE WITH LAW1 '`Borrower.islin;;�.compli.ance in,,all material
respects with all local, state and federal laws, rules, regulations, orders and decrees
which are applicable to. the .Property o�10 Borrower ih„ relation ,thereto CAPPlicati'le
Law”) including without limitat'io.n, all environmental, health and safety and employment
laws. Borrower has-re,ceived no'notice,from-any governmental' authority regarding any'
threatened or pending zoning,, building', fire, or health code violation or -violation of other
®governmental regulations concernirig,fhe 'Property that..has not been,,corrected, and no
'condition on the Property violates. any'Applicable Law.
(g) ENVIRONMENTAL CONDITION: Except as disclosed in writing to City,
as bthe e M e of Borrowebel ) and has
has always, bef the en free ve toftHaza d`ouskn a el nag as. defined r: (o)�th thePropertyd'is is free a
never been in violationof,any Enviro.nmenta'I Law (as defined•bel'ow); (ii,).there are. no
buried or partially buried storage tanks locatedon the Property; (iii) .o notice, warning,
notice of violation, adminis, ,complaint, j p. I or trafive:corn taint udicia[,com laint� or otherforma o „
informal notice has been issued alleging that conditions on the°Property are or have
' of Environmental La atenals the oet e' subject to
y
ever been in violation o w��or that the P p y is
investigation. or inquiry regarding 'Hazardous M potential violation
y e (' ), re is° other �gouemrneg�tal bythe
of an Environmental Law; iv 'the iL no moriitorin ro ram required
Ehvironrnerital Protection Agency or an'y agency concerning the .
Property„ (v) no toxic or. hazardous chemicals, waste, or s_,ubstances'of an,, kind have
ever been- spilled`, disposed of;' or stored on'; u"rider o:r at the :Property, wh'"ether by
accident, burying, drain g holding areas, orany other
means; vi the Pro , ert ahas neue ra �e in containers, tanks,, i ;
9
( ) p y r been, used .as a' dump ao"r I'andfill; and'(vii) Borrower
has disclosed to City ;all' information, records,. and..stu'dies-Jn' possession of Borrower'or.
reasonabl eiva' ilable to' g y° aBorrower relating to';the P-roperty'concerning'Haza'rdous'
Materials.
' . ..
_
(g,), IDISOLOS:U:RE'.' 'No representy ation or war.ran t„ y rnade by Borrower in this
10,'Agre'ement'or4n"''the Loam Documents contains°any,untrue°statement;of.a''material fact
or Omits'to,stafe any material fact- necessary to make: the statements therein not
712Gu3-5 7
misleading. -There is no fact known to: Borrowerwhich has or might reasonably "be
anticipated to have a material adverse effect on the business,.asse.ts, financial condition
of Borrower, orBorrower's ability to undertake the Project'which has not been disclosed.
to Agency in writing._
ARTI:CLEIV
AFFIRMATIVE COVENANTS
4.1 USE .OF FUNDS.. Borrower covenants that it shall use the Loan
Proceeds solely for purpose of financing the Project in accordance with,'S'ection 2.1.
4.2 P.UNCTUAL,PAYMENT. Borrower covenants to punctually pay the
p.rincip:al balance; of.the Note and interest (if. any) accrued thereon; at the times,an'd
place and in the manner specified in the ,Note.
4:3. ..-,PAYMENT OF OTHERIND;EBTEDNESS. Borrower covenants to
punctually pay all charges; assessments;. taxes and fees related- to the Property or the
fmprouements and.to,punctually pay the.orincipal. and interest due on any other
indebtedness related to the Property or the Improvements now Orhereafte,r at any time
owed by the Borrower to the Agency orany other lender.
4.:4. ACC:OUNTIN'G RECORD
S; PROPERTY INSPECTION. Borrower
covenants to maintain accura- e' _books rand records, in accordance With standard
aecounting;,pdnciples, consistently applied, and to' permit'the Agency, during business
.hours'and upon reasonable notice to inspect, audit and examine such books and.:'
records. with respect,to ihe;.Project, the -Property and, the Loan. and to inspect the
Property,,;during normal business hours upon reasonable,.notice.
4.5 C.OMPLIANCEI/VITH LAWS. Borrower covenants to, comply wi_ .all,
federal., state -'and local laws.,;,regulations, ordinances. and rules applicable to, the
Property and the. Project. Without li'rniting the generality of the foregoing, :Borrower'shall
comply with all applicable requirements of state and; local building codes and
regulations,. and all applicable. statutes and regulations relating to accessibility for the
disabled.
4.6 ,. INSURANCE: $o,rrower shall maintain and keep in force at'Borrower's
expense., ins.urance.coverage with respect to tF;he Project"and-the Property.in
accord_anee With the requirements.set forth in Exhibit C attached hereto and
incorporated. ,herein.
4.7 FACILITIES. Borrower shall keep the Property and the Improvements,
and and the personal' property used in Borrower's:op.eratiors in good repair and: condition,
a.nd from , jime to .time make necessary repairs, renewals Arid re placements1hereto so
thatthe Property and` Improvements. shall be preserved sand maintained.
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werahall inde nif 4.8 INDEM'N'IFI:C'ATIO'N. ' Borr`o'° m`�`�y' defend (with `counsel
reasonably acce,ptable'to Agency), and hold harmless the,A,ge"ncy, the City-, and their
respective elected and appointed officials officers., agenfs,, 'and employees (collectively
the Indernnitees"),from and.,again'st, and shall_pa,y on demand,,,any and, all fosses,
liabilities, "damages, costs,:,,claims, demands, penalti°es, fines!, orders, judgments,
injunctive or other, relief, expenses and charges (including attorneys' "fees and expenses
of attorneys) (coll'ectively°'Liabilities"') arising directly ' indire'ctly in any manner in
connection with or'as a result of (a) any breach of Borrower's covenants under the Loan
Documents, (b)' any failure of Borrower's representations and warranties to be true and
correct in all material respects,.when made, (c) injury or death to persons or damage to
prdperty or other loss occurring„�,oplthe,,'P roperty, whether'causedity the negligence or
any other act or omission of Borrower Or. any other person or by negligent, faulty,
inade uate or defective d.e ,pction' o •'
q any claim; demand�or cause of,,action, tion, o or any other
sigh; ; building',,,,,constr r maint
condition or otherwise, or (d) r any action or
other proceed ing';`'whe'ther nierit'orious,lbr°not, brought or a'sse°rted, against any
Iridemnitee which relates to or arises out of the, Property; the Project, the Loan, the
Loan Documents, or any'transaction contemplated thereby; or, any'failure of Borrower to
comply with all applicable state; federal and .local' laws and regulations, including without
limitation, applicable' pro.visi:ons of the California. Building,,Standards Code, the
"Prevailing Wage Laws,,,and the Americans with Disabilities Act in connection with the
,construction or operation, of the Project;, provided that no 1nd,emnitee shall be .entitled to
indemnification under this Section for matters; caused by such Indernnitee's gross
The o�his, Agreement, $ f Borrower under.this Section shall
negligence'or willful misconduct.,; bl,igations of
survive the expiration ortermination oft th`e..making and repayment of
the Loan, any release or recgnveyance'of„ hoe Deed'of Trust, :and,.;any. foreclosure
proceeding, foreclosure, sale, or delivery of a deed in. lieu of foreclosure.
4.9 'NOTICE TO ,AGEN'CY. Within"three business' days after any of the
following„shall occur; Borrower shall provide written notice thereof, to Agency: (1)'the
occurrence of any Event of ,D'efault'he'reunder of which Borrower, acquires knowledge;
name,
" p' " II uninsured 'in.essy ctin the Pro dress, of
Borrower;(3),:an. uni d ory,ae '` ' s affefocation, or ad
2 an change in me, id ntit gal structure, bus
y rtia y los' g Property or the
Improvements,through,fire, theft, liability; ,or property'darnage in excess of.an aggregate
of Fifty Thousand Dollars ($56,600.); and (4) `Borrower's: receipt,of'a notice of default'
under any mortgage.,or,otherfinancing document affecting,.the Property or the
Improvements. 'Bo.rrower shall use best efforts io'!en'sure tt at Agency shall receive
timely notice of,,and sh'all.'have a. right to cure, any Borrower default under any financing
document.affe`cting.the, P'roperrty"or the Im'provoments and that provisions mandating
such notice and .allowing such ;right to ,cure shall :be included. 'in all such docu:ments..
Agency shali rec '' ' �u' nd Sale
g y � ord.'a Req estfor Notice'of D'e�fault'a "Borrower shall provide to
Agency a copy of all notices�of default that.Borrower receives :from the holder of any
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mortgage or otherfin'ancin :'.d'ocumenf affectin the I mp.rovements. or the Property.
4.lt TAX E's AND LIABILITIES Borrower "
S AN. '� shall, pay and discharge
®when.due an ,and.all indebtedness obligations, assessments taxes including Y . g , ., g federal
and state payroll and' income. taxes which ``are the obligations'of Borrower in relation to
7426s3-s 9
the Project, the Property, or the .Improvements except those that Borrower may in good
faith contest or as to which a bona fide dispute may arise., provided provision is make to
the aatis_faction- of Agency for -eventual. paymenf `thereof in the event that it' is found that
the same is an obligation of Borrower.
J,
4.11 LITIGATION. Borrower shall,,pro.vide written notice. to Agency within three
business days after'Borrow.er acquires, knowledge of any litigation pending or
threatened':against Borrower involving a claim'exceeding Fifty Thousand_ Dollars
($500:000).
.4.12 EXPENSES OF COLLECTION ORENFORCEMENT. If at any time
Borrower defaults under -any provision of the Loan 'Do cuments,'Borrower shall pay to
the Agency: in addition to any other sums that may be due,.to Agency,an amount .equal
to the costs and expenses (including without limitation, ,attorneys' fees and expenses)
Agency incurs in .connection with the collection, enforcement, or correction of the
default, and such"amounts; shall be a parLof the fnd.;ebtedness secured by the, Deed of
Trust.
4.13 HAZARDOUS MATERIALS.
4.13A Covenants. Borrower shall not:cause or permit any, Hazardous
Materials (as defined below) to. be brought, upon, ,kept, stored or used in, on, or ,about
the Property' by ,Borrower, or the agents, employees; contractors or 'invitees of Borrower •
except for.materials commonly used in construction activities similar to those related to
the Project, or in the operation and maintenance of the Property and the Improvements,
in, each case in .compliance. with all-,applicoble laws, and shall not cause any release,of
Hazardous Materials into, onto, under orthrough th&Property. If any Hazardous. .
Material is discharged; released, dumped, or spilled-i,n, on, under, or.about the�Property
and results 'in any contamination of the Property or adjacent property, or otherwise
results in the release or discharge of iHkardbus Materials in, on, under o.rfrom, the
Property, Borrower'shall' promptly take all actions at Borrower's "sole expense as are
necessary'to.complywiih all Environmental Laws ('as defined below).
"Hazardous Materials" means any substance, material' or waste which is or 'becomes
regulated by any federal, state or local governmental authority, ,and includes without
limitation (i) petroleum or oil or gas or any direct or indirect product or. by-product
thereof; (ii) asbestos 'and any'material.containing .asbestos; (iii) any substance, material
Or waste regulated by or listed (directly or by reference) as a "hazardous substance`',
"hazardous material", "hazardous waste", "toxic waste", "toxic pollutant' , "toxic
substance", "solid waste" or "pollutant or contaminant" in or pursuant :to; or similarly
identified as hazardous to human health. or, the environment in or pursuant to, the Toxic
Substances Control Act., [15 U!:S:C. 2601., et seq.j!, the Comprehensive Environmental
Response, -Compensation and Liability .Act [42 U,.'S..C. Section 9601,, et seq.], .the
Hazardous .Materials Transportation° Authorization Act [49 .U.S.C. Section.5'101, ei segj,
[ q .]
the Resource Conservation and RecoveryAct 42 �U,:S°:C. 6901, of se. ;: , .the Federal
Water Pollution Control Act [33 U.S.C. Section 1251], the Clean Air Act.[42 U:S.C.
7 12663-5 10
Section.7401, et.seq.], ,the California Underground Storage'of Hazardous 'Substances
Act [California Health and Safety Code Section 252$Q;;, et seq], the California
Hazardous Substances Account Act (California Health'.and "'Safety Code Section 25300,
et seq.], the California Hazardous Waste, Act [.California. Health and Safety Code.,Section
25'100„ et seq.], the, Cal iforniaSafe' Drinking ;'Water and'' Toxic Enforcement Act
[California 'Health and Safety Code Section 25249 5,, ,et seq], and the.,.POrter-Cologne
Water Quality Control Act, fC-41iforni'a Water Code .Section, 13000, et'`seq.], as they ,now
sexist ,or ,are hereafter-amended, together with anyr regulations promulgated thereunder;
(iv) any substance, material. or waste =which. is. defined as' such or regulated by any
"S,uperfund" or °Superlien" I,aw, or any Environmental Law,,or (u) any other substance,
material, chemical, waste' or pollutant identified as; hazardous',& toxic and regulated
und.er�any'other. federal- ,.state or local environmental law,.,including� without limitation,
asbestos, polychlorinated"biphe'nyls,'petroleu_rn, natural' -,:gas and synthetic fuel products
and by-products.
Tnvironmental.Law" ,means -all federal, state or local .statutes;, ordinances, rules,,
regulations, orders, decree'si lludgment& or common law doctrines, and provisions and
conditions of permits, licenses and other operating.au,thorizations, regulating; or relating
to, or imposing; liability or standards, of conduct concerning, ),pollution or;protection of
the environment, including natural resources; (ii),exposure of persons; including
employees and agents; to', Hazardous Materials (as- define'd, above) or other products,
raw materials, chemicals or, other substances; (iii) protecticn,;of thapublic health or
welfare from the effects of by=products; wastes;:, emissions; :di,scha'�rges. or releases of
chemical substances from industrial or commercial activities; -(iv) the manufacture, use
or introduction into commerce of �chemical�'substances, includi°n'9Vithout limitation, their
manufacture,, formulation, labeling, distribution;, tran,spo,rtatiOn., handling, storage and
disposal; or (iv) the u.se,,release or disposal of toxic or hazardous substances or
Hazardous Materials or;the re mediation of air, surface waters, groundwaters or soil, as
now or may at any later time b0 in effect; including -but not limited to the Toxic
Substances Control Act [15 U.S.C. 2601, et seq.]; the Comprehensive Environmental
p p p y [ o Act 49 U S.0 Sec ion 5101,e,
Response, Com ensation and Liabilii Act 42,
Hazardous Materials Trans � ortation Authorization [' 1, et seq.],
the... Resource Conservation and.,RecoveryAct [42 U.,&C. 6901, et seq ], the Federal
Water Pollution' Contro'I Act' ,33 U.S.-C. Section 1251], the Clean Air Act [42 .U.S.C..
Section 7401.,;et seq.], the,California Underground Storage of Hazardous Substances
Act [Califs r'nia'°Health°sand. Safety Code. Section. et"seq.],'the 'California
Hazardous Substances Account Act [California Health and Safety Code Section 25300,
et seq.], the -California Hazardous Waste -Act' [Cali.f_ornia Health and Safety Code .S''ection
25100, et seq.], the California Safe Drinking Water'and Toxic,Enforcernen`tAct
[California. Hearlth anb: Safety Code Section 25249:5;'et seq:], ,and the Porter -Cologne
Water Quality Control Act [California Water Code',Section 13000., et seq.], as they now
exist oriare,hereafter amended; together with any regulations promulgated thereunder.
4.1:3.2 1NDEM:NiIF y ICATLON. Borrpwer shall indemnify, defend (with
counsel reasonably: acceptable to Agency), and hold th'e 'Indemnitees harmless from
and a ainst Liabilities arisin directl: or'indirectl in an manner -connection with or as a
g g. Y Y Y
result .of :the,breach of Rcrrow&'s covenants set forth, in Section 4.:.13.1 or ftb. actual or
alleged release or presence' of any Hazardous Mate'riols'on, under," or about the
Property,,w:hether known or unknown, foreseeable or'unforeseeable, regard -less of the
source of such release or when such release -occurred or such presence is discovered.
The foregoing ihdemnity includes, without limitation, all costs of inves'tigatiori,
assessment; containment, removal., .remedia'tion of any kind, and disposal' of such
Hazardous :Matet•ials, all costs of determining whetherAhe Property is'in compliance with
Environmental Laws, all costs associated with: bringing the'Property into' compliance
with,,all ,applicable Environmental Laws,, and all"costs associated with claims. for
damages or injury to :persons, property; or n.atu'ral resources. The indemnity described
in this Section shall survive the expiration or termination of th'i's Agreement, the makin"g
and. repayment of the -Loan, the,rel'ease,or reconveyance of the Deed of,Trust; and any
foreclosure proceeding, foreclosure sale or delivery.of deed in lieu of foreclosure:
4.14 NO,N'-DIS.C.RUMI'NATION. Borrower covenants by and for itself, and for its.
successors and assigns that there shall be no discrimination against or segregation of a
personor.of 8-group of persons on accountof race, color, religion, creed;,,sex, sexual
orientation?,, marital status„familial status, ,ancestry dr national origin in the sale, lease,
sublease, `transfer;. use, occupancy, tenure or enjoyment of the-Propert.y,.;no:r: shall
Borrower or any person claiming under or through Borrower estabiish or permit any
such practice or practices ,of discrimination or segregation with reference to the.
selection, .location, nurnb'er, use or occupancy of tenants, -lessees, subtenants,,
sublessee.s'or vendees in the Property.
4.14.1 MANDATORY -LANGUAGE IN ALLSUYSEQUENT DEEDS, LEASES
AND CONTRACTS. All deeds a leses°.or-contracts, made or entered :into by Borrower,
its successors orassigns, as to any portion of the Property, the -Improvements, or the:
Project, shall conteintherein the following language:
(a) In Deeds:
"Grantee herein covenants by, and for itself-, its successors and assigns that there
shall. be no discrimination against or segregation:of:a, person -or of:a group -of
persons on account,of.' 'race, color, creed, religion,. sex, marital status, national
o.:rigin -ancestry; in the sale, lease; 'sublease, tra:nsfer,.use, occupancy,.'tenure
or -enjoyment of .the property herein conveyed nor shall the grantee or, any' person
claiming under or through the grantee establish or permit any such -practice or
practices of'discri'mination or segregation with reference to the selection,
location, number, use or occupancy of tenants,, lessees, subtenants, sublessees
or vendees In the property herein conveyed. The foregoing covenant shall run
with the land." .
(b) In Leases:,
Ll
712663-5 1
herein covenants .by and f °der the lessee o personal
The lessee o or the lessee �and.,�lessee s heirs,
representatives and assigns and a' K persons claiming, u_n'' r through
the lessee that t.hyis. lease. is made subject to.`the .conditi:on that there shall' be no
'discrimina'tion. against'or'se re atio° f any person "of
'a group of g g n o �� or persons on
account of race, color; creed,, religion, sex, rnarital;,status; national origin, or
ancestryi"n th'.e Iea'sin si bleasin' transfe'rrin r' .use,..occu anc 'tenure or
9, g, g p y,
enjoyment. of`thel Iand,;herein .leased norOPP the lessee or any person claiming
under or through the'less:ee establish "or permit any'such- practice°Yor practices of
discrimination or segregation with reference to1. the selection, location„ number,
use -or occupancy of;tenants; lessees, sublessees',s,ubt'enants;, or vendees in the
land herein leased."
(c) In Contracts:
"There shall be no discrimination again"st or segregation of any person or group
of persons .on account, of race, ,color, creed,, religion; ,sex, marital status, national
origin or ancestry. m'`the sale, lease; sublease,, transfer, use,; occupancy, tenure
or enjoyment of the' property nor shall the transferee or any'person claiming
under or through the transferee establish or permit'any such practice or practices
of discrimination or segregation with reference to the, selection, location, number,
use or occupancy of `tenants, -lessees, subtenants,'sublessees or vendees of the
®' land."
4.15 PREVAILIN&\AtAGES. Borrower shal['pay or shall cause Borrower's
contractor and subcontractors to,,pay prevailing wages in the construction of the Project
as those wages are determined pursuant to LaborGode_ Section 1720 et seq. and the
regulations adopted pursuant thereto (''Prevailing Wage Laws") and shall comply or
shall cause the contractor, �and.,sub,contractors to comply.with,the all other applicable
provisions of the Prevailing Wage Laws. Borrower shall maintain or shall cause the
contractor and subcontractors to maintain such records as,are necessary to determine if
prevailing wages have been; paid as requir,'ed pursuant4b the Prevailing Wage Laws,
During the,construction;of the.'P,roject Borrower shall causethe contractor to post at the
Pro . ert 'the a"" ` lica'ble,' Ore.vailin rates of er diei`y' 'va es: Borrower shall; and hereby P Y PP P g' p g y
agrees to,, un-Onditio`na'Ily `indemnify,;'defend (with counselacceptable to Agency), and
hold harmless'the'�,,Indem'n'ifees from. and against `any:and' all Liabilities, which directly or
indirectly; in whole or'in part, are; caused. by, arise from, or relate to, or are alleged to be
caused by; orise,from:°;,'or•relate to the:paymentor,'requirement of payment of,prevailing
wages or the requirement.of competitive .bidding, in the construction of the Project, the
failure to comply wifh.an,y state or federal labor,laws,,,re'gulatio.ns:orstandards'in
connection with this Agreement, including but not limited to the Prevailing, Wage Laws,
or any act, or;om' iss'ion of Agency or Borrower related,16,this Agreement with" respect to
the payment or r_equ,irement of payment of prevailing wages or the requirement of
competitive bidding, -,whether or not any insurance policies,,,shall have been determined
to be applicable, to any such" claims, demand's.,,.suits� actions, losses, liabilities,
expenses, penalties-,,,fin,es;,,orders, judgments, injunctive,or other relief, costs, damages,
7d12663-5 A,
13
or administrative, enforcement or judicial proceedings.. It `is furtheragreed, that;Agency •
does not, and' shawl n,bt;, waive anyri,ghts against :Borrower which it may,have.by reason
ofthi's indemnity and hold harmless agreement because,of thei acceptance .by ,Agency,
or the.deposit with Agency;, of any of the insurance policies described in this Agreement.
The, representations, warranties and covenants, contained: in this'Section shall survive
the .expiration or termination of this. Agreement, the im.aking and repayment of the Loan,
any release or reconveyance of the Deed of Trust, and any foreclosure. proceeding,
foreclosure sale, or delivery of a deed in lieu of foreclosure:
ARTICLE V
EVENTS OF DEFAULT
'The occurrence of any one or more of the f0lowing events shall constitute an
event of default hereunder ("Event of.Default"):
(a) If Borrower fails to pay when due the principal and interest1(if any)
payable under the Npte :and such failure continues for ten (10) days afterAgency
notifies Borrower' thereof in writing.
(b) If, pursuant to or within the meaning of the United 'States
Bankruptcy'Code.,or any other federal or state law relating to insolvency or relief of
debtors (''Bankruptcy Law"), Borrower (i) commences a, voluntary ease or proceeding;
(ii) consents, to the entry of.an order for relief against Borrower i,n, an involuntary case;
(iii) consentsto the appointment of.a trustee, receiver, assignee, liquidator, or similar
official for Borrower; (iv) makes an assignment for the benefit of its creditors; or,(v)
admits in writing its inability to pay its debts as they.become'due..
(c) If a courtof competent jurisdiction enters an orderor decree under
;any Bankruptcy. Law that (i) is for relief against Borrower in an involuntary case_,, (ii.).
appoints a trustee,,, receiver, assignee, liquidator or -similar official for Borrower or,
substantially all of,Bo.rrower':s assets, '(iii) orders the liquidation of"Borrower, or (iv)
issues,or levies,a judgment, writ, warrant of attachment or similar;process against the
Property or the Project,, and in each case'the order`or.decree is not released, vacated,
dismissed,or fully bonded within 60 days after its issuance.
(d) If an event. of.default.has been declared by the holder:of any debt
instrument secured by a mortgage or deed of trust .on the Project or Borrower's interest
in the Property, and; such holder exercises a right'to declare=all amounts due'und:erthat
debt instrument immediately due and payable, subject: to the expiration of any
applicable, cure period -set forth in such holder's docurn`ents.
(e), If the Borrower fails to maintain insurance on the. Property.and the
Project as required .pursua'nt to the.,Loan :Documents, and Borrower fails to cure such
default Within 15 days.
7,I2663-5 14
;n
® w r' ri ht.to contest the following charges
(f) „ Su;b�ect to B,orro e s g„ , contest 9 9
pursuant",to the Loan. Documents, 'if'the 'Borrower fails to .pay taxes or assessments due
on the Property or the Project or'fails to pay any other charge ,t'hat ►-nay„result in a lien
on the Property or the Project, and Borrower fa'ils to cure -such default within 15-days.
(g) If any representation or warranty contained in the Loan. Documents
or any certificate furnished in' co:nnectIion with the, foregoing or in.connection with any
request for disbursement of Loan Proceeds proves to have been false or misleading in
,any material adverse respect when made.
(h) If the Borrower defaults in the performance of any term, provision,
covenant or agreement (other than:an obligation enumerated in this Article V) contained
in this Agreement or in any other Loan Document,_ and unless such document specifies
a shorter cure period for su=ch°default;-the default continues for ten (10) d'ays,in the
event of a monetary :default or thirty(30') days in the event'of"a nonmonetary default
after the date upon which Agency sh'all,have given written notice of the ,default to
Borrower (or such longer -'time as'Agenlcy may agree .u.pon 'in .writing), provided that in
each, case Borrower com.rnen,ces'to cure the default with.in-thirty-(30) days and
thereafter prosecutes °the curing.of such default with, du.e,:dili'gence and in good faith.
(i) If an Event of �Default::shall :have been declared under'any other
Loan Document, subject to the expiration of any applicable cure period set forth in such
documents.
ARTICLE VI
REMEDIES
6.1 REMEDIES. A"ND..RIGHTS U PON' DEFAU-LT. Upon the occurrence of an
Event of Default and the expiration of any applicable cure period', Agency shall have all
remedies :available. to it under'law o.r.equity, 'including; but not limited to the following,
and Agency may, at its election, without notice to or,dernand ;u,pon Borrower, except`for
notices or demands re.qu'ired.'by law or expressly required pursuant t'o!.the"Loan
Documents, exercise one, or more of the following remedies:
a) Accelerate and declare the balance of theNote and interest accrued
thereon immpoiately due and payable;
b) Seek.specific performance to enforce.the. terms of the. Loan. Documents;
c) 'Foreclose on the Property pursuant to the Deed of Trust;
d)'I Pursue any and all other remedies available under law to enforce the
terms of the Loan Documents and Agoney's rights thereunder.
'712663-5 15,
6.2 REMEDIES'CU.M.ULATIVE.:Each of the remedies provided herein is
cumulative .,and not exclusive of, and shall not, prejud-ice any other remedy provided in .
any.other Loan Document. The Agency may exercise from time to time any rights and
'remedies 'availablelo,lit unde,r.applicable law, in addition to.,'and not in lied of, :any rights
and remedies expressly-granted_in this.Agreement or in any other'instrume.nt or notice,
demand or legal process of any kind,...
ARTICLE VII
MISC.ELLANE.OUS,
7.1 NOTICES. Except as otherwise specified in this Agreement, all riotices to
be sent pursuant,fo this Agreement shall be made in writing,.and sent to the Parties at
their respective addresses specified below -or to such other add -rests, as a :Party may
des-ignate by w(itten notice delivered to the other,Party in accordance with this Section.
All such notices shall be sent by
(a)' personal delivery, In which case notice shall be deemed delivered
upon receipt;
(b.) certified or- registered, mail, return receiptrequested, in which case
notice' shall -be deemed delivered two (2) business days after deposit, postage prepaid
in the Unified States mail;
(c) nationally recognized overnight:courie.r,in which case notice shall be
deemed delivered one (1) day after deposit with such courier-; or
(d) facsimile transmission„ in which case notice shall be deemed, delivered
on transmittal', provided that a transmission report is: generated reflecting the -accurate
transmission thereof.
Agency: Petaluma Community Development Commission
11 English Street
Petaluma, CA 949512
Attn:
Borrower:
•
71 ? 663 -.s 16
7.2, COUNTERPARTS. This Agreement may be executed'in multiple
counterparts each of which shall, be an original and all,of which taken together shall
constitute one and the same instrument.
7:3 SEVERABIL'ITY. ' .If any term,,. provision, covenant or condition of this
Agreement is held by a. court:of competent jurisdiction to be iriyalid, void or
unenforceable, the rema'inde'r°of the, provisions shall continue in full force and effect
unless the rights and o;bli'gations of the Parties are materially,altered or abridged by
such, invalidation, voiding or unenforceability.
74 LE,GAL ACTION1S ATTORNEYS' FEES: In the. event any legal action is
commenced to interpret or to enforce the terms of this Agreement or to collect.damages
as a result of any breach, th"ereof,;"the Party prevailing in any, such"'acti'on shall be entitled
to recover against the other, Party all: reasonable attorneys' fees and costs incurred in
such action.
7.5 CAPTIONS; ;I:NTERPRETATI'.ON. The"captio.ris of1he LSections and
Articles of this Agreementare..for convenience,'only and, are, not -intended to affect the
interp'retat'ion or construction of'Jhe provisions herein contained. The language of this
Agreement shall be construed as a whole according ,to ,its fair meaning and not strictly
for or against any Party. Time is of°the essence in they performance of this Agreement.
• 7.6 FURTHER ASSURANCES.. The Parties agree to execute, acknowledge
9
and deliver to the other such other -documents and instruments., and take'such other
actions, as either shall reasonably request as may be necessary'to carry out the intent
of this Agreement.
7.7 . PARTIES NOT'CO-VENTURERS. Nothing in'this Agreement is intended
to or shall establish the Parties as ,partners, co -venturers_ ,' or prindipal and agent with
one another.
7.8 GOVERNING LAWN; VENUE. This Agredme" rnt shall in all respects be
construed and enforced in accordance with laws of the State of California without regard
to principles of conflicts of aw ls. `The'Pa rtiies consent to "the, jurisdiction of any federal or
state court in the juri'sdicti'on in which the Property is located (the "Property
Jurisdiction'",),., Borrower,agrees that:any controversy, arising under or. in,;relation.to, this
Agreement or, any Other Loan Document shall be litigated exclusively in courts having
jurisdiction. in the P,roperty,,Ju'risdi:ction. Borrower irrey9cabl,y consents to seniice;
jurisdiction,, and venue "of such courts for any such, litigation Arid waives any other venue
to which.., it might be entitled,.by virtue of domicile., habitual„ residence or otherwise.
D AM r
7 9,.. WAIVER; MODIFICATION AN AMENDMENT. No failure or delay
onthe
parto'f .he,_Agei cy in exercising any right,,.p,ower, o , emed.y hereunder shall operate as
�a waiver thereof, nor shallFan:' single or partial: exercise of any.su,eh right, power, or
. remedy preclude:any other or further, exercise thereof'or the exercise of any other right,
power,,,o,r remedy hereunder. No mod ification,orwdiver of any provision of this
712663-5 .
17
:
Agreement, nor any co.ns,ent to any departure by Borrower therefrom, 'shall in any event
be:effecti.ve unless thesame shall.be in writing, and' then such waiver or�consent shall
be effective only in the specific instance and for the specific purpose for which given.
No notice to or demand on °the Borrower in any case shall entitle the'Borro.wer to any
other or further notice or'demand insimilaror other, circumstances. No amendment to
or modification of this Agreement shall be 'effective unless and untilsuch_ amendment or
modification'is' in writing, ,properly approved in accordance with applicable procedures.,
;and executed by the Parties.
7.10 ASSIGNMENT. This Agreement shall be'binding upon and inure'tolh_e
benefit of the Parties and their respective successors and .assigns: Notwithstanding, the
foregoing, Agency's, obligation to make the Loan is personal to Borrower, and shall not,
be assignableby,Borrower by operation of law or othe.rwise:'absent the express. written
consent of Agency,; and any,such assignment by operation of law or otherwise shall,be
void.
7.1:1' - NO THIRD PARTY BENEFIGIARIES. There shall be. no third, party
beneficiaries to, this Agreement
7:'12 ENTiRE.AGREEMENT EXHIBITS,. This.Agreement; together with h—e
other Loan Documents,. constitutes the,. entire agreement between the Parties with
respect to the. subjectmatter hereof and supersedes any and all priorior
contemporaneous oral: o,r,written agreements and negoti,at'ions between the .Parties with
respect.thereto. Exhibits A.through F attached hereto are incorporated herein by.,
reference as though fullyaet forth herein.
7..1.3 SURVIVAL. All representations made by Borrower herein and the
provisions Iof Sections 4-8, 4.13.2, 4.14,.4.14.1 and. 4.1.5. hereof shall survive the
expiration or termination ofthis Agreement, the making and repayment ofthe,Loan, any
release or reconveyance of.th'e Dee.d,of Trust, and any foreclosure: proceeding,
foreclosure sale, or delivery of .a deed in lieu of foreclosure. The representations of
Borrower made herein have been or will be relied upon -by the Agency, notwithstanding
any,investigation made by the Agency or on its behalf'.
7.14 AGENCY STATUS. Borrower "recogni'2es and agrees that Agency is not a.
commercial lending 'institution, but a public agency exer:.cising,'its authority to protect the°
public health, safety and welfare. Any,d_uties or obligations which a commercial lending
institution may have to Borrower shall not apply to this transaction except as.set.forth
herein and in the Loan Documents.
7.15 ACTION BY'THE AGENCY. Except as may be,otherwise specifically
provided,,herein, whenever any approval, notice, direction, or consent by the: Ag;enc.y is
required or permitted under this Agreement; such action shall be in writing, and such
action may be �giVen, made or taken by the, Agency Executive Directoror by any person
who shall have been designated by the Agency Executive Director,,=withoutfurther
approval by the Agency go,Vern'ing board. Agency shall use reasonable :best efforts: to
7 1 26Gi_5 is
respond to requests for any such. approval, notice, 'direction, or consent in a timely
manner.
7.16 N,ON-LIAB"ILITY OF AGENCY.AND AGENCY_'OFFICIALS, EMPLOYEES
"'AND AGENTS. No member, official, employee or agent of the Agency shall' be
.personally liable to Borrower or any successor in `interest.to, a'ny° of the foregoing in the
event of any default.o'r breach by -the Agency; or'fo'rany'arr ounf of money which may
.become due to Borrower.,_or Borrower's successor in interest or for'any obligation of
Agency under this.Agree'menf.
7.17 RIGHT OFACCESS.. Borrower hereby gra.nts'to Agency and_Agency's
agents and employees the, right, upon reasonable notice to.,Bo.rrower of not less than
two business days, to enter,upon the Property and the Improvements 'for the purpose of
inspecting, examining, surveying and, reviewing the same forthe purpose of ensuring
compliance with the Loan Documents.
7.18 PRORATION OF.CL'OSING COSTS., Agency and Borrower shall each
Pay one-half of the costs of escrow and any recording fees applicable to the Loan
Documents.
7.19 WAIVER OF TRIAL BY JURY.' BORROWER AND AGENCY EACH (A)
AGREE NOT TO ELECT ATRIAL BY.JURY`�WITH, RESPECT TO ANY ISSUE
ARISING OUT OF THIS NOTE; OR THE- R'EL'ATIONSHI,P'BETWE'EN THE PARTIES
AS LENDER AND BORROWER THAT IS TRIABLE OF RIGHT BY A JURY, AND (B)
WAIVE ANY RIGHT'TO"TRIAL BY -JURY -WITH .RE'SPECT TO SUCH ISSUE TO THE
EXTENT THAT ANY SUCH RIGHT EXISTS, NOW OR IN THE FUTURE. THIS
WAIVER OF RIGHT TO TRdAL. BY JURY IS. SEPARATELY GIVEN BY EACH PARTY,
KNOWINGLY AND VOLUNTARILY WITH. THE BENEFIT OF COMPETENT LEGAL
COUNSEL.
IN WITNESS WHEREOF',., the Parties :have each caused this Agreement to be
duly executed as of the date first written above.
STEPHERA. LIND 1994 TRUST
UMD August 29,1994
By:
Stephen A. ,Lind, Trustee
Elizabeth Dick
7 1 3Ga3,;; 1.9
1'
AGENCY:
PETALUMA.COMMUNIT'Y DEVELOPNIENTCOMMISSION
Its: Executive -Director.
ATTEST:
Agency Secretary
APPROVED AS: TO FORM:
Agency Counsel
Y
7.12663-5 ')Q
Il .
• Exhibit A
PROPERTY
(Attach legal description.)
•
11
712663-5
Exhibit:: B
PROJECT
(Attach description of'rehabilitation/restoration work to be undertaken.)
•
Exhibit lC
IN'S.URANCE REQUIREMENTS
'Unless Agency agrees otherwise in writing, Borrower s'hall,, at Borrower's sole cost and
expense, during, the, ;term of,the Note date.d`� as of!t'he'-date,:,hereof,.and executed by
Borrower for the be''nefit of Agency (the "Note") shall 'ke'ep and :maintain the following
policies of insurance. 'Capitalized terms used without defiriition in this Exhibit C shall
have' the meaning ascribed to such terms in the Loan Agreement of which this Exhibit is
a part. - ,
u.raurn coverage b.einf dhect pflysical loss, Warning
Property Insurance. Insurance for the ,risks o
Agency as loss payee, with minimum: g . g I perils insured under the
standard Causes of Loss --Special form (ISO Form CAP TO )-or its equivalent, covering
all Improvements; all�fixtures and equi,'pment located on or in,' or constituting' a part -of,
the'Property, in an amount equal to one .hundred" percent (:100%,) of,the full replacement
cost of all such property. The insurance shall (a)`eo,ver explosion of steam and
pressure boilers :and similar apparatus,, ifan,y, located, 'on„ the Property, and (b) ,cover
floods if the Property is, in a Special' Hazard Area,' ,as determined by the Federal',
Emergency Management Agency or as shown on a N`ationaFflood Insurance Program
flood map. The insurance required hereunder.s''hall be in, amounts ,sufficient to'" r'event
•applicable, policies, with not
Borrower from becoming; a; co=insurer under;the terms of the a I
more than a Ten Thousal'nd Dollars'($10;000') d,ed'uctibl:e (or'sucl-higherdeductible
approved by the Agency,)„ifrorn the loss payable for any casualty: The policies of
insurance carried in accordance with this .Paraq'rdph,A-,'shall`&bhtain a "replacement cost
endorsement," an.,,"increased cost of construction .endorsement,".and an endorsement
covering unde'rground.work, if applicable to the Project:
R. Liability Insurance. -Commercial general liabilitybility insurance on an "occurrence
basis" covering all, claims with respect to injuy or damage to, persons or property'
occurring on, in or, about the Propeiy, br`lhe Improvements. Commencing upon the `
date of initial disbursement of Loan Proceeds and: at all times,.prior-to repayment of all
sums payable;u'nd;er the lNote, th'e 1i'mits of liability un'der." this. Para"'graoh, B.°shall be not
less than T_ wo Million Dollars ($2,;0'00,000), combined.,sin- 10 limit per:o,ccurrence, with a
deductible n:o greater than Ten Thou.sand� Dollars (,$1'0;0.00) o;r,such, higher deductible
as, may approved by Agency... Upon receipt of written demand from Agency,
Borrower shall1 increaselhe'limits of liability insurance re'qui�ed hereunder to the amount
commensurate with that generally carried by a majority of owners of other comparable
projects in'Sonoma County.. The insurance shall also. include:
(i) coverage, aganst„liability for bodily„ injury or property .damage arising, -out of
the use, by or onibehalf of Borrower, of any owned, non -owned, leased or hired
-automotive, equipment in the conduct of any and all operations conducted. in
�'. connection with th'e Project or the Property; .
712663-5 7
i'i premises, and operations inchudin .without limitation bodily injury.
0:
O P P 9, y J -ry,
personal injury,. death or property damage occurring upon, in or.ab.out the
Property or°the Improvements on any elevators. or any escalators `therein and on,
'in or about ,the adjoining sidewalks, streets ,and passageways;
(iii) broad form property damage liability:;,
(iv.). 'additional insured and primary insured.endorsements, protecting Agency.
and City and.their respective.elected and appointed officials, officers, employees
and agents; and
(v) personal injury endorsement.
C. Worker's Compensation Insurance. Worker's compensation insurance, in the
amount'req,wred, under then applicable state law, covering Borrower's employees,. if
.any-, at work .in,or upon the Property or engaged in services. or operations in connection.
with the Project,,thoi Improvements or -the Property. Borrower shall require'that any
general construction contract entered into by:Borrow r, with regard to the: Project include
a contractual undertaking by the general. contractor to, provide worker',s, compensation
insurancefor: its employees engaged in construction of the Project in an amount in
compliance with applicable. state law.
D. Cou`rse of Construction Insurance. Course, of construction insurance, naming
Agency as'.Ioss payee in th"e, same amount, as required in Paragraph A abovefbr
property insurance, covering all,construction activities on the Property.
E. .General Insurance Provisions. All,:'poli'cies,of in surance-provided.for :'in this
Exhibit shall .be provided under valid. and enforceable; policies, inauch forms, and
amounts as, h:ereinbefore specified, issued by insurers, licensed to do business in the
State of California (or a,pprovedto do business in California and listed, :on'the'California-
Department of Insurance list of Eligible Surplu"s Lines Insurers or successor'listing) and
having a rating of ANII, or better in Best Insu'ra�nce Guide or',if Best Insurance Guide is
no longer in existence, .a comparable rating from a"comparablerating service. Prior to
the closing of the Loan; and thereafter, not`less than thirty (301) days prior to the
expiration date of each policy furnished ,pursuant`to this° Exhibit C,. Borrower -shall deliver
to Agency certificates evidencing the. insurance required to be carried by Borrower
under this Exhibit C. If requested by Agency, Borrower:shall deliver within fifteen (15)
days*follbwing such request, ce.rtifi`ed, complete copies.of the insurance poli;cies"
required hereunder. Insurance policies to be provided herein shall me'etthe following:`
(a) Each policy of insurance obtained pursuant to this Agreement; other'
than,workee's compensation insurance,,shall contain endorsements which— `rovide (i) a
waiver by the'lnsurer of'the:r.ight of'subrogation against Agency,. Borrower or'any
subtenant for negligence of.any such person, (ii) a-statement.that the insurance shall
not be invalidated should any insured waive in `writing prior to the loss any or all right of
recovery against any party for loss accruing to the property described in' the insurance
712663-5 24
policy, and (i_ii) a provision that no act ,or omission,; of Borrower which would, otherwise
result in forfeiture or reduction'of the insuran"ce.th'erein:!p:rovid'ed shall affector limit.the
obligation of the insurance corripany to pay'the amount -of any loss sustained:
(b) By.endorsements,. Agency, and its elected and, appointed officials,
officer, employees and agents_'sfiall``be ';namee,d s additional :insured under the policies
of liability insurance and as loss payee under the property d.am'age and course of
°construction insurance required ,to ,be; maintained by Borrower hereunder.
(c) Each policy required hereunder shall incI6 del a Notice of Cancellation
'or Change in Coverage- Endorsement which shall provide that such policy shall not be
cancelleftr materially ch.a,nged, without at.least thirty (M:) days' prior written notice by
registered or certified mail to Agency.
(d) All insurance policies shall provide,th,at there shall be no exclusion
from coverage for cross Iiabilityamong, the listedInsure`ds.
(e) Any certificate of insurance applicable .to coo' rse'of .construction
insurance to be maintained shall be deposited with Agency, prior to commencement of
construction.
(f) Each policysh'all contain an endorsement that proves that the
insurance applies separately to each insured, that is seeking coverage or against whom
a claim is made, ,except with respect to the ,limits of liability.
(g) -Each policy'shalk be, written -as a� primary policy not contributing with
and not in excess of coverage that Agency or City'may carry.
(h) 'Each policy, shall expressly provide -that neither Agency nor City shall'
not be required to give notice of :accidents or claims and that neither Agency nor City
shall have liability for premiums.
F. Blanket Policies. Any insurance provided for in this Exhibit C may be placed by
a policy.or Oolic eS,of blanket insurance; provided, however, that such policy or policies
provide that. the amount of the total insurance allocatedJo the Property and,the
Improvements shall be such as'to furnish protection the equivalent of separate policies
in the amounts herein re°quired, and provided further that in all other respects any such
policy or policies shall comply with the other provisions of, .this Exhibit.
G. Waiver"of `S'ubrogation. To the extent,permitted by law and the policies of
insurance required to be.,maintained hereunder, and without affecting such insurance
coverage, Agency and Borrower, each waive any rightto recover against the other (a)
damages for injury or death, of persons, (b) damage to� propert'y, '(c) damage to the
Property or the Improvements or any part thereof, or (d) claims arising .by reason of any
of the foregoing,'to the extent ttat..such damages and%or.claims are covered (and only
to the extent of such"coverage) by insurance,actually carried by either Agericy,or
Borrower. This provision is intended to restrict' each ,party (as permitted by law) to
712o63-5 25
,recover against insurance -carriers to the extent of such coverage; and,,waivejully, and •
fbrthe benefit of each, any, ri,"ghts.,and/o.r.clai'im5-Whidh,tnI ight give rise: to,ia right of
subrogatibn in any insurance carrier.
H. Corn r) I ia nce. -with, Policv'Re'auirement&. Borrower shall observe!.and comply,with
the :req'uirement.&,of a)l.polibles'of public liability, -fire and other policies of,i.nsu,ra.nce at
ariy time in force with. rbs prect, to the Property, and Borrower shall so perform and satisfy,
the requirements of the companies nies Wri,ting"8-uch, policies that_�at all times -companies, of
good standing shall'be willing to write or to continue such insurance.
I. Additional Insurance. Borrower, ishall have, the right to carry y' such additional
insurance'as:'Borrower may desire from ;time to time or as may be required by any
mortgagee with a security interest in the Property.
h
•
•
1 _2603 -5
Exhibit D
FORM OF PROMISSORY NOTE
•
$ 200,000
EXHIBIT to LOAN AGREEMENT
a,
SECURED PROMISSORY NOTE'
Petaluma, C.ahifordia
2004
FOR VALUE RECEIVED,'Stephen A. Lind, as Trustee of -the Stephen A. Lind
1994.Trust U/T/D August 29, 1994, and Elizabeth Dick-,,,i,an�individual (collectively
hereinafter, "Borrower") jointly,and severally promise to pay to the°Petaluma
Community Development'Cornmission ("Agency"),''inl;awful moneyof.the United, States
of America, the principal sum of Two Hundred' Thousand Dollars ($20.0,000,).or so much
thereof as may be advanced by Agency pursuant,to the': Loan Agreement°,referred'to
below, in accordance with the terms and conditions described herein.
ry Note (this ,,Not
f Loan an delivered'
This, Secured Promisso .,,e'„) has been executed. d
pursuant to and in accordance with the terms andco,nditi'ons'o Agreement
dated as of the date hereof, by and between Borrower;and.Agency (the. "Loan'
Agreement"), and is subject to the terms" and conditions of the Loan Agreement, which
• .are by this reference incorporated heroin and matle a part hereof. 'Capitalized terms
used but not defined heroin rshaII have the meaning ascribed ,to such terms in the Loan
Agreement.
This Note, is secured by, a' Deed of Trust, Assign rrient,of'Rents, Security
Agreement and Fixture .Fil_ing .("Deed of Trust") dated as of the date hereof, executed
by Borrower for the benefit of Agency and encumbering the.p.roperty described therein.
Agency shall be entitled to the benefits o'f;the security provided .by the Deed of Trust
and shall have the,,right to; onforce,-the covenants and agreements contained herein, in
the Deed of Trust,and the Loan Agreement.
1: PAYMENTS
1.1„ PAYMENT DATES; MATURITY DATE. The entire outstanding principal
balance 'of this,, Notd;.gogother'with all .interest (if any)'"and°all other sums accrued!
hereunder shall be payable rin full on the twentieth (20tr) anniversary of the date hereof
("Maturity.Date''). "°Agency's'hall'credit paynie.,nts :made Under this Note first to any
unpaid late charges and„other costs and fees then due, then to_,accrued ,but unpaid
interest (if any), and;ahen to .principal. "
1.2 ,D'UEON SALE:, Th:eon'tire unpaid principal balance and all sums -accrued
here,und;er,;,shall,be""immediatel,y due and payable. u1ponf:'the;7ra'nsfer (as defined in
Section TA of the Loan Agreement) absent Agency consent, of -all o,r any part -of th'e
,,Property or the Irnprovem,ents, or any interest therein
P Y
1.3 PREPAYMENT. Borrower May,;without premium or penalty, �a,t any time
and- from time to time., -prepay all or,any portion., of the outstanding principal balance due
under this Note. Prepayments shall be,applied`first to any unpaid date charges and
other, costs and fdes:,then due, then to accrued but unpaid interest; if, any, ,and then to
principal.. In ,no event shall any amount due.unde.r this Note become, subject to. any
rights: of offset; deduction or counterclaim on the'part of Borrower.
1.4 MANNER OF PAYMENT.. All payments on this Not&shall be.rnade to
Agency at 11: English: Street; Petaluma, "CA .94952, or such other place:as Agency shall
designate to :Borrower"in writing, or by wire transfer of immediately available :funds! to an
account designated by Agency in writing.
2. DEFAULTS
2.1 EVENTS OF DEFAULT. The occurrence of any one or more, of the,
following events-shall"constitute an event".of default hereunder ("Event of Default"):
(a) If Borrower fails to pay when due any sum payable he.reunder°and
such failure continues for -ten ,(10) days after Agency notifies Borrower thereof in writing-
.(:b) If; pursuant`to or`within,the, meaning of the United States
Bankruptcy Code or any other federal or state law, relating to 'insolvencyor relief of
debtors ("Bankruptcy Law"), Borrower,(i) commences a voluntary case or proceeei'ng;
(ii) corisents"to the entry.of an order fo.r're_lief against Borrower in. an involuntary case;
(iii) consents to,the!appointment of a .trustee,. receiver, ,assi'gnee, liquidator or similar
official for Borrower; (iv) makes an assignment fo"r th-e benefit of its credifors;
admits in, writing "its'in'ability to.pay its debts as they become due..
(c) If a court of competent jurisdiction enters an order or.decre-e. under
any. Bankruptcy Law that. (i) is for .reiie.f"aga.inst Borrower in an involuntarycase,. (ii) , .
appoints a trustee, receiver, assignee, liquidator or similar official for. Borrower &
substantially all of Borrower's assets, (iii), orders the liquidation of Borrower, or (iv) ,
issues or -levies a. judgment, writ, warrant ofattachmen'f or similar process against the
Property orthe Project, and 'in Leach case the order or decree is not -released, vacated,
dismissed or fully bonded- within 60 days after`its issuance.
(�d) If ,an event of°default has been declared by the holder of any debt
instrument secured by a fnortgage or deed°of trust on'the Project or..Borrowe.r's interest
in the Property and such holder exercises a right to declare all, amounts "due under that
debt instrument immediately d-ue and .payable, subject to; the expiration -',of any
applicable cure period set forth in such holder's documents.
(e) If the Borrower fails to maintain insurance on the Property and the
Project as required pursuant io the Loan Documents and Borrower.fails to cure such
default within 1'5 days.
71 2603, i 29
(f) Subject to Borrower's right to contest the -following charges-
pursu_aritto the Loan D,ocumentsjf the,Borrower.fails„to.,pay taxes or assessments due
on the Property or the improvements located thereon,,,'or fails to pay any other charge
that may result in a lien on; the Property, and Borrower fails to cure such default within
15 days.
(g) If any representation or'war"rantylcontalried° in the Loan' Documents
or any certificate furnished i"n connection with the Loan Documents or in connection with
any request for.disbursemeni of Loan, Proceeds proves to" have, been false or
misleading in any material adverse respect when made.
(h) If the Borrower defaults iQ1he performance of any term, provision,
covenant or agreement (other than an obliga'tion;:enumerated in�this Section 2.1)
contained in any Loan Document, :and unless such docu:mOnt specifies a shorter cure
period for such default, the default"continues-faultdays in.the event of a
monetary default or thirty (30')'d'ays in the, event of a n'onmoretary default after the date
upon which Agency shall ,have given, written notice of the', default to. Borrower (or such
longer.time as Agency may agree upon in writing); provided "that"in each case Borrower
commences to;cure the,defau'ltwithin thirty,(30) days a;nd thereafter prosecutes the
curing of such default-with,'due diligence and in -good faith.
(i") If an • Event of De'fault.shall have) "b,eeh' declared ,under any other Loan Document subject to -,the expiration or any applicable cure period set forth in such
documents.
2.2 REMEDIES': U.pon,the occurrence of an Event.ofcDefault hereunder,
Agency may, at its option'(i)"bywritte'n notice to Borrower, declare the entire unpaid
principal balance of this Note, together with :all accrued interest th'ereon and all sums
due hereunder, immediatelydue,an"d. payable regardl'ess.of. any'prior forbearance, (ii)
exercise any and all rights,,and remedies. availabl,e;to'it under applicable law, and (iii)
exercise any ,and all rights ;and remedies avail'abl'a to Agency under this Note and the
other Loan Documents., including without limitation.the,,right to,pursue foreclosure under
the Deed.of'Trust: Borrower shall pay all reasonable costs' and' expenses'incurred by or
on behalfcf Agency including,,without limitation, reasonable attorneys' fees,, incurred in
con'nection..wifh Age„n'cy's e"n'forcement of this Note and -the exercise'"of,any or all of its
rights and remedies ''hereunder and all such' sums, shall°be-a partI -I the indebtedness
secured by th.e' Deed o'f`Trust'' °e
2.3 ' DEFAULT RATE. Upon the occurrence:'of'an, Event of Default, interest
shall automatically,, be increased without notice.to the rate;of ten percent (10%) per
annum (th'e °''De:fa:ult Rate"), provided however, if any "paymeent due hereunder is not
paid when due;, the .Default 'Rate, shall apply commencing upon; the due date for such
payment INheri,Borrower 's;,' "in:default, the Default;Rate'shall no longer apply,
and the interest ,rate shall once again be the rate specified in the first paragraph of this
Note. 'Nofw'ithsta;nd,in_° tfe:fo g"regoing provisions; .if,the, interest rate charged exceeds the
ma
xi,mum legal rate..of interest, the rate shall belhe max.im_um.rate permitted by law.
u 71'2663-5 30
The TrnP osition or acceptance of the; Default Rate shall in no event constitute .a waiver of
a -, default under this'Nofe.or prevent, Agency from exercising -any of its other rights or
remedies.
3. MISCELLANEOUS
33:.1: - 'WAIVER. The rights and remedies of Agency under-th'is Note shall' be
cumulative a.nd not alternative.. No waiver by Agency of any right or remedy ,underthis
Note shall be effective .unless in �a writing, signed by Agency. Neither the failure nor any,
delay in exercising any, right, power or privilege .under this Note will o.perate,,,as a wai.ver..
of suchlri.gh;f, power or privilege, and no single or partial exercise of any such right,
power.or:privilege by Agency, will preclude any' other or further exercise of such right,
power or privilege or the exercise of.any 'othe'r right, power or'privilege. 'To the
maximum extent permitted by applica-ble Iaw ;(a) no claim or right of Agency arising out
ofthis Note can be discharged :by Agency,, in, whole` or in part, by.:a, waiver or
renunciation of the claim or right, unless in a writing, signed by Agency; (b:)'no waiver
that, may be given by Agency will be applicable,except 'in the specific instance fog which
it'is given; -and (c), no notice to or, demand on Borrower will be deemed to be ,a waiver of
any Tobligation ..of Borrower or of the, fight of Agency to take further action wifhout,notice
or demand as provided in this Note. 'Borrower h'erebywaives presentment, demand,
protest, notices of dishonor and of protest and' all defenses and' pleas -on the -grounds of =
any extension or extensions of the -tim.67 of payment or of any due date, under th'is.Note, •
in -whole or in part, whether before -or after maturity and with or without notice."
32. NOTICES. Any notice required or permitted to be given hereunder shall
be given in accordance with 'Section 7..1 of fhe Loan Agreement.
3.3. SEVERABILITY.' If anyprovision in this Note is held invalid, or
unenforceable by any: court. Of:cornpetent jurisdiction,'the other provisions of this Note
Will remain in full fo.rce.and effect. Any provision of this Note. held. invalid, or
unenforceable only in'part or„degree will remain 'in full force and effect to the ex_ tent not
held:ihvalid or unenforceable.
3,.4 GOVERNING LAW -VENUE. Th`i.s, Note shall be governed by the laws of
the, State of California without regard to principles of conflicts of laws. All persons and
entities in any. manner obligated underthis Note-conseht to the jurisdiction of any,
federal or state court',in the jurisdiction in which, the Property is located (the "Property,
Jurisdiction"). Borrower agrees -that`,,any controversy arising underor in relation to the
Note orany other Loan Document shall be litigated 'exclusively in .the Property
Jurisdiction._ The state and federa'I courts and authorities with jurisdiction ,i_n `the%Property
Jurisdiction shall have.exclu`si::ve jurisdiction over all controversies which shall arise
under, or in relation to the Note and any. Other Loan°Document. Borrower irrevoca,bly
consentss, to Iservice, jurisdiction:; and venue of,such courts''for any such `litigation and,
Waives any other venueto which it might be entitled by virtueof domicile, habitual
residence or otherwise.
7,12,60-; 31
I '
15. PARTIES IN INTEREST. This Note shall bind Borrower and its
successors and,,assigns an'd""shall-accrue'to the'benefit.of Agency'and its successors
and assigns.
3.6 .. SECTION''HEADUNGS, CONSTRUCTION: The headings. of 'Sections in
this 'Note: are provided for convenience only and will not affect.,its, construction or
'in'te'rpretation.
3.7 RELATIONSHIP'OF THE PARTIES..The'relationship of'Rorrower and
Agency under this Note, is, solely that of borrower and -lender, and the loan evidenced by
this'Note and secured by the' Deedof,eTrust will in no manner make Agency the partner
or joint venturer of Borrower.
3.8 TIME IS .OF THE ESSENCE. Time is of the essence with respect to every
provision of this -Note.
3.9 NONRECOURSE.. Except as exp.re.ssly,proVided in this Section 3.9,
Borrower shall have no personal liability for repayment ofthis `Note, and the sole
recourse of"Agency with' respect to," the repayment of t'h`'e principal "of, and interest (if
any) on, the Note shall be to the Property and the' Improvements and any other
collateral held by Agency as,security for ;this, Note; pro;'Vided.however, nothing contained
in the foregoing limitation of liability shall:
(A) impair the enforcement against all such security for the Loan of all the rights
and remedies of the Agency' under the Deed of Trust and any financing statements
Agency files in connection. with the Loan as each .of the foregoing may be amended,
modified, or restated fromAi,me to time;
(_) impair g g , y bring„a foreclosure ,action;, action for specific
B Im air the right of IA enc. to
performance or other appropriate action or proceeding to enable Agency to enforce and
realize upon the Deed of'trust ;"the interest in the Property"created thereby and any
other collateral given to Agency in connection with ,the indebtedness evidenced by this
Note, and to name. the Borrower as party defendant ey
in,any such action;
C b,' deemed in any as a demand foernoneyfw.thin tghe mean ssert the f Se unpaid
( ) el IF right
principal amount of the.�Loan' meaning o ction
431-.70 of the Californ'ia,,:Code off Civil Procedure,''"o.r any"successor provision thereto;
(D') constitute a waiver"o f any right which Agency�may have, under any
bankruptcy law to file 'a. claim for the full amount of the,:`i'ndebtedness owed to. Agency
under this ;Note or to .re,quire,1�that.the Property :and th,e Improvements, shall to
secure all .of the ;indebtedness owed to Agency' in accordance with this Note. and the
Deed of Trust;, or
• (E) 'li,mitl or r;,estrict the' ability of Agencytoseek.lor obtain a judgment against
Borrower to enforce against Borrower'to:
II
", 1 2rc,_-> 32
•
(a,) recover u_nderSections 4.8, 4.,13.2 or 4.15 of the Loan Agreement
:(pertaining to,B,o.rrower's indemnification obligations), or
(b) recover from%Borrower compensatory damages:as well.as other costs
and expenses incurred by Agency (including, without limitation attorneys fees
and expenses) arising as a result of the occurrence of any of the following:
(i_) 'an;y fraud, or material- misrepresentation on the Part of the
.Borrower„ any authorized representative 'of Borrower ir' connection with
the request for or creationof the Loa'n,, or in any Loan Document; or in
connection with any request for any action or consent by Agency in
connection with the Loan;
F (ii) any failure to maintain -insurance on -the Property as required
pursuant to the Loan Documents;
(iii) failure to pay taxes, assessments or other charges_ due on.tfe
Property and Improvements;
(iv) the presence�of hazardous or toxic material or waste on the
Property or other uiolat'ion of the Borrower's obligations -under Section 4.13
of the Loan Agreement or Section 7.11 of the Deed of Trust ('pertaining to
erivironmental matters);,
(v) the .occurrence of any act or omission of Borrower that results in
waste to or of the Property or the Improvements and which has a material
adverse effect on the value of th'e. Property or the Improvernents",11
(v`,i) the'.rernoVal 'or disposal of any personal property or fixtures in
violation of the Deed of Trust;
(vii,) the material misapplication of the Loan Proceeds; or
(viii) the material misapplication of .th,e' proceeds of any insurance
policy, or award resulting from cond'errination or the exercise of fhe power
o,f eminent.domain or by reason of damage, Icss or destruction'to any
portion of the. Property orthe Improvements.
4.. 'WAIVER OF'TRIAL BY'JU.RY-. BORROWER AND AGENCY'EACH (A) AGREE NOT
TO ELECT A TRIAL BY JURY WITH RESPECT TO ANY ISSUE ARISING OUT 0.F THIS
NOTE OR THE RELATIONSHIP BETWEEN THE PARTIES AS' LENDER,AND BORROWER
THAT IS TRIABLE,OF'RIGHT BY A,JU;RY, AND (':B) WAIVE ANY RIGHT TO TRIAL BY JURY
WITH RESPECT TO SUCH ISSUE TO THE,EXTENT THAT ANY-SUCH:,RI'G'HT EXISTS
NOW OR IN THE FUTURE. THIS'WAIVER OF RIGHT TO TRIAL BY..J:URY IS SEPARATELY
712663-5 33
u
A
GIVEN BY EACH PARTY, KNOWINGLY AND VOLUNTARILY WITH THE BENEFIT OF
COMPETENT"LEGA'L CQUNSEL.
IN WITNESS WHEREOF, Borrower has executed and delivered this Note as of
the date first written above.
BORROWER
SPECIMEN FORM
STEPHEN A. LI'ND 1994 TRUST
UITID August 29, 1994
By:
Stephen A. Lind, Trustee
Elizabeth Dick
Approved as to form: •
SPECIMEN FORM
Agency Counsel
34
•
7,12663-5
Exhibit E
FORM OF'D'EED OF'TRUST