HomeMy WebLinkAboutStaff Report 6.A 08/06/2012 A dp'Ite n/#6 A
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DATE: August 6, 2012
TO: Honorable Mayor and Members of the City Council through City Manager
FROM: Bonne Gaebler, Housing Administrator\19U
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SUBJECT: Resolution of the City Of Petaluma city Council Approving the Issuance by the
California Municipal Finance Agency of Multifamily Housing Revenue Bonds for
the Purpose of Financing the Rehabilitation and Resyndication of Round Walk
Village Apartments.
Resolution of the City Of Petaluma City Council Approving An Amendment and
Assignment of the 1995 City HOME Loan.
RECOMMENDATION
It is recommended that the Petaluma City Council Adopt Resolutions Approving the Issuance of
Multifamily Housing Revenue Bonds by the California Municipal.Finance Agency for the
Purpose of Financing the Rehabilitation and Resyndication of Round Walk Village Apartments;
and, Approving An Amendment, an Assignment and Assumption Agreement, and a
Subordination Agreement in connection with the 1995-City HOME Loan.
BACKGROUND
Round Walk Village is a 129-unit affordable work-force housing rental apartment community,
located'at 745 North McDowell Boulevard. Round Walk Village was developed by Burbank
Housing Development-Corporation in 1995 and, as can anticipated with-a community of this
age and population (485 residents, 230 of whom are kids!), the property requires rehabilitation
and/or modernization including, but not limited to (1) replacement of all windows; (2)
replacement of all water heaters; (3) replacement of the roofs; (4) installation-of improved
ventilation; (5) concrete and pavement repair; and (6) installation of a photovoltaic system_
The property requires a financial update as well. A new partnership will be formed(j.e:, a-
resyndication) to provide,funding for the rehabilitation and also to secure more favorable
financing. Burbank is recommending using low-income housing tax credits and tax exempt
bonds to secure.a new loan on the property with a lower interest rate:
An additional piece'of the refinance involves one of the original loans on the project, a City of
Petaluma HOME loan in the amount of$930,567 with an annually compounded interest rate of
6 'h percent. Included in the financial update is a request that the high interest rate on the 1995
Agenda,Review:
City Attorney 1 ! l Finance Director City Manager
City of Petaluma HOME loan be adjusted,down to the'Applicable Federal Rate at the time of the
close of construction financing (late 2012). The Applicable Federal Rate for July is 2.30%.
DISCUSSION
The goal of the requested City Council action is to complete the financing plan to allow the start
of rehabilitation of Round Walk Village in late 2012. Upon completion of the rehabilitation
project, the permanent financing structure is expected to include:
• Tax Exempt Bonds $5,667,000
• Seller Take='Back financing $3,852,115
• Tax Credit equity $7,380,714
• Existing City of Petaluma HOME loan $1,861,807(principal +accrued interest)
• Income from operations through 2013 $444,534
• Deferred Developer Fee $390,091
• Developer Equity $739
• Total project cost of $19,597,000
The developer has requested that the California Municipal Finance Agency (CMFA) issue bonds
for the project. The City has been a member of that Joint Powers Agreement since January 2007.
There are a series of actions necessary to accomplish this transaction:
(1) The Internal Revenue Code of 1986 requires that the City Council conduct a public hearing
known as a TEFRA hearing (Tax Equity Fiscal Reform Act) to authorize the issuance by
another agency of tax exempt housing revenue,bonds. The TEFRA hearing is simply an
opportunity for all interested per"sons to speak or to submit written comments concerning the
proposal to issue debt and the nature or location of the proposed project.
(2) The City HOME loan document dated July 1'8, 1995 will be modified to show an adjusted
interest rate equal to the Applicable Federai,Rate atthe°time of close of construction financing.
The loan will remain a 55-year, deferred payment, transaction.
(3) Adopt a resolution approving the issuance of multi-family revenue bonds, required in the
application for bond allocation.
.(4) Following the adoption of the resolution, CMFA Will proceed with the submission to the
California Debt.Limit,Allocation Committee (CDLAC) of an application for"private activity
bond" allocation for the project.
Financial Impacts:
The City's membership in CMFA bears with it.no cosfor other financing obligations, but serves
as a public;acknowledgement by the City of the project.financing.
The City will not be a party to the bond financing documents. The debt will not be secured by
any form of taxation or by any obligation of either the City or CMFA; neither would the debt
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represent or constitute a general obligation of either the Cityor>CM'FA. Pursuant to the
governing California statutes and the WA Agreement,a member CMFA:is-not responsible for -the repayment of obligations incurred by CMFA. The,:debt`will be payable solely from amounts
received pursuant to the terms and provisions of financing agreements to be executed by
Burbank Housing. In the financing documents the developer will also provide comprehensive
indemnification to CMFA and its members, including the City.
The City will be amending the 1995 HOME loan documents to reduce the interest rate and
increase the loan term, and will subordinate its Loan to construction and permanent financing for
the Project. In addition, the City will consent to an Assignment and Assumption Agreement
between Burbank and the new partnership.
ATTACHMENTS
1. Resolution Approving the Issuance of Bonds
2. Resolution Approving an Amendment and Assumption
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ATTACHMENT 1.
RESOLUTION NO.
CITY OF PETALUMA
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PETALUMA
APPROVING THE ISSUANCE OF MULTIFAMILY HOUSING REVENUE BONDS
FOR THE PURPOSE OF FINANCING THE ACQUISITION AND REHABILITATION
OF ROUND WALK VILLAGE APARTMENTS
WHEREAS, the California_Municipal:Finance Authority (the 'Authority") is authorized
by the laws of the State of California (the"Law") to execute and deliver multifamily housing
revenue obligations for the purpose of financing the rehabilitation of multifamily residential
rental facilities located within the area of operation of the Authority which are to be occupied by
very low and low income tenants; and
WHEREAS, Round Walk Village Partners2, LP, a California limited partnership, or
such other limited liability company or limited partnership related thereto or formed by Burbank
Housing Development Corporation, (the "borrower) has requested the Authority to issue and
deliver multifamily housing revenue obligations in the anticipated principal amount of
$15,000,000 (the "Obligation"), the proceeds of which,may only be used for the purpose of
financing the rehabilitation of a 129-unit multifamily residential rental facility commonly known
as Round Walk Village located at 745 No. McDowell Blvd. in the City of Petaluma, California
(the "Project"); and
WHEREAS, the Obligations which are expected to be issued and delivered to finance
the rehabilitation of the Project would be considered "qualified exempt facility bonds" under
Section 142(a) of the Internal Revenue Code of 1976, as amended (the "Code'), and Section
147(1) of;the:Code-requires,that the "applicable elected representatives" with respect to the
jurisdiction in which the Project is located hold a public hearing on the issuance and delivery of
the Obligations; and
WHEREAS, the City Council of the City of Petaluma as the "applicable elected
representatives" to hold said public hearing, duly noticed and held said public hearing on August
6, 2012, at which time all those interested in commenting with respect to the proposed financing
of the Project were heard.
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NOW, THEREFORE;.BE IT RESOLVED as follows:
I. The City Council hereby finds and determines that the foregoing recitals are true and
correct.
2. For purposes of the;requirements of the Code only, the City Council hereby approves the
proposed financing of the Project by the authority with,the proceeds of the Obligations.
3. The issuance and delivery of the Obligations shall.be=subject to the approval of and
execution by the Authority of,all financing documents relating thereto to which the
Authority is a party and`:subject to the sale of the Obligations by the Authority.
4. The adoption of the Resolution is solely for the purpose of meeting the requirements of
the Code and shall not>be construed in any other manner,_neither the City nor its staff
having fully reviewed.or considered the financial feasibility of the Project or the expected
financing or operation of the Project with regards to anyState of California statutory
requirements, and such adoption shall not obligate (i) the City to provide financing to the
borrower for the acquisition and rehabilitation of the Project or to issue the Obligations
for purposes of such financing; or (ii) the City, or any department of the City, to approve
any application or request for, or take any other action in connection with, any
environmental, General Plan, zoning or other permit or other action necessary for the
acquisition,rehabilitation, development or operation of the Project.
5. The City Clerk of the City shall forward a certified copy of this Resolution and.a copy of
the affidavit of publication of the public hearing notice to:
Thomas A. Downey
The.Orrick Building
Orrick, Herrington & Sutcliffe, LLP
405 Howard Street
San Francisco, CA 94105
6. This resolution shall take effect upon its adoption.
PASSED AND ADOPTED this 6th day of August, 2012 by the following roll call vote:
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ATTACHMENT 2
RESOLUTION NO.
CITY OF PETALUMA
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PETALUMA
APPROVING AN AMENDMENT TO HOME LOAN DOCUMENTS, AN ASSIGNMENT
AND ASSUMPTION AGREEMENT, AND A SUBORDINATION AGREEMENT IN
CONNECTION WITH THE 1995 CITY HOME LOAN FROM BURBANK HOUSING
COMMUNITIES CORPORATION TO ROUND WALK VILLAGE 2 PARTNERS, L.P.
WHEREAS. the City of Petaluma ("City") provided a loan of HOME funds in the
amount of$930,567, pursuant to loan documents executed in July 1995 (the HOME Loan
Documents), for the development of an affordable rental housing development known as Round
Walk Village (the Project"); and
WHEREAS, Burbank I-lousing Communities Corporation (-MCC") is the current owner
of the Project and has entered into a purchase agreement to sell the Project to Round Walk
Village 2 Partners, LP. (the "Partnership"); and
WHEREAS, the Partnership intends to purchase the Project and use funding from a
construction lender and a tax credit investor to undertake a major rehabilitation of the Project;
and
WHEREAS, the Partnership has informed the City that certain revisions are needed to the
HOME Loan Documents to allow the Partnership to carry out its(financing plan for the
rehabilitation of the Project; and
WHEREAS, the changes required by the Partnership include a reduction in the interest
rate of the HOME Loan-for the Project to the "applicable federal rate" (as defined in the Internal
Revenue Code), an extension of the loan term to 55 years, and the City's consent to the
assignment to and assumption by the partnership of all obligations under the HOME Loan
Documents; and
WHEREAS, the Partnership has also informed the City that the City will need to
subordinate the HOME Loan Documents to the deed of trust securing a construction loan in the
maximum amount of$14,000,000 and a permanent loan in the maximum amount of$6,000,000.
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THEREFORE, BE IT RESOLVED that the City•Council,of the City of Petaluma
authorizes the City Manager or his,designee to`enter into (i)'an amendment of the HOME Loan
Documents for--the purposes and according to the terms described herein; (ii) an Assignment and
Assumption of the HOME Loan Documents from BHCC to the Partnership; and (iii) an
agreement to subordinate the HOME Loan Documents to the construction and permanent
financing for the Project, together with such additional terms as are required in the judgment of
the Housing Administrator to implement the-City-approved financing plan for the Project and
which do not materially increase the City's obligations thereunder.
PASSED AND ADOPTED this 6'h day of August 2012 by the following vote:
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