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HomeMy WebLinkAboutAgenda Bill 3.B 11/15/2004'' ^' s .._.. ", CITY OF PE VIA,, CALIFORNIA AGEN, DA � III N � 15 , Agenda Title Meeting Date II Resolution Adopting Citywide, Records Management. Retention i. November 15, 2004 and Destruction Schedule forthe City f-Tetaluma. ty Meeting Tim e: Z 3 :00 PM ❑ 7:00 'PM Category (check one) Z Consent Calendar Pub lic Hearing New Business ❑ 4 ❑ Unfinished Business ❑ Presentation De - or : P Direc € Contact Person:' Phone. Number City lerk ty Ga y l& Ga l& Petersen .Gayle' Petersen. - " (707) 778 -4361 Cost of Proposal N/A Account Number -N /A Amount Budgeted N/A Name.of.Fund N/A Attachments "to Agenda Packet Item Resolution Adopting a Citywide Records Management Retention and Destruction Schedule. ty of Petal uma has several adopted retention schedules, Summary Statement Currently, the Ci . crea p ed by individual„ departments.. In an' effort to update the, information P c to and create a tywide document to be used ' by all departments, the City Clerk met with each , on and destruction needs. Anew sc dressed •theifv hidividu re has g oc been creeat d that meets'current law ,incor orates di ital documents' and' better describes documents _ 'On housed in each department. ce 'refined the schedule,,, was,, again circulated to departments for input and confirmation that it met their needs. Recommended City .Council"- Action /Suggested Motion d that ; the City Council adopt proposed Resolution Approving 'a New Citywide ;and Destruction Schedule. Retention' Records iev wed li Fina`n''ce.Director: Reviewed.b �`' At'torne < e: A ro Cit Mana er: Date: ate: C T A = 2004 To s" ate: - RevisYon. #' and bate.,Reyised . File Code # r ,. i CITY 01F PETAL JMA'' CALIFORNIA November 15, 2004 AGENDA REPORT FOR Adoption of Update Rec' the' City ogPetalumatenton and Destruction Schedule for Mana ement R, EXECUTIVE U M MARY: few Y c ity p w IVIMARY For- °the � w,, ears, cit . de; `artments have been : managing their records P y ppad�nt schedules have not been based ' on Individual de .. artmental. schedules ado . ted. The curre � upd'atedaince' 19 97'. ��The�,Clt ��1lerk m`et w,I�th each de, artrhent,to dress their specific needs and is now proposing 'a citywide ,retention and destruction schedule;tb be utilized: by all departments. BACKGROUND; So as t gement o address records rnana - qnd storage of documents citywide, and in an effort to ;address optical ,im needs for, the ;future,,.,, theClty Clerk undertook the task of meeting with each department to- address their Individual 'records.ma'nage,ment - needs. A new updated list of documents was created' and then circulated again f the department directors for approval. The 11 s now br City, Clerk i i;nging forward th''e proposed Citywide Retention and Destruction Schedule for approval by. th:e. City Council. With this: approval:, the Clty Clerk.wll be able to facilitate destruction efforts with Individual departments wif approval of Council, as long as:the destruction of Alks bich documents Is'done in. accord ncb with.the adopted Retention and Destruction Schedule. By Wimoving forward . with, the destruction of applicable documents the City,,Clerk will be able to better g g' p n; facilit Fort Does a e optical imag I ' y y ' p .ying .26 - s d e'racubie foot . for storage g ng efforts for rn'ana e. storq, e s ace at our off -site y ( ) < < r various departments. The CIt: currentl " is a i cent' p' along with pecific'fees for retrieval• ofiboxes „on a reguiar basis .costing a monthly average of $1,037.00. Purging and destroying appropriate documents' is the first crucial step toward moving forward with optical Imaging. Placing records Into optio imaging ,tprmaf4 Will, provide easier access to outdated documents by. citizens and employees, as well as , eliminate` the ' °useless.storage of several boxes of paper, h ado the y adopt y idual'., .,de artmental sc ed w cit wide schedule and eon c t� ' ,{ ould choose to not ad o the ne _ ules or, the Council could . �opeRatin With outdated, v _ . P. � - _.: updated Citywide Records Management Retention and Destruction Schedule. u,. FiniaNCiaL annPdcrs Although there would `be a cost to optically image appropriate documents, the reater, cost savor s is in the de In , space d at our off -site storage facility. Additionally, g g relates to th n r °of boxes that would. not have to be there would b'e a+ cost sauin s as it, umbe, retrieved on a =regular basis If the Information within-those frequently requested boxes were optically imaged. Y CONCLUSI ON It is In t he best Interests of the City to have a Citywide: Records Management Retention. , and Destruction Schedule that isAutilize.d.by all departments citywide. �, RECOMMENDAT[ oN The City,, Clerk recommends, approval 'of the Resolution Adopting , a Citywide Records Management Retention and, Destruction Schedule. 4 RESOLUTION ADOPTING CITYWIDE RECORDS MANAGEMENT RETENTION AND DESTRUCTION SCHEDULE FOR 114E CITY OF l°ETAL UMA. WHEREAS, The 'City -of Petaluma records are subject to the retention regulations of the Government Code; and WHEREAS, the 'C Council of the City f Petaluma .ma, authorize ,retention y Y 'schedules and destruction of obsolete Ci,tyrecords pursuant to.th'e Governrnent 'Code; and, - WHEREAS, the proposed Citywide Records Retention and, Destruction Schedule has been extensively reviewed by the City Clerk, Department Managers an'd the City Attorney, ,and WHEREAS, records retention : chedu'les constitute an active, continuing program. 'for :,the maintenance .and disposition of records and the City Council' approval of G Citywide Records Retention and,:Destru`ction Schedule constrfutes continuing, approval:'for. the Department H:ed`d' to properly idispose bf. th,e obsolete records as indicated on the: attached schedule (Exhibit "'A ") with , they concurrent . doptovaif of the City Clerk and City Attorney. NOW, THEREFORE,. BE IT' RES:O.LVED by the City Council of the''City of Petaluma, pursuant t.o applicable Statutes-, as follows: 1. The Citywide, Records Retention dnd Destruction Schedule is hereby approved; and, 22. The ultimate disposition. of records pursuant to - the attached schedule; is. hereby gpproved ,'by the City Council'upon signed authorization of the Departm,erit Head, City Clerk and City Attorney without :further City Council acfion; and; 3. ' 11 prior Retention S'ch'edules - for the City of Petaluma dre hereby rpealed. __ -. -- s^_ ,� „rr 3:., -� m �;: r _.,� ,; rm'_'° - 5 :: . * n n :. ^ <' ,': ✓, ,,, r, �"^. :..: �',. -..: , ....,r''3.'«. 2 4'T'. %`�"'�.` `':;. �' v z' ^'sr r 1sy�.s - - r7 ."�: " 'a?` !_'^., c zs" e �, F ... � ,✓ ,i.spSAx z. r tMk t,r .,.>, s .:i -- � _: s 'a .., z ✓ ..,_ -: ; ' , : , - 2- ... 4, . , « . �": ;.- a z y. :. " t � & x r '3 ' :a q _ 7 'ti p SI _ ' "✓ 3 + x. . L , "4 .N v,.r° _ sue. a QQ // 11 G�Z` s ®YYl2G� .,;... ..k, _ ?' , N ..., , s Ss , �X«.'. ^ " r` s:.R� .tentI' nmN&K- 1. �` Novder>i ber,2004;- �85a ®raft Re.co d e .,, z m s gYe a 9R jxF N�a's„a:3:v eparfinent DM = Administrative Services (Finance, Human Resources, Risk Management) TTY = City, Attorney = MGR = City Manager C = City Clerk PD = Police DD = Community Development PFS - = Public Facilities-and Services )D: -- Economic Developrr►ent & Redevelopment PR : = Parks and Recreation RE =Fire - WRC Water Resources & Conservation P -' = General Plan_ - OUS = Housing urrent* /Total Retention : Disposition J = After Audit = Destroy paper document after stored in alternate format - L - = Closed /Completed /Terminated (TBD Microfilm /CD Rom /Etc.) U. = Current P = Retain paper document - permanently Permanent - P* _ - Retain: paper document and store in alternate-format (TBD) - - Super§eded; D = Destroy after retention period expires = - =Terminated (Personnel; Volunteers) )gal Citation If _none, record should be_kep.t no less than two years as required'`in G.C. 34090(d). =tention Code: This code is used for input into the computerized records management index. OTE: "Non- Records" have not been included as part of this Records Retention Schedule. A "non- record" 'is any paper generated during the course of usiness that does not merit retention because it does not contain information of a significant or lasting value:. Rough drafts, transmittal letters, cover memos; ublications (unless printed by the Cityin the course of business) or other resource material, and copies of original documents such-as agreements, ,minutes; 'dinances, resolutions,. agendas, etc., unless an integral part of a file, are examples of non - records. Non - record material can be disposed of at the iscretion of the Dept Head. f office space is at a premium, records in this category may stored at the City's off -site records storage facility, since they may be easily �trieved. * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved Page 1 * If office space is at a premium, records.in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 2 •'- '� - ._,.. ,..: _- 2 , i. : +- Ft!. T r -. M: r ;3 ...pls �` '.Y :`K. , ,. .. . ,r.,. .: �: ..- r [ ...' $ ...,.,,. 3 .. ,.. � ae - , .,.. -.. ea X u 9` .. L ✓ : `:�*-Y"x ,:'k: '. ': - -`.- -'.:: '.�2.. g . � T � >ty � . * S¢+" D �•: '., � J`� .,, � I ....:. 4 . .. iJ ,i' 1. �:: �*, : Jr; 4 - }: vy al'-` `Citation •p ti +, ,n..' ,. �.'. '•'�, 1 ','.} Po. ,.,,L`"' , ... . < ,� s�,a =, . . , s , v . n».*:. -Y'k.< ✓ ..i. -. -< -«.,. .. , mZ k""�` .�1,�:t9.., > °� .$ . 4' :,. t'z'� -ti- *gi 5� -> of fk ,. i � �.�bxak+ Abandonments /Vacatio_ns/ CC =- CU P P* GC §34090 (a) -- Closures - Streets Abatements (Code Enforcement) CC CL + 2 CL + 8 D Abatements, Weed CC 2 2 D City Clerk - retains Council staff reports permanently; Assessments are recorded = with the County when appropriate; GC §34090 Accident Reports; -Non- Fatal PD' -CL + 2- . P' P Note; For traffic collision' fatalities,�ret"ain permanently per recommendation. of` Secret ary`of State. Accident" Reports, Non -Fatal PD - CL + 2 CL + 2 D Authority. The Secretary of State' has recommended this -_ retention period per - GC §34090, which doe not authorize the destruction of records less than 2 yrs old. Accounts Payable Records ADM 2 Au + 7 D GC §34090 Accounts Receivable Records ADM 2 AU ± 7 D GC§ 34090 Acquisition or Sale - Real. Property Dept. CL + 2 P P* (Excluding Original and ADM Deeds /Easements) If office, space is at a premium,' records in this category may be stored at the Cit 's records facility, -as they may be easily retrieved. Page 3 R ... Or *, isposi idmgtx V� g Z Tit le, 4R'e lr � 1� DO IT ". I � , � - , __, 'on - 6 2 YV6W Ir C i t d t i 6 iail f a Oi. 0 N FM ­.-AA 76 egZ hqwwo, m r.5 ex pe�q "A xi 7 5i - Disciplinary/Investigatory PD CU + 2 CU + 2 D Note: Scope of these - records Records Relating to'Po is administrative actions Department Personnel internally initiated by'the Police Dept and relating to conduct of p6lico.7,' officers/departmental 'persdpnel. This record series does not include records pertaining to or initiated by citizen complaints governed by PC§832.5. Please refer to Row 52. Authority: GC§34090 (d) Agenda RepQrfs/Packefs (Pack ' et 2 5 D copies of staff reports & related d.ocumentS)_: City Council. cc Planning C ommission CIDD Commissions/Committees Staff Liaisons Agendas/Special Meeting Notices/ CC; 2 2 D Certificates of Posting /Meeting CDID Notes: Staff City Council Liaisons Flanning Commission Commissions/Committees ts - Capit I me t, 'nprove� n cc CL '2. P GC§,37090a; 4004; HS§ 19850 If office, space is at a premium,' records in this category may be stored at the Cit 's records facility, -as they may be easily retrieved. Page 3 :::. - >. Y .. :,.:u • :v± wa '... K ?t« 5 ....�. :. .. .,:. f-__.. _. ., x. ..w;r ... .:i: ,,� �:'. .t', i. to "3 . .. .a.k" x -: '"'" -fi kT_: ..:._�. 3,- .xkk- ::'mss.• .°m , .,rG`° Ya.., k4�.'J. 3..4;x.! h .: �. y �• . t.*:. .,q.�; � .34� ,,...: w :.w_. "F'_. w'`n. -,_ .-s. . «... ., ....::: _..,... . •.i.. • k'¢*...v' �`.,s I ... ` ..Y`^ '' S Y" h\ - a w ., .r. ..- ., r v . ._ , . . .. ,. . ..'.� ... •.___ ren - . � .. a ..M_. .P a.� .F.::..... .:�- f..5 s.'.;.. �=4- , \.::: : -, - � :.. _:.^ ,�.. , ,. .>- ...:.. ea ' , .,.\ ".° / _,,. ,:-?, •,. ,,. .:...x...:i.,n� - a :Cy. ,._4.P Ar.. k..• _ : "" 'r,� - ... ., . C..,. &!:J,^4 %.x ,+ ry „>%.� � . fi C,.... �, s,,...y Z' i` ♦ -, ., °# � y , 4 ��'£ S2 � � ;..�'* � J k b , >' S .CF . Ph 37R.r a 5 .," Agreements C ons General; CC- CL + 2 CL + 5 D 1 -_ CCP §337.2, 343 - s Professional Services,. and Reimbursement . _ . Agreements Subdivision", CC CL + 2 P GC §37090a; 4004; HS §'19.850 Airport Commission - CC 2 P Annexations - Reports - Agreements,, CC 2 P P* _ GC §34090 (a) -- Public' Notices - Apparatus and Equipment Records FIRE; _ 3 3 D Statute .of Limitations for . and Testing Heal fh Providers is 3 years; OSHA requires I year; State requires '2 years; Title•8; CA - Code Reg; §3203(b) (1)J ;. CP §340.5; GC §340- Apparatus, Equipment & Fixture FIRE Disp +7 Disp +7 = D Conforms vMh. agree rnents , Inventories published articles show? = years, auditing purposes; GC §34090 Appeals CC 2 P CCP §583:320(x) (3) z * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 4 • ,.': ,.. .. -.. -.n `a .�., p( t!, '�s?^ * w .. ..., 2. ...t -. ,.. , -. -. .., `S.. "T 'Ft -n, ,. ... :.�," .,.'. v, ., . p - r s. s: n f �$ ...Y' L' :..:. G, :` t ... s_.. ,.: ♦ .. -a?., e..R w. .....�._. N fir .,s,. .. ..ma- . • ,:... .., . ,+;, -' Dis osition -�w 1 .. �.�..:. _ .�u :.:, 4� :.Retention d � .� �. � r. Le� "al Citation ...InYears � �_. ,: �� _.. _ �. - ����D,ocs •. � . �. � �.. - -f d ro. r . n. vrF awx. ¢,v�ttawa.,- S4awx�.m�:a?:,+.v�s. a Appeals (Served Copies). PD CL + 2 CL + 2 D V,H Note: Original copy should be date- stamped and forwarded to City Atty: Authority: There is no specific statutory• authority ^for retention of this item however the ° Secretay of State has •recommended '''CU +3" retention period per authority of section covering , statute of limitations CCP §583.320(a)(3) but GC §34090(4) allows;Dept to authorize the destruction of records after.2 years :if no:,,: longer needed. Appointments - Council cc 2 CL + 5 D Appraisals;- Real Estate (i.e ., for Dept CL + 5* 10 D sale /acquisition) ( *After close of sale /acquisition or completion of project) * If office space is at a premium,, . records in this category may be at ti eCity's off -site records facility;, as they may be easily` retrieved. Page 5 * If ioffice space is at a premium; records in _this category may be stored at the City's off -site records facility, as they may be_ easily retrieved - -„ Page 6 4 = r. �'_,»,, s ,...z�s� ��,w 8�.;.,w - :•,:.,c .: __ .;4'•p ,.,. ;F -,... .....' .t .:., a;: Title.:.of,Re.cortl . >.- 5 y.,:• `�,. `., ..':: :..v Ye. ,.� ,,� 4 ..:,... Z'}.: °v c - - ....: 3 s 2'.E _ :De t of �; P�....w v ..; ..�'!"w+T l ...:. -, ,.. w::.: ._:_. :: ° : ... .... ,�.._,. � .., $!:: , ....; ..` .,. s- .,...., am'. +�y . .... ,xi: �- � .�.. - Retenfion _ .� . .. Ins �, Years; .� ..:�).� :.. 4 °... "5n� � 3» ," _�,"^ P Dis ositi on,_ •_' �..� __.. M 3k. % t of. .. � Fi.,- Docs ,- „.: -: . S<6 k✓. � , M. ' x t { k .+Yµ _:Ueh .._ t ,r1. °:: � ,�,. »k.- t at. ,-�: ,... r• .�` + L , C ." F�.��. _, .: ' ; «. L'.nfi' - y c ' :9� Le` ah.Citatlon '�'�” 4F*+ ',�h Arrest /Conviction (Marijuana) _ P_ D- - CL:+ 2 CL + 2 -- D - V,H Not L`' e: "C' for this record HS§ 11357`(16) (c);, (d), (e). or - _ series denotes date of HS§ M 360;(b) Violations conviction or arrest if no Occurrinaafter:Jahuary 1', conviction; do not'dest oy if °. 1976 - pending civil actioragainst _ :- - lawenforcement` (see _ _ HS§ 1.1361.5(d)); this record series applicable to • - _ - convictions occurring =df -ter -' January+, 1996 or arrests not = - '- filed by conviction occurring after °January -.1, 1`996'; - _ exceptibr HS §`l 1357(e.)- the: records shall be retained until - a'.juvenile °offender attains,Jhe J, age of 18 years, then - ?° - _ destroyed pursuant to'_ §'1 1361.5 Authority: - = HS §7 1, 361.5 - Arrest /Conviction. (Marijuana) PD Mandatory Mandatory' Mandatory V,H Note: Applicable convictions -_ HS §',1.,1357(b), (c);, (d),, je) or destruction. destruction destruction occurring prior `to' J `l;, ' HS§ 1'1360`(b) Violations : notice., upon notice - upon notice 1996 or arrests not followed by Occurring before January 1, from DOJ from DOJ : from DOJ a conviction occurring prior' 1976_ _ to Janudry 1, 1996 for - violations of'HS§ 1 1357,'1136'4, 11365,115'50. Authority: Secretary of State Guidelines recommend this retention period per the . authority of HS §.,1 1361':5 which does not refer to such - violations. - -.::', :-.> m -. Y ?::k-'V..S' -. ...•,r,:. - b. .+ .x, , ., d <. .. ._.. o... 4- .,. : ,._ •te ..., d d.:r ., r ,,,r �, :..�.- ..- , : s ,.- .,a Y. ,, \._.,, '*. �-`., % "k::" 3 ... _ a'•:.: ..':., .i .r= : .. __ , . .. � ,. s , G.. - ,.. -s_ a .. ,” 9. rn „ ,,_: S'}, ➢ H-.. 'h..,. ' ?4,_.�. , ..:' _ fij. ..>x , .... .:.:...... ,c ... ... .,d <i'ti`^'k `� , .�..x y, M1 i : qx C -A .� t ;}'t .: .. :�- . .:: .. ... .. . . .. , ..::..h . ,. ,•t ;v ., ..., ,: „, ,..J +. g ri ,dy .:: '.: ,� _ Current ,. ..^'i b { ,.Y. � ?. k�t.s � Total :,. :+r' 3i Veh .,_.3d' .,::. .. - :� S. `: Retention �: „k K^ � _v A .of 'f - � �_ dA+ �.Le al$C�tation -Year -... ,.� s s . ,.. =f v.....\ � ,: �..�- . . ;. f/ _� 7 : ,- ». : �',� Docs� ,.. 5a � Code s^n.; sk ,.. � -� _.,�.......:�.sw. ...- . -1`,_. ...a J. "s ,_. e.. ,s! _ -_. .i.'.�.�. .`R.. ,. C �;...,..F emu, '.w .v�_a��3t .x c., >w.' -... :r...vr:�`+5., ;.�., .nwbk:�. m'a.uvrfd .n.�,.:+3a..�L $";n•A;s.�3:R�>.iYL1 - .Y>v.w.n.W�%��,,.,�.,. ,.%LiS:'gSt�%"S:%%�'7. �1 :- Articles of incorporation CC 2 P P* Assessment Districts - .Financial ADM CL +2 P. P* GC §34090 Documents. ' Assessrnent'Districts - Formation EDD CL + 2 P P *' Documents, Maps, Diagrams, P.FS Spreadsheets, Improvement Plans PR WRC Assessment Districts - Proposition 218 CC P P P California Constitution Article Ballots (For Fee Increases), XIII Assessor Parcel Files for Water ADM 2 2 D Customers including Correspondence, Door Hangers, Field, Service Requests, Lock -offs Asset Forfeiture PD CL: +2 CL +2 D Authority: Secretary'of'S,tate;. Investigation/Proceedings Guidelines recommend this Case File retention period per the authority of'GC §34090, which does not- authorizethe- destruction of records less than- 2 yrs old. Audio /Vi;deo Tapes /Meetings: CC 8 8 Recycle GC §34090. City Council CD,D 8 8 Planning;'CoMmission Staff" Commissions /Committees Liaisons Audited Financial-Reports (including ADM 2 P Redevelopment) * If office space'is at a premium, records in this category may b,e stored at the City "s off - site records facility; asthey maybe easily "retrieved. Page 7 If office space is at.a. premium records in this category may be stored at the City's off -site records facility, as they maybe easily retrieved-. Page 8 77 f _47 Audits/Working Papers ADM 2 AU + 5 D Bank S.ta 'ADM 2 AU + 7 D Bids, Requests for°Qubf6s:"ROOuests Dept 2 AU + 5 D CCP§337 for Proposals (ExcI_udhgTublic-- Projects) - SUCcEiSsfu Bids, Requests for Quotes, Requests CC- 2 2. D CCP§337 for Proposals (Including Public Projects) - Unsuccessful' Bonds - Arbitrage . Reports, ADM CL + 2 CL+ 10 D CCP§337.5 Continuing Disclosure Reports and Final Documentation, Official Statements, Defeasance ,6 ments (Including, D cu Reclevelopmen-tAgenc y) Budgets (EXclucling Redevelopment ADM 5 P P* A e g n Supporting Documents CU + 2 CU + 2 D 60'dbets (Redevelopment Agency) EDD 5 _P P* Building Permits CIDD 2 P GC 'HS§ 19850 Buiidi Permits- Denied CDD 'CL + 2 CL + 2 D 80ilding Plans - Non-Residential CDD CU P HS§ 19850 CC§ 1351 If office space is at.a. premium records in this category may be stored at the City's off -site records facility, as they maybe easily retrieved-. Page 8 0 0' Nk OS ?k or �" p9a G Lion n ',R,4 'Building Plans - Residential .(See CDD' CL + I CL+ 1 HS§T9850 Le,gal'Citation@/Codes for 'CQ§ 1351 Exceptions) Business Registration Applications = ADM 2 4. D , CQP§337 California State Dept CU +2 CU +'2 2 D 'V,H 'Authority: There is.nQ specific istatutory authority for Other•State Ageacies retention of this item; however, given ,its' historical Val0e, the Dept may consider retaining for 2 years under authority of GC§.84090,. which does not:aut-horize the destruction of records less than 2 years old. Campaign Statements - Successful cc 2 P GC§ COndidates andjor C'Ommitteos; campaign Stafern - cc 2 5 D GC§81009(b) Unsuccessf Candidates and/or Committees Capital Improvement Projects EDD CL + 2 P P* GC§34090,(a) PFS HS§ 19850 PR WRC If office space.-is a premi records ' ,in thiSn cafegory.,n)ay be-sfored at the City's off-site records facility, as they may be easily retrieved. Page 9 :;:q "�`' _� sl w4N � � , �s -„�"!� -- .. :... • _ ..... ;. Pxi Ea# � �e_. � x. -Y.. ,_. .. -. ' *r'+ m_'G N,.` �a +5. .. x i a E 5 `= Y;R•4`k w) wJ.. $ R <(• �„' ' °'+` +? :..: 'L "� a r#' R _. _.. ., .z. €, ..y �..;_ -• �W-w .�;, }�_: � { :t..;:x.'{, lti. S 'kx'�...'.. _. ) { #_ � ,.... ....:. ,k so, .. -._ :: ... , Current; £. �a.. '.?;. r s Dis a.'a y .§' R t� �'Y � ..yam 1c °. 'y F k� - L.mt , Retention . fis.. ... Code., � e N ,..Docs��?� .;_ r .. -_, _ - ; ` F t x' „s fl: -,3. • : •�. S .!� &N . 3 .5:. . E p� h' Case Books, Investigative- PD CL+ 2 - CL + 2 Note: Retained by division - until a case is - - suspended/closed;_ transferred `to Re co to be filed with associated.- Daily Reports file. _ Authority: Secretary of State_- . - Guidelines.recommend`this� retention period per the -_ - authority- GC §340901.which not:authorize the_:. - destruction of records less`' - than 2 yrs old. Case Files. PD P - P 'AuthorO.- Secretary of State-. Homicide; Investigator's File Guideliriesxecommend this retention, period per the statute of imitation for _ offenses: punishable = 'by •death life in pri "son per PC §799. Cash Receipts- ADM - . _ 2 AU 4- D CCP §337 Certificates of Compliance CDD 2 P P.* GC §34090`' (a) Certificates of Correction,'Recorded CC P P P *' GC §34090 (a) Certificates of Elevation (Part of CDD 2° P GC §34090 (a) Building Permit Files) HS §''19$50 Certificates of Occupancy (Part- of CDD 2 P GC §34090 (a). Building Permit Files) HS §19850 * if office space is at a premium, records in :this category mdy be stored at the City's off -site records facility, as they may be easily.retrieved. Page 10 - r .. y...s ... .::... . ....... � :. �...,.r. �' . ,.J. ✓ A .. .� : � iY �< . _t�{++?+,.4 _... ,lc, f rte,- ._.ix<, + „e.,.1& -.un4: ,.., P.. h *k ...... e_.. .., ....r,.,..: � °✓�4. rr s w ,. ,'t _. x.. - . �a8v�� ,< ..3 ^.ii'f .,. °r'�Yr f Totals �.. , � Retention .... r '1�i.PE ..... . _. - . F , ?., ...Ia4a.x95`�l#i "e'."�.s.. t.. ;iML`L� 3 Dis osI Lion S I.: - � t, �'�k^ OCS +'4:."W - .. , r ,., , �'aiJ�Y �� Y.. _.. f;.. � f� 5 `� k -- g ' ti:7h,�T, _`"i.°+#�.. }�$ +� �R "h cd^ ���� #„ Citations - PD V,H *Authority: Secretary of State recommends these periods of Cards -Dispatch & Field CU + 2 CU + 2 D retention per`GC §34090, `Interview which does not authorize the Citations: destruction of records less �. than 2 yrs old'. . Authority: . 1 136 HS §1 1357(e) Juvenile CU +2 CU + 2 D Authority: * See above HS §�11357(b),(c),; 1 1,360(b) CU + 2 CU ± „2 D Note:•OriginaI s'forwarded to violations court: Authority: 'See above Cite & Release CU + 2 CU + 2 D Authority:'`Secretary of-state, recommends this retention- - - period for per GC §34090:7 CA.. Vehicle Code,. Infractions CU + 90 CU + 90 days D (duplicates)`. - (Duplicates) days Note: Originals -0 forwarded to court' after agen processing; includes citations Parking /Traffic, Duplicates CO + 2 CU ± 2 D electronically created Authority: Secretary of State. recommends retention period for per GC §34090::7 Transmittals CU + 2 CU + 2 D (duplicates). Note:Gisting of,citations forwarded to court, filed for reference Authority:'* See above City Property Facilities - Proper,'ty ADM CU 10 D < Management Files * If office space is, at a premium, record's in this category may'be stored at-the City's off =site records ;facility, as they may be easily retrieved. Page 11 an)? 3' ,. ±..,. :... .....< 1 � .. ,,.. Y,. .,. .i` p,. ,� -.. ,: ._. De tof .._ PY .. �� .� . .,.n . .- C.urrent ...., j . T,otal s µ w� "a1- Title.of Record .,, ecor, In Years;.., Retenfion. of �� ,��,� Code Le Citation ��£ -� gg� « � a ( ears) n � ores � � t { M q�.,k' ..� �?� .3 u<ua, ,� .F .... ._ ... z _ .�' 5: ;.,,....5 #�R�C .3, .ra=. e�.du Z ak . ..Y. Claim Files (Police) Not Relating to -PD CU_+ 2 CU_+ 2 D V Authority": Secretary of State_ Citizen Complaint against Police recommends a retention Officer period of 6 years but citing " PC §832.5 ( :complaints-against police officer - 5 .yr retention. for such- records)`; - the Dept` may, retain a minimum :of' -2= yeas per GC §34090(d), :if the - record does, riot - pertain - Jo citizen complaint against police officer.und.' r PC §832.5. Claim Files (Police) Relating to PD CL + 5 CL +'5 - D V Norte: Claim copy; - Citizen Complaint against correspondence, Police Officer photographs; supporting documents° Claims - Damage ADM CL`,+ 2 CL + 5 D, GC §25105:5 Claims,- Financial Documents ADM CL+ 2 Ci_ + 5 D GC §25105:5 Claims Legal Documents ATTY CL + 2" CL + 5 D_ GC §25105:5 Code Enforcement - Recorded Liens CDD P P and Releases Code Enforcement - Vehicle Pb P P (State Mandated Program) : Abatement Commercial Facilities (Permits, FIRE- P P P Vital records; GC §34090 Emergency Plans, inspection Reports, Correspondence) * If office space is at a premium, records in this ,category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 12 c ` s �r, i:.r�' '.. ,3;r�. - ,( rs 'k ` ,". ,F ,. :•: !. -: ?ry ,....n 5..... x. .. a :..:i �' . 3. 5'w _.. 4,_.,... :': ",.E .x' ,p. dj ➢ 'a - ♦.....,. m.X a F'u i"� ": i`Y e' iii,.:.: ,3. ..,. .. ... ,,. d...G ., Fr . ,... rT-. ( .:. ..x v�^ .... -1 _. M.9:'.....:.x .:C. -2. � . .. .,, y V, •,...,. a.:::. �:3... ,..,. .:L<. ..,. ,. Cu,rrent ,,. . :..a- �3n„ xKr �x 1 E ,. .:,.. Zotal. � .h. ... .... • • ..,x.Y xi _.'..,x' ,, Dis i ,.�a, � .,.Y xe�r a f`_,,.. k a Title;of= .�. n *._ � ... �:� ..� ,.. •. ,Y,�.. - 2,21R . �-� ,� � �d; --,�r Ueh � Le "alCitation ,Record. , <� . .r_..a Rec7 rd ...Retention f . � w s� a v a ,ode , Communication 'PD CU + 2 CU + 2 D Authority, - : Secretary of State Equipment - Radio Logs recommends, this retention (Communication) period per'authorityof Field Interrogation Form GC §'34090, which does not General Orders authorize destruction of Radar Calibration Reports records less than 2 yr$ Conflict of Interest Code CC S 5+2 D Correspondence = Chronological. Dept 2 2 D Files Correspondence - General Dept 2 2 • D Correspondence and Attachments Dept 10 days 10 days D Note: This record: series does Stored in Electronic Format not include the printed paper- record of - electronic -mail correspondence and attachments. (Compare with Row #4 "6) Authority` There` "is no specific statutory authority for retention, of these items, however, jhe Cify's ,computer system, having a.lirriited r capacity purges electronic' - mail messages on a regular basis. Also see City's Computer System_ Usage Policy. z * If office space is at a premium,; records in this category maybe stored at the City's off site records facility, as they may be ecdly retrieved. Page 13 k .ai . .. is osition _ .e t of - T ,, .. _.,_. ,.,_., .... , � •.._ ..,.:Retention �.�.� _ . ..� �, , x , � � �_ ,. ._ ,. _ ,.. _ � s �.x..: � _ �. w..:,_ � � -�.� • _. �. , Of � .�- :.Le al_Citation . K} - � _..., _ ._ -, .. .... j..,a n, -�: ,„`�. _. .... ;.,..._� .3 ..,: -, . � ..._ .,,k.._ .. .t ._ �, .t7 .;.kat +r ,. '�� a,.. i �; •.�- �,° arc ' - - .. Crime Reports - Felony With or PD See Legal - Note: The destruction of = Without Arrest Citation felony, misdemeanor .and infraction crime /supplemental reports is permitted provide_ d: ( does not relate to an ` _ unadjudicated arrest except for HS§ 11357 or § 1 1360 - _ violations;: (2) does not ;relate - = to on, served-warrants; (3) does -- not involve "identifiable items - - which have not been recovered` (4) does not relate to v'ioldtions.lisfed: in PC§ 799, 800; ('5) does-not relate `to, PC §290 (specified registrants), §457arson), or HS§ 11590 (specified registrants); and (6) edses =are riot presently = involved in civil or criminal litigation = *Authority: Secretary State �Guidelinesrecommend - ° -- assigning retention on applicable statute of limitation'.i:e PC §:800,801: °6 yr for.bffenses punishable by ._ _ imprisonment in state prison for 8 yr +; consider Tolling /Exte-nsion of time . . periods in P.0 §804, consider appeals in progress or "3 Strikes," if''applicable. *: If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they -may be easily retrieved. - Page 14 - V `Win _, Reco W N � I " C urrent * rre hr, " N A T, td i 0 Isposi loni. t a . N C J6 d 6 A 0- LegC3LUITCITI0IV - ­.q Crime Reports - PD CU + 2 CU + 2. D (See Legal VIH :Nbt&I destruction of 'Misdeme.anor/infr.ac'tions Citation) felony; misdemeanor and infraction crime/supplemental reports is perrnitfo�d provided (1) does n6frelafe to an onadjudip ofed'arrest. except for HS§ 11357 or 11360' :Vibldtibns; (2) does .not relate to unseryed, warrants; (3) does not involve iderififidbla items which have not been recovered, m (4) does relate to-viblc(tions listed in PC§799, OW (5) does, not relate to PC ( specified registrants), §.457.1 '(arson),, or`HS§ 11590' ifi d re gistrants); (s pec 0. and (6). cases are nbf,pfes6ntly involved in. civil or criminal litigation Authority: GC§:34090 Customer Services ADM Billing Registers Cu CL A- 3 Services Orders Cu CL + 2 Address Files Cu P Customer Account Histories Cu CL + 2 *.If office space is at a premi0m, records in this `category may be stored at the :'City's off records facility, as they m ay be easily retrieved. Page 15 ^S twr :P: h,,SS' •.... .. X< „ cux .>, �. `' - "5 :Y 'u 3 - 'y, �°•,, - n hais, R � >.. ,.:�.„n x�. n...< ,. .._,.tee~ w » _ a, x+ .vt a'F Y+ . 4,. ,.. >E ? � wf� ..; a ,.,.w.a.,. ': ?•n..- . -5y ���.t.. .. ,. », .,K. ..r. _ .,F"s";a. Daily Activity Logs PD CU +'6 CU + 6 D V Note:. Daily report of staffing; bookings%teleases, transfers, transportation. Authority: Secretary of- State _ - recommends this:.retention period per GC §340.Q0 Day Sheets (Station Logs- FIRE 3 3 D Statute of. Limitations for He.alth.P,royiders is 3 yeas; CPA §34.Q.5 GC §340:90. Deeds /Easements CC P P . _ r P *= GC §34090(x) Dept Manual PD - S - S V,H Changes to Manual are - recorded in the. General Orders (permanent). ;Design and Construction.Standards; CDD S P pFS -_ D.esfruction of Crime Property° -PD - - - Guns. _ P P - P V Authority'Secretary of State Narcotics P' P P V,H recommends this�retention - -` period with no citing authority. - Development 8 :Redevelopment GC 2 P P Agreements Development Entitlement Files:_ CDD P P Address Files - * if office space is at a premium, records in this; category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 16 +�... 5. .. ,... .. .a... -{ ✓J.... .$'- .Y.b^.. .... . .. ...... �. i ..3.: : X1 k k_ .✓r . .v, ., ,.. ? ?..:,. i v».. .. hF• -« fr .R � .,'S..: Y Y§?Fe.... .. L. .. _ . �. R ( ...,::,.. g. � • ,.., � � �,• � v :l Y .:. < ` 3 n • � w - de v n, ( fi d ,. 'r' : s sn .9- t"•.�- ; ;i 5: r .,. - rx . - iDevelopment Entitlement Files: C CDD C CO P P' G GC §34090 (d) Annexations - Formation'Documents Develop men't'Entitlement. Files: C CDD 2 2 ' 'P ' 'CCP § 583:320(a) (3) _ Appeals Develo,pmenFEntitl.em6flt Files: C CDD C CU- P P Conditional U`se Permit Project Files Development Entitlement Files C CDD 2 2 P P * *' Design Re Development Entitlement Files: C CDD S S P P Design Review Guidelines Development Entitlement Files: C CDD 2 2 P P G GC §34090 (a)' En vifon m e ntaMocOmen ts C CEQA Guidelines D:evelopmen_f._Entitlement Files: C CDD C CU P P P P G G.0 §;3.4090 (a) Parcel Maps - Tentative - - HS§ 1`9850 Development Entitlement.Files: C CDD C CL + 2 P P P P* G GC §,34090 (a) Subdivisions H HS§ 19850 Development Entitlement Files: C CDD C CL + 2 P P P P* G GC §34090 (a) 'Traffic Analysis H HS §19850 Development Projects C CDD C CL + 2 P P P P* EDD. Dispatch Audio Tapes P PD 1 100 days 1 100 days R Recycle R Retention applies unless" there `is pending 'litigation; GC §34090:6 If office space is at a ,premium, records in. this category may be stored -at the City's off. -site records facility, they may ,easily retrieved. Page 17 b "O 6 "3""T Qfio - brivers License Data - .C lass PD Upon,, Upon Receipt D MUst obtain, review, Receipt of of Pull Notice date public , &&ih'g _n, Pull Notice System Report record until, receipt-of pu . 11 System or + 2 notice system. report & obtain Report or T + a new report every 6. months,-', 2 not accessible to the'public YC§ 1808.1 190842; 1:808I1 Economic- Development Plans EDD CL 4- '2 1 + 5- -Election. Results = City cc =4 P P?l Emergency Preparedness Plan FIRE S­ S+2 D Eminent Ddmain . Judgments .-Cc 2 P. P* (Excluding those for Public Works Projec oj fs) Employee Records - Ben - fits AIDW CU + 2 CO D GC§ 1 294 , 6 Employee. Records - Classification; 2, = P WagelRdt - Employee Records - Memorandums CC S P P* GC§ 12946 of Understanding Employee Records - PERS/Social ADM CU + 5 p p GC§ 1 2946 S,ecurity/SSI - Retirees I z Employee Records - PERS/Social ADM CU + 5 P P GC§ 12946 SecuritV/SSI - Terminated' If office space is at a;premium, records in-this category may be stored at the City's off-site records facility, as-they may be easily retrieved. Page 18 .. x..... , ........ .. .._ ..t ..4. , - -' .+`•R'.<.. ''v. wh a ., ."•' ..: �' S l _ zap ..., -.,_ ..'. -;..- / ry, f .. - ''�,n^ ..... ^, ..^� : ?: .....x., ,. ,.. �+ i. k,. 't <.. ,.. e .'r";, t " F` W ^: ..4•�i i` y ..,i: V..:."'M .., ry ..� �L y *4 -, +M.:a9 .. .. �� �+ my:. & £3'r :.ad ,Ja �.. �a` ?'.� . A1 ,2 ..,t"C .;, "- `A ., y ..:.Total .x;,..,: ..� <,:<. .�✓.� e t of_ • P ., Current . ,, . n .i~ .. � � V h ... -s. .axx _to 9 s_. "'� ,'. .•.,. ... au ..._... x '; ; ; -d:3 ,Retenfion st 7 ,�' y -: S' `„ � e '� - .. .. ,: � �_ ,In.Years = � Docs �? ".a. p+ ^,. �. 'R`�a �:��a. � .+Y .,. ... . 3 t.. .... s Atd.:.. k" ., ,....., -- _.3���`T r ....F... N& � ez. .> .:gym, „. <ysste•., cG4� _:.r.. «,.�'t,u.:u�^_x.'5� +.� ,.a.., - ..- .hxo.. ,.s.+': � e✓. -� � +..b� �.�'m%'>$a d�'A ,_- ,?,.d3 .b-.. r. sadgz •Meg r'b��A n.. Y � � &F.! >._-., =:e.?. $`" e , `,... a.h. .S Employee Records - Personnel Files - ADM CU + 5; P G.C§ 12946_ Retirees' Employee Records. - Personnel Files- ADM CU +5 P GC §12946 Terminated Employee Records - Recruitment ADM CL + 2 CL + 2 D GC §.12946 Employee Records - Reports and ADM CU: + 2 CU + 15 D GC§ l 2946- Studies (Employee Statistics, Benefit Activity, Liability Loss,. Classification. and Wage Rates)' Employee Records - Training ADM S S+2 D GC. §12946 Programs Encroachment Permits CDD . CU CU + 2 D Projects requiring Encroachment Permit as part of entitlement will have` permit 'in Entitlement File. Endowments CC P P P Environmental Documents EDD 2 P GC §34090 (d) PFS CEQA Guidelines WRC * If office space is at a :premium; records in, this category may be. stored' at '-h -Ci fy's off -site records facility, as ;they may be :easily retrieved. Page 19 .. :.. .;`^1 ? .� -✓- -,. G .., ::,a. C 2�y :, ! ,...,. � :rc ,r k+�.s> � _ - a,., st_. a>P 0.r9 ,...f „ rT ...::.. x_. fi, .. 3 +. .� ,, ,<.. ... :. s > ';: 5'3K�...x "S">. r' ,__:. ...._. Y f'rP:f.' .. ., • .,... x y lf �L,:- � i. : .....'a .. ::. ,..a.., -� .:., 4c. +s t Y+ ?" •9 ;�. -�,":' i .l �. >... . - :.'.. ...=. s.. _:.:., � .X. S `'s�. - . y. :,., ��.., f . :•.e _ ;.1 ,.v..... - .: .Y 4 Fs*+�;.�, .,_s..: k , t:.: ,., x N'R. ...M.> k >v '3".,. ,fP. +` }.; - .µ �. ,,f $ " ...�., ....,� < iti' -. Title.2of Recortl _. _.Current �". b'. .e$'; _ �-? f;,..._ Le .. t ,..:.n .,: Ix - .x "., . ». a v ..: W .. _, gr . -� .k _.. - ..: >_: xt. 1 � ... i � Y:E ...._. ...a:> c r Pe P. .. .. r ,: rn f -. .:». .... .- .� __: -: --,f Record ":.. _ ..:. q .. _,. � -. f.. b Z_ .... t ,.. I na.Years .. ) .i....., 2 , _. ,Retention '.:: ..,...... , _.. ,. h 6: 4 ^. rrf t .:s -..� S, d : of T v 3«. t , _... +.:,_,. <d .<�.^. :- T�e'. sk.s alCitation F ,✓ ,S Si::,.: � "� �. .. P.� r ter, .. .,: ..n.. ,,.z '�. F Z, ...... thE,x x. « .. ° C.. �At- � ... �..,_ ,.. Y -. :r .� >... .._:: � . ,» .. .:: _.. f �,.. � <..._ .,ice; 'I�'��e Vrs• � 3 , , 6' I�.o` CS ' dvz� Equipment Files.. Dept T + 1 T + 1 D Note: T for thisjecord1s Owners Manuals; termination of ownership of S..ervice /Maintenance; the. equipment. Purchase Information; and Authority: There is no specific Correspondence /Back -up statutory authorityfor Data retention of this ifem, however; the Secretor �`of State has recommended this retention period per the authority of GC §34090, which does not authorize the :i destruction: of records less than 2 years old. Equipment Records ADM S S. D Facility Rentals - PR CU = CL + 2 D Permits /Applications Fair Political Practices Commission _ CC CU + 5' CU + 5 D _ FPPG Opinion Bulletins and General. Informcition False -Alarm Files FIRE; .- 2. 2 - D G.0 §34090: Federal 'Agencies PD CU + 2 CU +2 D v,H Authority: . There is no specific statutory authority'for retention ;of this ite however, given its historical value, th Dept may consider retaining for 2 years under authority of GC §34090, which does not authorize t destruction of records-less than 2 years old._ * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 20 _ If office space is at a p remium, r - i qthi5'C9tegorymdy be stored. at the City's off-site records facility, as "they may bel,easily retrieved. Page 21 D Aft, M?,i@u;.t4 �g 1WOdITC N- g! 7 � & Fees -Dept S S: 'Fingerprint - Employment PD T ± 2 - : T + 2 Note., Pap e authorizing fingerprinting and background checks for tify Employment Applicants. Auf1horit)i"Secretaiq Of 5fdte recommends this retention peri Od per GC§ . 346K. which does not authorize the destruction Of'records less than 2"yrs Soo also GC§'] 2946 -rp Finge rints PD Note: Includes hardcopy and Suspect, Adult /Juvenile C C D V digitized; destroy after original purpose, achieved; - Certain license applicants. T 2 T 2 D V adult/Juvenile suspected of a crime taken for c omparlson. Records Latent Au,th&ity.'Secretdry'of State recommends this retention period per Law. Ehfofcerhent Management Guide. by POST, and. GC§34090, - which does not authorize the°destruction of records less than 2'yrs, old.� ecretary of State recommend_s:albpliicab.l.e retention period `for case stc(tute of1ir 'Ovi.dence is destroyed. Fire,Incident Statistics FIRE 10 10 D Retained1of historic. and administrative value, GC §.-34090 If office space is at a p remium, r - i qthi5'C9tegorymdy be stored. at the City's off-site records facility, as "they may bel,easily retrieved. Page 21 If office space is at a premium, records in this category may be stored at the City's off -site records facility; as may be easily retrieved. Page 22 Alk " ,.. §�:: � ;.r sue.. .. ,�..,. t ,Total,,..,. Dis osifion . ..�,,,� - ,..:�. "`����� ,��.. ,..� � ,•:.,.De t of ,...,r��,. :r..- Current �- .,�<.�� �� ,� Title .of Record :... ,- .Retenti � ..... � ' .., ,. ,. .,: w : Le al Citation ce ; _ .. .r,'k au w 2 _ ,. . ;4 Fire Investigation Reports FIRF 2 10 D Administrative value Criminal records are transmitted to. DOJ and retained by State; _ GC §34090 Flood Plain Docomen;tation Y WRC CL + 2 _ P `Franchise and/or `Public- Ufility = .. CC 2 P P Agreem - General Ledger Reports 2:. - - AU + 5 D CCP. §337 General Plan GP S'_ P P* - General Plan (Working Papers,for =GP 5 1'_0 D Development of the General Plan') General Plan Amendments G'P CL n P *_ - - GC §34090 (a) General Plans and other land use _G;P 2 P P* GC §34090(d) ;a nd development policy and ocuents: regulatory d m - Goals /Work Programs Dept CO +'2- CU: + 2 D Grading Permits (See Building C 2 P GC §:34090 (a). Permits) HS§ 19850 Grand Jury Reports t CC 2 5 D Grants - Applications, Legal CC CL CL + 5 D Documentation and , Related Dept Correspondence If office space is at a premium, records in this category may be stored at the City's off -site records facility; as may be easily retrieved. Page 22 Alk " ,.. §�:: � ;.r k, .s• xg ..: `� .. x "t :... �' Y f" aa.. ...,, ... .. ... :.rs irc ...:, �...' -w. ,.. ... - «F l y -t? .t....,m �'�x,ri:n.:,x .. ,.. '2.. ui .a -.:; ° G§ } °. 3%' 3,e -1 ...s.w,§k:. ( Z ;' 4.. t . •.�" v,� .. ,.f. -- 1 - = .,.,:• .... ✓' .#.: _... _ . :3 t of_..._ :, t- .. Currenf*: - ^k a"! Total .'S'a,. - bis srtionx Pu,.. . -_ �_De p -_. ., . ,a3Yeh ofs-��. �;;, ... *... �f ..; x .� Le al C�tatwn f .. - -,, .. � ��� In Years � _Ret.entro'n� .,,.. �. : -� _,. ^., .._ v.. :. ...� , Code "c , f - :S i ' -: i 3 `` s rvaC..t.. t ,�;. w .{ , _ -r +•er. ..� � � In�Years ) �.. c ,t v� ; ,.Dots -� ».. .. ,.. ... _ .. .. , ...... . . . . Y Grants - Financial Documents CC CU • CL + 5 D ADM Grants - Project Documents /Reports Dept AU + 2 AU + 5 - D Grievance Files (Copies) ADM -CU + 2. CU + 2 . D V Note: Original with Human Resources; includes grievance filed by employees, 1suppbrting documentation. C in this record'series means closure /resolution of the .case. Authority: Secretary of State recommends this retention period . per GC §34090, which does not authorize the destruction of records less -` than -2 old. also GC§ 1'2946. Hazardous Materials Program PFS CU 'P OSHA Requirement Hazardous Waste Disposal PFS 2 5 D 40 CFR 122'.41 40 'C FR :503.47 Hazardous Waste Materials Storage PFS CL + 2 5 D Permit HazMat. Exposure Records / OSHA ADM CL + 2 P *., ADM; retains originals; Cal Log:200, MSDS {Nlat_eriatSafety'Data Code Reg. §3204(d)(1`), et Sheets) seq If office space `is; at a premium,, records in this- category maq be.stored at the City's off -site records faality, as they may be easily retrieved. Page 23 s_ ". . '.x•.ef -.— �T ._ :A � ....:. .,. , ".. -' .. _. e z: . b... w. n's, x $,. -. -5. J ., § 4 '... Y ". ul s ....,a.. � !':. :: t " �e2S .. : ^5A .a:•s€^" ... ,ae.<gr In. Years. .:..r _. _..± � ��.s, �, _.,;x.. < :k.�.. :�� ..:Record :._ . � ,� F i '. �.,�: �� ..., In.Years � i � $ : _:. .D.ocs��:. ✓� .. -. �� � - Y� � rn' .. RW''j"'. k's� ..z' .,).: �i _ 3' z.. SEu.N Se k:u. .::3,Ea» .s .«_. . �, Y wc.{4.�w.x. ,�.. §w'�.. N.,. S� +S>�,✓��, K?b.+ F: .4x §` ;, Y'' " '•F�Pk. r:.+? .. w'`�.�� &. HazMat Information FIRE S+2 S+30 D If records were not produced. - by' Petaluma , may destroy when no longer required (non - records); all employee = exposure records are exposure + 30 years;. Cal - Code Reg. §3204(d)(1), et;. seq. Historical Preservation and Historical CC CLI ° ' P Records' Housing Programs - EDD AU +2 AU + D Housing Projects (Affordable EDD CL.+ 2 P P* Housing Developments) Incident Reports Dept 2 5 D - Incident reports (Medical and Non- FIRE 5 5 D Recommended by State Fire medic dl) __ - Marshall; Statute. of Limitations - for ^Health Providers is 3,years; Juveniles are,required until . patient. becomes 1.8 years old;. CP §340.5,, GC §34090. Insurance Certificates CC CL + 2 P P* GC §34090 Capital Improvement Projects (Included in Agreement File and separately, by Contractor) * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 24 .:...;., y -.a. .,4 r. ,.1`.:.. ,, .. 15'� ....:_, r'.•5:r _ .. *:. ..,,: ...- , h x n's{ _ 'V :u+ =,F.- _.. .... ,;-.: a �:r.'rs 7 �:.. ...Y..: . ,..�..,... x .t-', ,e: ,., � 4. ? :� '? .:;, k S_ x . 2 '.€ ., .`t .'�;" D , ,._.Y z Dis .k�; x e c . , x,, . � T +#� K.. x` ..' k 3'„ :A F• - ' t , ... ... '4.`�^` ... �R:W. Y. ., .. .. .. �'. µ,. ... . .;.. ..?.�- ia� "t'•le. -,.. ,.. .. .Current ..-:? .}t' osition.. .. _K "^ .._ s„ :. 3;`...:� �� .. tle e S Ti:of Rcord ,_. ,...._. < r _ Y. „ Retention a of Le. aI C �:= Docs ��, a `, .�.. +aa a `* Insurance Certificates:! CC CL +'2 P GC §:34090 Agreements - General, Consultant, Professional Services 1 (Included in Agreement Ole_` and: separately,, by Contractor) Inventories:- Fixed, ADM 2 AU + 4 D Assets /Depreciation Schedules inventories - Minor Equipmeh °t (other Dept 2 4 D than Fixed Assets;) If office space' is at a'premium, records in this category *may be stored at the City's off -site records facility, as theY_may be e_asily-retrieved. Page 25 -« � . -,. ,. , ,.r- ; -. -:. c .. i. ,: .: .,,.:. r e ✓.... W -« 9a. ... .:... ... -r.. .., .:_. �� :. �� _:: � � � ,: , -,,, , .e : ,.�� E �� Title, ecortl } .� ,.x v t*.: a.. k �: La. .,i �, w ' .,.. . .v,. : >.. " , , � , R r .� � � � � ,.�: :_. � .� R a�'� ...k.v. 3l .. '§ n .. e: .. "- d" . -.. .., . �.! � ._ ,� 1 .. - j .,.. ".Y. "7Y1 d ,x, _ -„ , ;. 5 .... ..:::ice J ... .: Y , . -: - -;.:- e.x.t . , � .,�� Z, yaa. y w -„ .. 1,. sk U ..,. „r"d r& ... . ,, . {, x 'Y? " Y Total �� :: ,. -:. -;. 3 � In:.Years. ».w's.. vav-K .. `";.� .r.... .,. v - ».r: • •sx.. .l 1 =# :Y \'{ � ;Dis os�tio a.� P .x. •r £" a` d - _ ; .Doss � � i"d u.i;. Y¢'`' a' (y ' 1 V 1 � �•< • �"F -� ,'f'3 4 >. >... .'x j1v ,#. .� r _} x . Y ' 3r. � � ,• �; 4t .,fi n:✓*R', 1 3 �`f^ y'7`., vYt. Investigations - Employment Background (Non -hired ADM CU+ 2 CU +2/ See Legal. V,H Note: Complaints; reports and employees): C + 5 - Citation findings per PC §832.5 must .be _ retained at least 5 years = Authority: Secretary of State recommends this retention period per - GC §34090 _ Autl ority:Secretary of State Background (Hired ADM CU + 5 CU + 5 V,H recommends "permanent" . employees) retention period with n o citing authority.. See Note if relates to citizen complaint Authority: Secretary of State Psychological and PD CU - + CU + 2 recommends this retention' polygraph examination - period with. no citing reports on, candidates not = authority. hired by PoliceDept = Authority: PC §832 5; Evidence Internal investigations PD_ C + °5 _ C+5 V 1045; GC§ 12946; see also pertaining to disciplinary - Note above.. matters; citizen complaints _- Investment Transactions ADM CL ± 2 CL + 5 D I * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved; Page 26 , d.. .. ..._:. � ._ ..,_ .,.� ..1k:"NS - . -::, -. fi,+. T, . ... ,n c c ....+ .•.; y y,. x: ,N' ,l 3i. .0.'i`.. . . _ ' '1 y.. . F. .*a , � .�. .., .. ., .:.q c .,q„, W, _... ._, a., :,... _, .. .. ... . .� .�4'.•.a ,.- . r r+. -:v. ,:c. /.. r r r.`). -. ` ..,.,- - + . _., �s . yt} ✓ '.4 .,3 d`ry . ".§ " .x, „_ "." >ffi"� • .� . e. ".:.'k. b ...,...., n _, � .. ,.. _. f al,Citationr� 3.... - F S'£.x. .,tn•%..... 3� -_ .'^�" �.. s... .,, � �.-.. , y . - : :» "d l•: _+ r r �._., 8„ ",�..r.: t,, : :aki. F '"R iJ�.B .�4 -,... P 'i . ., 1a , - ..# -..::. .. x. -r _ :..:. ,..<'v i . .;;; A Year ......,., � iS�, � ��"., x�aX"t' ^.. >Lf� „.�Y �.,'.., x. , :,:';^x., e.-, ,. 3. _:`r` v #i'.'�s, v:.1mSA . �n ;:e .. n, rc �.`- , a�»Y. d.i.�ti.t4 . .«.�. 'Y+. ,/i, tsa.,3 y i i, • •'F e � ,.a� s ..PS.i.,�S.:fG.. db , - Jail- Surveys, P PD C CU +2 C CU + 2 D D N Note: Prepared quarterly, forwarded to State Board of Corrections. Authority: Secretary of State recommends this" retention period per GC §34090,, which . does not a ut h orize the, destruction of records less than 2 yrs oid: Joint Powers Financing; Authority - C CC P P P P P P* Agreements'&.. Audits Joint Powers Financing Authority -: A ADM 2 2 1 10 - -D Manage - :meet Audits Journal Vouchers A ADM 2 2 5 5. D D " Juvenile Arrests P PD M Mandatory M Mandatory V V A Authority -,'Secreta.ry.of State Destruction D Destruction r recommends thisretention Upon and U Upon and p period: per WIC §826[a)&(b)'; Pursuant. to P Pursuant to W WIC §781 (a) .- Upon petition, Court Order C Court Order l local, laws enforcement records within WIC §826(b.) - rnay be destroyed as ordered by-',court, if related probation and!juvenile courtrecords have been destroyed by the probation officer: Records involving_ arrests, detention and /or petitioning juvenile before juvenile court: Land Use. Studies /Plans /Reports C CDD C CU P P. _ _ _ P . if office space is at a premium, records in this cat egory'may be'stored at the City's off -site records facility,. as they maybe easily retrieved. 'Page 27 C a... .. .. , , .:- x.1. :, ss � .... } ^ , 4 ..: Ei^ � , x. ' ;. �� � . -� 3. �" "4+,x... k d:'::. z ��� ' ) _ .,4•>'. a ..- . .:u > >. .,:, �,a., �:,.n {. ,: Y -. fir; �i - �.':'..: ., L, -,.:' ,.... ,� .:.,... a - #6qH '� �..��, •.:,:W_ a; �; .Vv'.T. ;.._ ,: �',_ s - ...rr, , , xYi.%r„:: � u. .'� h �Ya !f t i a'*, � ��.� -,. , � Wit`§ Title.of Recortl4 Retention of L Rcord ;a t n -,.. ,:Le ai .Citation >;a 4 °", , t i r sa •„ s � � ? _:� .,.� �. T. i ��. a ., :,:; .� - k� .. kSn , •, , #: . � ,_ ro a ,'r` .��^,. w - � , „. Ar '< „n.,. e� Legal Advertising and Public CC 2 5 D CCP §343 Hearing Notices - . - GC §911.2 - Legal Opinions Dept 2 P Licenses . PD Authority: Secretary of State recommends this retention . . Bingo; Mace; `etc;. CU + 2 CU + 2 D period - per°GC §34090', "Which Business License T+ Y T ± 1 D does not: authorize the Review:Board T' + -t T + '1. D destruction of records less Administrative File. T + T T +'`l - D than 2 yrs,.oki.. Duplicate (pink), Second - "CU ±. 2 CU + -2 D Hand CU. + 2 CU + 2 D Note re:'pawnLsecondhand Dealer, Pawn Brokers CU + 2 CU + =2 D dealers: Original to Licensee, Other blue: duplicate to DOJ ;. pink duplicate retained by- Agency;, renewals issued onbually.by local _agency Liens, ADM .CU CL + 2. D Litigation - ATTY CL + 2 .P Litigation files (:Copies) ATTY S+2 S +2 _ D C Note: Duplicate series; origin_ al is "with City Attorney Authority: There is no specific statutory :authority for retention of these items; however, the Secretary of State has recommended this retention period per the - authority of G,C §34090:7, providing for destruction of duplicate city records. * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 28 4 ._. ,.. .:'. .._...... :.:..: ,. .. ,�!.a et �otalw .... ..ro , .. :u . x .1 • •..,<,wdi` , � >� ..,:.�.1. C.urrentr�, .' ;�Dis osttion T e Record � .� x:. �,�,� 4 . , r... ,. of jw , 4 ,_. b +4 ''.�ry;, .'.S.' - Loaris &. Notes ADM CL CL +7 - _ D Logs PD V,H Note re? property: Log items Daily Activity CU'+ 2 CU + 2 D coming,.into and going out of Juvenile Detention CU ± 2 CU ± 2 D property room Inyestiga'tive;.;(Pre- arrest). CU -+ 2 CU + 2 D Authority::Secretdty.of State Property Control Logs CU + 2 CU + 2 D - recommends this retention Rap Sheet Logs , CU, + 2 CU +_2 D period per GC §34090;; Which - Subpoena Logs CU + 2 CU +2 D does not authorize the destruction of'records less than 2 yrs old. Lot Line Adjustments and Lot CDD 2. P' Mergers _ Maddy Act Compliance _CC 2 ° 5 D Management Audits CC 2 110 D Maps , &. Plans - Aerial /Drainage/ EDD 2 P P Grading /Subdivision /Survey PFS WRC Maps & Plans- City- Owned EDD P P P Community Facilities PFS WRC Meetings= Audio and Video Tapes` City Council,AudioTapes CC 1, 8 D' Petaluma - 0ty C ouncil Rules City Council Video Tapes CM 1 8 D and Procedures. Planning Commission Audio CDD Tapes Planning Commission Video CDD Tapes * If.office space ;is of a pre.rnium,- records in this category may be stored at the City's off -site records facility, as they may be easily retrieved.. Page 29 3.N..'.`,'a_ , SEE . , ; 'e`.Y.. a.. W a... .. ... , .,- - Curren a . .: ,:):.a ..:M.�„ .� >� # � ..: . ".. »:.. , : s . ,, Le - aCrtatron gi = .. _.. ,w � .> <.,. ,. cortl� ..w , L .f'3„x � r�' _ «.. 8 ...e ,, , �' � ,_..,..:. ^r.�. r�ax'a'x fiw $.�... ✓t %., y . #. , ^.�w rh � %3f2.�i.Z9 5.�� d�r� ,�r�,+ �a�� . 3,�` Meter Reading Register ADM 2. 2 D Minutes (Hard Copy),._ 2 P P* GC §34090(e), 36814, 4080:1 City Council CC : Historical /Cultural_Preservation CDD Planning Commission, Stuff Liaison 'Joint Powers Financing :Authorities.. -_ SPARC =_ _ Municipol'Cod_e, City,'of Pefalurria CC P P °_ P GC §34090(0); ` Mutual Aide Agreements, Joint CC' When No P F Originals r mointained by City Power Authorities Longer Clerk permanently; GC' Required §34090 Narcotics and Narcotics - No Arrest. PD CL + 2 CL+ 2 D Note Retained.by division Case Files until no longer useful for - Investl purposes- - = Auth`ority ,, Secretary of State reco:mmerids this retention period per authority of = 90, vvhich'does not GC §;3 O authorize` the destruction' of _. _ _ records less - than 2 yrs old'. - Nomination Papers - Successful CC Term Term + 4 D EC,§ 11100 Candidates Nomination Papers - Unsuccessful CC Election + 2 Election + D EC§ 17100 Candidates - 2 Oaths of Office - Elected Officials CC Term Term + 6 D 29 USC 1113 and Committee /Commission Members * If office space is at a premium, records in. this category may be stored at'the City's off =site records facility, as they may be easily retrieved. Page 30 * If office space is of a premium, records in this categoy may beatgred gt;ttie City "s off-'site facility;, as they maybe easily retrieved. - Page 31 . msA� '- � «.�.. ti`- x �d °'v, _.,. 4 -; r x ,e. � 3 o S M _:. 6:"" „•x c . .tW- De t of C.urrent a ,... , n al .:,.D Tot ,. :,4. s” ion ^. i sit - .'`' , Veh d `� crh. 'am Title.ofMRecord.. _ ,. �,.... P _.., x �....,. xi.... �, x.. , ,, Ret.e . of .. ti K. Le 'al Citation R � �� �ecord � In.Years . ,., ,�,.,. 9 � In, � � �� . � . _., � nCode.� a � t � �, S, X Qq Years,x - -°4 .:} ,,m; ;i �.... a„ r�.,:. .,- _- „w- �f,..�R,r,�i�..�..,m:c: .3"- .- h'.• .S,w.. as .,.. Officer Involved Shootings - Case PD CL + 25 CL +,25 V,H Authority: Secretary of State Files recommends this retention period: per GC §34090, which - does. not specify °this item. Qperation. Log Books - Wastewater W.RC 5 P P NPDES :Permit Operation Log;.,Books = Water WRC 5 P P Title 22 § (T) Ordinances CC 2 P P *' GC §34090[e) Organization Files Dept CU + 2 CU + 2 D H Authority: There is no'spec_ ific Civic Organizations, st' utory authority for .Professional Organizations retention of this'ifem;, however;, the Secretary. of - State has recommended this retention period per. the authority of GC §3409Q;,which does authorize thej destruction of' records less than 2 yedrs Outside Water and 'Sewer'Service CC CL -+ 2 P Agreements Parcel and Subdiuision;Maps -Final CDD CL +2 P P- GC §34090(a)' , HS §1 985,0 Par`,_k`Impr- overnents'- City (Including PR P P' P* Blueprint's '& As, Builts) Pafk,'lmprovemenfs - Warking PR S S * 2 l: D Documerits * If office space is of a premium, records in this categoy may beatgred gt;ttie City "s off-'site facility;, as they maybe easily retrieved. - Page 31 If office space is at 0-premium, records in this category may be. stored at the City's off =site records facility, as they may be easily retrieved. Page 32 . . . . ................ ............ V4 J-2 Title of e k" �N Retention of Le pl Citation . r ea rs 4­F F : F Parking Regulations /Enforcement ADM 2 5 D P&ks - Historical .1n PR CL P P Paw_ n Slips /Tickets PD CU + 2 CU + 2 D Authority: Secretary of State recommends ends "CU r etentio n period BP§ etentib iod citin 21628, which actually does not specify length of fima to be retained. by law enforcement; the Dept may retain 2 years• per GC§34090(d). Payroll Records, including Deductibn ADM 2 CL + 4 D 29 C`FR, 1.627:3 Auth'Qrizations Beneficiary 19 -CM, 516.6 Designations, Garnishments, Deferred Compensation Statements P,qy,roll'Registers ADM 2 CL + 4 D 29 CFR51,6.5 Permits , PD L + �2 L +2 D Note:+ Retaih.origihal with Includihg,AB_C License issuing De pt Concealed Weapons Permits Authority: 'Secretary of State recommends retention period per GC§34090, which does not authorize the destruction of records-less than 2 yrs old!. Petaluma Wa ter' District Projects cc P P, P* Petitions -,General/Public cc 2 5 D If office space is at 0-premium, records in this category may be. stored at the City's off =site records facility, as they may be easily retrieved. Page 32 ... „,,.:� :, ,... .._,> . ,.... �F„t ,,. , �: ..:�._ _ „_,.., : +,_ -.. ., .. 3, Nv x. .. .*� ........ ,,:w.# ?S' , ...... . r:; �,� x ,.•,i�'� � A'.` .,, .:... , : . .:.. r"s ,r.: � c a+{:'t >C, r Z , .. it -. !' _.• , - x ..:.�•:.. ,.. ,.a_. .. ,,::. ., ... Y x,... ., :. :.:$ .3 h. x, - ..' .Yi1 tr,".....i. "?... :,,. b P a..T+' .i`,..... mod. h .� .1 w� .. -. ... '.. .. •l ^k.1 �., F: .....v .: .. ...5 .r. .._::. .� ,,.._. "xn P %... r s: :?; ¢....., ....a -? Current .a � . -a..� ...,.b wf ,- ,�ot�1..,._.�. ..r. ,. • d.. m. • •:yS� . -n, .? e {.f p + '...: ^,.. .'I�IJ n} xc:. -::a' r , A,. .. ye. ,�.. 5 Trtle..of,,Record...,�: w....:., ..�, .r � .x........ ,... a ::�. .. ..... .. .. §.. ..,... _Record .- . _ �` 3„.,, ... ._, ,a'�� .. t . In Years , ,.. ..�. , �?� +.- �..> � ,r ...n ,. •�:.. S.. Y , `i.i a -.�C.:� h;'" 4" +y .�, ^ y `t r�'�l,.,a �A z x,.. .><: a .;: 9 -..,< ., x n a• r - fi�rt+�'+� , ,�.:. �F� �h, •y`Ev2 �;�- � .�;: .. ...-. :�'�w.r:aN'."„t .r:. .tee -. , a .._...,_ ...,.: .:, ,._ .. ,..�:'.,�t ,� ., .:M - -� ..,`.. ... - � „tx.m�';�Y.�x4.^ -"3 '.d£�"�_ e' - v'��s, �'�rs .x'S;r .:�. c�.i �.'•°^�. � r'G7;S.s` * ,�":7.�,. �,asw- .a,.a. °.. yetitions•(,Not Public Records) CC Irntiatives 8 months 8 months D EC§ 17200(a), 17400,(a) Recalls: after after election Referendums electioft , Planning Commission Bylaws CDD S P *` Policies - City Council' CC S P Policies :and Procedures - ADM S S+5 D V,H Authority: There is no specific Administrative statutory authority for retention of this item; however, the Secretary of State has recommended. "CU +5” retention period, however, citing :authority is GC §:34090. Policies and Procedures -: Dept S. S+2 D pe'partmental Press: Releases Dept 2 2 - D Proclamations CM 2 2 D *' If office space is at 'a premium, records in this category may be stored at the City's off - site records facility, as they may be easily retrieved. Page 33 * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 34 , ,..:. -.. .: ., ,;.- r* ..,M' . .... ^,.: ., SG. k ^x. -. ..:... ...... ..,:� �'s� osrt�on ,.,. �_ _`` �' •�`` -- k f �,. �,u* ' D '- ' t of..,_ P ... Sg _.+ .; ,. .. F iyl ��.. :.... , ' .,, .. ,. .R Z'CYi by ,€;`".:s� k : •k.!vt,'., ,Yg .�'.. ,. ,.a. �t5, �, .. r, :..: �, �.�� g. ,.�, , .a, ., -.. �In Years _. •'�' g ., ... I ... -. -M vt� �Y w <Tn" a, Citafion .i „� -:. .Re,cord ,�. ra ,:- «u�` _.. z k � '�:,. � ,. _:.. s _ 'x+».�. �" �'r ...;�.,.:4. _,'s...*z __.. .s °" »`tai.., '�1 ,.�". r „;< - %�w,, •,, --e -. .; .. • e a . _ < -- #: r : ,: .•m;44 ,. wa , `,. F. s ,.=z.,C9.1;:,M'r ,. F ,, .r - 4 �a...zt.', - A ��'�. ra w �� � •t � >::?.`�' � x �.`. .�•.� -, Projects, Programs; Events; Issues,. Dept CU +2- =CU + 2 D H Authorit <y: There is no specific_ Activities statutory authority for . retention'Of this item,,' however, the Secretary of`_ = ' State h'-as recommended a: r ret "ehtion period fors years, however, citing authority is' - GC §340.90. Given their = . historical value; the Dept may _ consider 'retaining for °2 years _ = per GC §34090 (d) which does no. 'authorize_ -the destruction of records less than 2 years old. Property - Original P.D Until case <is. Until case is Authorrty Secretary of State adjudicated < adjudicated or recommends t_his'ret.ention or disposition" disposition period per Managing _- determined determined Property in Law: Enforcement - - Agencies (by POST). Property Files PD CU :+ 2 , - CU + 2 D Note:, Original reports and, supplemental documentation (Lost, Found, Safekeeping) Authority: Secret:ary,ot'State recommends "this: ret2ntiQn period per GC §34090, which does n ot,dL thorize the destruction of recor less , than 2 yrs'old. * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 34 , c., :r*c .- x ... '� :v s.:: .. _ >•~` c� 4* .. p -: ..!.3 ; "' ., .w ... ,. u - ,,, _. .. -.. - .?..5 ;i' ' nt 3 a may, �,::. '° :'_n: Q4, vww..:.: .. .,. k .� ' f)is ositi ... „P- .TPo..: p .Current -i.. ... .Curr W .. ..^ ..r.. ti. .. ... "f m” ,.. b'k ,,. '�i E �..¢ X -,. a Veh x1` �''" - ,..Y,'• ...^?, ��Le al Citation ..a.. -�' 6` '�@: .., b. .... ,.� Sv . ii... x• Y;` 3,,. IX> r..:.. .. .... v._ -n .. .�a,� ���, . ^..,5 � ..Code .,. _.. rv. `>? ..+Y+. -. 'S'r ..aT s ti.. Ya .r ,"Y " �s,r.5^ :_ �+?. i. 'um .. ¢� F.-.,, ?Sl ,;x... - 1 . v »a. R .�: •- ? .:: :: - 1'- ., . ^s. ,,,G_.. _ :� ?3R, ,F'� - k -•#'. . ,. 8 '.. ..,,- w" . - .., _ Y .. 1� ,�vr 1e,_,.s, �k_.a ..,,K , ... $'c'z Yre . .#,F.- -_.- v*u-.. . ^.:F'. aa`�. vSrtr. - ..0 fu .. _, ...e -.:,,>.3 ..'k+kk4�. . ...;. ,� {.,..,m. _.t.4 ..., ..aL.;..e,.. .. - :..�r x,p r>.+.... . ,.,_ .. .-- .+s ye 'etw�.s\ -, ... ... ,d N S y � , v. � .. .. _ . .Nd..✓'�.'.f�ifi �.,a. AkA?!M.eri°.... _ - _ .5. • Ai e. u t. ..KT- vn...... <^. ,._rd .._f. .:�..7...- £.tii "'V"��i� -.. R..x Property, Pawn Brokers /Secondhand PD CU + 2 CO + 2 D Note. Sales, slips. Deafer required to file duplicate with agency. Authority: Secretary of Sta recommends Phis. retention period per 6C§,8409'0 ­ which does not authorize the desffuction of records less than 2 yes old'. Public Improvement Plans EDD P P P HS §1 9850 CDD PFS WRC Purchase Order Log ADM CU CU + 2 D Qu.arterly/Year -End Reports ADM 2 P including ESIS, FIT '(including W2sJ> SDI, SIT, SUI,'1099s 'Questionnaires %Surveys- Council. CC CU 5 D Directed Questionnaires /Surveys- Q.ther _ Dept _ .CU - 2 D _ Records Management - 'Disposition CC 2 P' of Records; Records -- Retention CC S S 4 D Sehedules:and Manuals * If office space is' at a premium,; records 1n.this category°r ,gy ; bestored ,at ;the- City's off =site records facility, as3hey, may b -e easily retrieved. Page 35 * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 36 �,.De �. .Le al. 9. Citation ,� yW} ,� Irn,Years ,. Docs.. .? ?` Redevelopment Agency EDD" P P P HS Administrative Documents (State CRA Reports and Plans Not Listed Elsewhere) Registration Files', Arson, Sex and PD Life of Life of V Note: Fingerprint card, photo, Narcotics Registrant Registrant information also forwarded - to Within Within DOJ Jurisdiction Jurisdiction Authority;_ Secretary of`State = recommends this retention period without citing_ authority. Registrations, Recreation PR CU CL + 2' D Relocations (Records .affecting the EDD CL + 2 P * GC §34090(a) title to real property - or liens thereon) Residential Sprinklered Homes FIRE P P P Vital records; 6 C §34090. Resolutions: City Council ; CC, 1'0 P P* G.0 §,34090(e), 40801 - :Petaluma Community Development Commission Restraining orders` PD * See: - -: Authority:. Secretary of State Includes: Emergency descriptor = recommends retention after protective orders, temporary law enforcement actions _ retraining orders, legal = described in PC §273 5, stipulations, orders after 273.6,64 - hearing FC§ 6380 -6383 are fulfilled. and effective date of restraining order Revenue & Expense Summaries ADM 2 2 D * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 36 If office space is at 0 premium; ecords lh'this category 'may be stored at the City`s off-site re cords cords facilit I y,, as the maybe easily retrieved. Page 37 • 0 P °% ....., '5 L isp", T itle Re c o r d , _ o f 'of, C urrent Re tent i on s W "'d egal Citation , - ­_­ I'll - - - E K , , _, " ' ,,, , -4 �n F. kk ............ _x �iw, Rosters of City Officials cc 4 P P. Rules, Policies and Procedures - City Council (See Policies:- City Council) Salary Records including: ADM 2 5 D Deduction Aut Detignation,.Unernolo men Claims`; yrn _t Cldi Garnishments: Seaked PD Mandatory Md Mandatory V Note: General provision: upon Adult Found Factually Destruction Destruction Destruction petition, records �of agency Innocent Upon and 'Upon, and. ,Upon and must be.Sealed and PursuantJo Pursuant to Pursuant'tb destroyed i Court Order Court Order Court Order With. the provisions set by court record and subject to exc.00tions. Authority: PC§ 851.8 Soils Repdrfs, Public QDD CL + 2 P QC§34090(d) P FS Sblid Waste. Mana PFS 2 5 D GC§34090 (Recycling/Refuse) Sonoma County Project Referrals CDD CU 2 S tandard Operating P rocedures FIRE 'S +;3 S+3 D Statute of Limitations tibns for Health Providers, is,Byears', G �CPP40.51 C§34090. State,'' ontroller's.'Reports ADM 2 AU +7 D Statemehts Ecbnomid htehe s fs - Cc 4 4 D Copies of those filed - with FPPC If office space is at 0 premium; ecords lh'this category 'may be stored at the City`s off-site re cords cords facilit I y,, as the maybe easily retrieved. Page 37 • 0 * If office space- is at a premium, records in this category may be stored at the City's off -site records.facility, as they may be easily retrieved. Page 38 , .. c. R Title of c e _x w � S A 3.✓4 1 ,.s >: ,.� a{ ::. -; m . ....... %S ... .� �v ... . R � <Ya - . .,.f' :_:� �ei �, ,. r...... - .��n� .r.....3. «. , �_�s...: ,., ...,, .. �+. -. ,. S✓ _n..Fx ...... w. .: .. x.. , , ✓..,,,. +: _.-�. .., d.,�..... -. -. �F -F ..e,. .✓ - s � :':: _?t.naF.a7.r?p. ,�4. ;�, � ,... TOtQI. a s , , .... i. r #... DIS OSItIOn: s� e. 3"F' �,g'. .yT •, as4,'. .�': nom- ..::arc. ,....`... P = .?.�s� abz..wm. ::. Veh ✓ -.M? ., F - _. _n: �3.�,.�&�....r- T`„' - 3 €- 2 r r, �. 4 ) 1/✓x 1_x? ✓� .R. 4 \fi ✓�i ..... r.a+; Statements of`Economic Interests- CC 4 7 D - Originals .filed with City Clerk St atisticdF Upifor"m .Crirne - PD CU + 2 CU + 2 D V,H Note: Originals sent to DOJ; Reports Mandatory to;DOJ`(LEIC);.. FBI r FBI, Include Return A /Supplement; - Authority: Secre "tary=ot State :. Supplernentary°Homid&e Report, recommends this retention LawEnforcement Officers "Killed or - - period per GC §34090,^which ,Assaulted; .Monthly Return of Arson _- does not authorize the Offenses "Known'to Ldvv _ destruction of records - , Number f Violent than 2 yrs old'. Crimes Cbmmitted Against Senior Citizens; Monthiy.Report of Domestic s _ _ Violence Related Calls for Assistance `M nthly Arrest and Citation :Register; ,Monthly Hate Crimes Incidents; Death in Custody Reporting w4.. .. / .< -.. x rn F,-., s .. ... ... .., 3._.. ".' u P w r. p ...*.J 1"x „s. ... . :. -r r.:: .{ 3 X... �.._{,. f yb.ro : L_.,, f ' ..: <... ,.<. .>?. 4...,.... ..x 1 ,::.f' �, 5• " i 34 .'v -fyxr �` d ' ........ .. .... .. v,.. �.. ...� ,... .,. r..,.. >< . r.,:.. 3k ,.. .,,.. `x' _ ,, 'sK'atd+x. .. :�.... _s _._ �,,. x .- +i,n..R.'4'q .:.. ..,. k.. ... .; k:^src. .,,. > ... „A •,k t s - ..w.3 ti:.. .. ._. ...: « ., ,.._ � To .., __ i .;::♦ • •. .:..; ,g ..,..t._n . ,r Des .osrtion_,..• ., .tf,: . Veh $• �7� .a a a, ,,s . -- • ., .t... , . u. . f.... .,. -... - .. �. -Trtl e.o ... -v. . , -...,. ,., :, F r'a InnYears. ..,: ..Retention . "4...,,.3 . :,. xA ,a,. .,..: �:� xof _� Sys ., -:. .< ,o _..,:., , .�:; � ,, e . a tgtion Le alp <C J ! r :.. k .::a^ fN ,,...,.. .., .. -.. .Record.. ., ,. 'L�" ,..•.. �:,'.; .. .:�, ..,.zz ,n r �.""' ,: ; , ,_~: - ,InaY.ears ° i� ,- / x. -. 5: is .. 4.,. . C'...i ° ':e; ,.zt y -,.s. ,,.. ,f z ;r. E'Y,N^j - ';3 �';� C'i,. .. :< Y z:S ,... „ S ,.:, ,. ., ,} ;,L` .«.;.:�s. w3+Y ,. I '2 .r., s,. .;k .�. . <.... - ., - - .4" ' a i;..� Statistical (Crime A'ndlysis) PD CU: ± 2 CU +'2 D H :Note: Internally generated information using activity logs, citizen .calls, current and past - crime statistic reports, finance dept expenditure and budget records,.eitations,. crime reports, accident reports, permits, receipts. Reports, created for variety of purposes including increases /decreasesin . criminal activity officer workload, deployment, time usage Authority: Secretary of State recommends this retention period per GC §34090, which does not authorize the d.es'truction of records :less than 2 yrs: old. Statistical Reports' ADM 2 2 D Street Lighting Inventory PFS S+2 S + 2. D Street' Maintenance and Street PFS CU ,+ 2 P P* Lighting Street Naming =dnd Numbering CDD P P P* GC, §34090 (a) Street Report; and Annual, Report of ADM 2 AU +I D Financial Transactions Street /Road;' Inventory PFS. P P P* * If office space is at a premium, records in this category may be stored at the City's .off -site records facility, as'they may be ea-- silyretrieved. _ � Page 39 . � i2� t,� v a•A. ,.:' S Trtle_:of.,Re.cord., ..... Studies /Reports - Miscellaneous '� -.ate , .,. ,�., � .'•�, , ,. Dept ,;... , .. , _; ,�. x,.:.e., :SXH'° -,..a . , ._ _. ., n.Yer .� I a :..,. S �., 2 ..a ?u Otgd,, ,,, -... - . � Reten tin T� �- w.. , n . .. :._�.�,�. � 5 vg­ ,::.�v,. ., � ,. .. -.. ,,. . .!. ,. Ea ..... ...,,,���}Xv' •.s ,�S T' a ... ? D v, deli .... .tN w. _.c �..,cLOder s > -�� , x ✓ t Vic: ey � �° k � Y _ Le al � Citation v �� v ''_,: .vz:: t. '> .;'r ,��., .� _ � ,. 4 z S` :?" r��,�? ) :' :` ;.,,.... z".� °P� F� .,}al.a2 Subpoenas `(Duplicate) ­PD CU + 2 <CU + 2 D Authority: Secretary of - _ recommends4 is. retention period' per GC §34090:, = However, -the Dept may: consider shorter retention , period per=:GC §34090.7,; providing.for destruction of -, duplicate; city,re, cords. Supplemental, Felony Capital PD P - - P V,H Authority: Secretary of,State Crimes, Crimes'Punishable - by' Death, Yecornmends this retention Life Imprisonment period per statute of limitation . in PC§ 799 -no statutory limitation for prosecution: Murder, kidna - pping for ransom, treason, procuring - executio by perjury,'train = - - _ - :wrecking, assqult -with deadly - - weapon by life'.term prisoner, - = bombing resultirig m , - death /bodily injury;,'making" - defective-war.materid - 10hat - cause -death' 4 * If office space is.at a premium, records in this category may be stored at the City's off -site records facility, as they may be easilyretrieveed. Page 40 If office space is at a. premium, records;in this category°may be stored at the, City - 's off site records facility,: as they may be. easily, retrieved. Page 41 , v :. ., f �. f .. k"'... Y .,:. �. ->3; F f� 2 ....:. „-- ....., .<..,. ... .; ,.. ,:..• ,.,.., <...• � i w«5t 4'Js of_.Rec r � �.. -•� � � ��:. �,k, Retention. ..Title .. <. �,��... .:�... _ > -x .. ,.. ,� ;x u .� �InYears .,:.. � � � -. �, . �. ., n..M;�*...u .,,_... >. -.x $`,..r��i am.d.�y'�.fE„ ...., ,— :�.±,..: <...__., x ..<..� < _u`k z3...v..... ,.,,,rkta -_ .,. ,., *_. -.. .u,✓rh4m..�$�,».<.n?:,!1.+ .�''tn.: :^dSrc,w��sY�v ., '^.,s.i k.Z..,. 2�rv'".'s.sbr,rzAa, . .(r 'z":..x., `,,. 4�i °a+ < �3 Tapes Note: Recordings subject to Audio, Telephone;. and PD` 100 ,days 100 days. D VA litigation/court shall be Radio Communications' preserved until pending litigation is resolved; this V,H record series does not include City Council Audio tapes.. Authority;; GC §34090 Note: "Routine video Surveillance /Security Routine 'PD 100 days 1 00 days D monitoring" means. Video Monitoring (Includes videotaping by d video or' .. Videos of Jail) electronic imaging system designed `to record the regular grid ongoing operations: of the Dept; and includes mobile in- car °video, jail • observations and monitoring systems, and building security taping systems .-. Authority: GC §3409:0.6 Taxpayer Identification A_ DM CL CL + 2 D Number /W9's Time Cards ADM. CL + 2 CL .+ 2 D Traffic Regulations /Enforcement _ PD '2 5 D Training, Materials, Standards and FIRE S+.2 S + 30 D Conforms With HazMat .Administration exposure ,requirements;.QA Coale Reg. 53204(d)(1'), et Seq. If office space is at a. premium, records;in this category°may be stored at the, City - 's off site records facility,: as they may be. easily, retrieved. Page 41 _ ,._"�,'� x.'71.°' ... !M.. -, . <,., .. . -. ".t.'. E. �. Y Y.,+. -. .,. ....." N. r a a,li ^✓t'` ,J. .+,:- . S4 . ., ,. > $ .:.'aS' ::.. NYZ ^. : ::.. `:z.'a A " " 'h- "' E . H L^' ¢ .}l.eP_ . 5 x� _.. s.,.., ,3'.: - -;: t ,. -_. ?�`.` „ ak « W �. T «, wm -. =. . ... == � 2 . �,.: r r`:: .... ,�... ' .Title..of.Recor , .,� � .. R of . .:.�,,� � � � ,... > � � .. � .� - ,. . . E' . . '' �s - .': r.; . x rvvyy" Training Recordsr(lndividuals) A ADM U Untif No T T +30 D D O Originals aye- retained by AD;M Longer a as part of 4he employee's-' Required m master file-for termination ±30 - y years; GC §34090' . Transportation Permits - -_ Oversized P PID 2 2 2 2 D D Loads Treasurer's Quarterly Investment A ADM , ,2 7 7 D D - - Reporf Use of Force Supervisory Review riles P PD C CU 2 M Minimum.of 5 D D c Note: Includes review :forms, years a c N arrest` report copies, Togs.. - = = A Authority: Secretary of, State recommends =this retention - p period per - - GC §;34090; which _ d does not a=uthorize the - destruction of records less than 2 yrs old '. Use Permits C CDD 2 2 P P - H$§ 19850 Use - Permits, Temporary F FIRE-- E E + E E + 3 D D S Statute of_L for - H Health Providers is 3 y ears; CP § GC §34090 Variances C CDD C CU P P G GC §34909 HS §19850' Vehicles Owned= Maintenance A ADM C CU C CL + 2 D D History If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 42 .. a, ,:— , e- <. - i $"& *S�"v° s`,4 _.,: yv€'� m 4'.,w4 �:Y er ..r �::f^§ <t _ 1 >- : r M m .. r .::.. ". De t d F ,_.,s. _.. _.. �.,, <.. :.. ..... total .. ?, -.... Di �o - ZAx..,. r 'bi 4�y } ':�.riz` h.. . ... u, ..� - , T,itleot Record;: , _ _ ..p of ,..:- .,, � , _�, �- ..Current •s In.Yearsx �� -. ",:, ..._ , s ,Retention ti .. .. , � . , _� _of � Vehr ...,,. r x' y Le aL Citation.. ., � �- :Record...,., .;: ..,.- � , t r✓ .�. � .�# z +. r �.:;w§txs �. , ,.. «: .._....,�... .. . >.t , .:.... _ .. ei .� ,.,: r �s +� __,... � ,,... 1.,,..,, n _, _ �$r .a ,;,: „u� z,"' Volunteer Files PR T + 2 T + 2 D Note: Volunteers' identification, contact info. Authority: Secretary of'State recomm t h is rete period,perG'C §34090, which does not: authorize. destruction of records less than 2 yrs old. Warrants Note: Includes Warrant. Felony PD Traffic Traffic V Service Information Card, Recall after Recall after 10 alpha index card 10 yrs except yrs except for Authority: Secretary of Sfate, for Murder/ Murder/ recommends these retention Escape Escape periods per CA, Law Recall after 5 Enforcement Warrant Officer's Misdemeanor - Criminal PD yrs Recall after 5 V Association Served CU yrs V Utnserved Until served, CU recalled.or Until served, purged recalled or purged, CU + 849`(b) and Any Arrest PD Recall after l CU + 2 Resul.ting'in'Detention only V yr Recall after 1 yr Parking Recall. after 5 Recall after 5' Traffic yrs' yrs V Watch Assignment /Timekeeping, PD .CLI + C.0 +'2_ . D . Authority: SSecretary of State records ::recommends this retention - period�per,GC §34090, which ,does not authorize :the _ destruction of records less than 2 yrs old-. *If office space; is at a premium,; records in this category may be at the City's off -site records. facility, as they.may be, easily.retrieved. Page 43 z a�'2+2. .t¥.- .,., q,,,.... rx ,4 1:`.. t.. ,� :.._.'•� ., :.. .a, � ,. _.,. , d+. _..... ._. ,r. ,.:... ,: 5., •....,tlC3$..i .+- .::.,.. '2. a .. : ✓... - .' ak ,, .._,:, _:.f: _bis .. .,. ,� ,:. Ve.,h, �Titl. _ eco Reteention k .�, � � x ..,,. : : =�Pf � -� Le e _.... . ve t... �. T @..d ..... .... ... ... � .F....... :. ...w5 ? �' °: - Yh{£ . - UJ r.� ! �,T'6,- e5✓;. h. r ,.x.«.nzw.'✓9k. Water - Backflow Device Reports WRC 3 3 D Title 17 § 7605(1) Water /Wastewater Certifications WRC CU CU ± 12 D 40 -CFR 141.91 Water/Wastewater Permits - NPDES. WRC CU + 2 P NPDES Requirement Water /tWastewaterPermits -Other WRC CU + 2 CU + 2 D Water /Wastewater Quality -Lab WRC 5 1`2: D 40 CFR 141.9.1 Results Water /Wastewater Regulatory- WRC 5- TZ D (All requirements Reports - Water /Water incorporated:) Reclamation/Storm Water Weapons PD P ' - _ P "- Secretary of State Dept -owned database, recommends this retention personal weapons,. - 'period without any citing alternate, secondary; authority., handguns, inventory repairs, inactive concealed Work Orders PFS CU + 2 CU* 2 D Worker's Compensation Records ADM 2 CL + 5 D Zonings /Rezonings /Prezonings CDD 2 P GC §34090(x) HS §19850 * If office space is at a premium, records in this category may be stored at the City's off -site records facility, as they may be easily retrieved. Page 44